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DRC-2010-005447 - 0901a068801cae44
1»\ OF 'UlsSi. State of Utah GARY R. HERBERT Governor GREG BELL Lieutenant Governor Department of Environmental Quality .Amanda Smith Executive Director DIVISION OF RADIATION CONTROL Rusty Lundberg Director DRC-2010-0G5447 September 29, 2010 David Frydenlund, Vice President Regulatory Affairs and Counsel Denison Mines (USA) Corp. 1050 17"^ Street, Suite 950 Denver, Colorado 80265 RE: Radioactive Materials License (RML) UTI900479 Dear Mr. Frydenlund: action taken to 0. The Thank you for your letter dated September 10, 2010, informing us of the corrective rectify the violations identified in a Notice of Violation (NOV) dated August 5, 201 corrective action of training the staff at the White Mesa Mill on current DOT requirements for shipping papers of radioactive material is appropriate. We have no further questions at this time and consider the NOV dated August 5, 2010 closed. We will review the effectiveness of your corrective action during a future inspection. Thank you for your cooperation in this matter. If you have any question please contact Mr. Ryan Johnson at (801) 536-4250 or at rmjohnson@utah.gov. UTAH RADIATION CONTROL BOARD Rusty Lundberg, Executive Secretary RL/RJ:rj 195 North 1950 West • Salt Lake City, UT Mailing Address: P.O. Box 144850 • Salt LakeCity, UT 84114^850 Telephone (801) 536-4250 • Fax (801-533-4097 • T.D.D. (801) 536-4414 www.deq.utali.gov Printed on 100% recycled paper #RC-Z010>004«|1 DENISO MINES September 10, 2010 VIA E-MAIL AND OVERNIGHT DELIVERY Rusty Lundberg Utah Deparfmenf of Envlronmenfal Qualify 195 North 1950 West P.O.Box 144810 Salt Lake Ci/y, UT 84114-4620 Oanl«4n MInM (USA) Corp. lOMlhh Street, SURB MO Danvof, CO 802BS USA T«i: 3ta m-rm Fu:3p3M»41U www.aeni8oniiilnM.coni 1i Re: Sfafe of Utab Radioacfive Maferials License ("RMLj UT1900479 Response fo Ufab Department of Environmental Qualify C"UDEQ°) Notice of Proposed Imposition of Civil Penalty August 5, 2010 Dear Mr. Lundberg: Vbis letter responds fo C/DEQ's Nofice of Proposed Imposition of Civil Penalty Augtjsf findings resulting from a July 20 and 21, 2010 inspection of Denison Mines (USA; Corp Mesa Mill Cfbe "MiU";. Tbe sections and numbering of tbis letter follow tbat of UDEQ's August 5, 2070 tetfer. E^cb violation idenfified by UDEQ is shown in italics, below, followed by Denison's response. /. 49 CFR 172.203(d) states: Tbe description for a shipment of a Class 7 (radioacti\\e) material must include the following additional entries: 49 CFR 172.203(d)(1) states: "The name of each radionuclide in the Class 7 (radioactive) that is listed in § 173.435 of this subchapter. For mixtures of radionuclides, the required to be shown must be determined in accordance with § 173.433(g) ofthls Contrary to the above, the Licensee failed to record the radionuclides of fbe L/3O3 (Uranium yellowcaKe) on multiple shipping papers dated from February 9, 2010 to July 16,2010. 49 CFR 172.203 (d)(2) states: "A description ofthe physical and chemical form ofthe material, if the material is not in special form (generic chemical description is acceptable for qhemical form). Contrary to the above, the Licensee recorded the chemical form but failed to recoid the physical form (e.g. solid, liquid, gas) ofthe U3O8 (Uranium yellowcake) on multiple shipping papers dated from February 9, 2010 to July 16, 2010. 49 CFR 172:203(d)(3) states: "The activity contained in each package ofthe shipifient the appropriate SI units (e,g,, Becquerels (Bq), Terabecquerels (TBq), etc.). The also be stated in appropriate customary units (Curies (Ci), milliCuries (mCi), micrdiCuries 5, 2010 regarding s ("Denison's") Wbife material radionuclides subchapter,' in terms of ^cf/v/fy may (uCi), Letter to Mr. Rusty Lundberg September 10, 2010 Page 2 efc.j in parentheses following the S/ un/ts ..." Contrary to the above, the Licensee failed to record the radiological actA//ty ofi the UaOg (Uranium yellowcake) on mu/t/p/e sh/pp/ng papers dated from February 9, 2070 to July 16,2010. a) Root Cause of the Noncompliance Mill environmental personnel were insufficiently trained regarding the requirements of 40 CFR 172.203(d)(1), (2), and (3) - specifically relating to the requirements that the Shipper's Paper must include information on radionuclides, physical form, chemical form, and activity of the contents of each package. Environmental personnel mistakenly assumed that the term "uranium oxide,* which has historically been used since the Mill's inception, was sufficiently descriptive of physical, chemical and radionuclide content. In addition, the Shipper's Paper form did not include a location to record activity levels. b) Steps That Have Been Taken to Correct the Violation The following steps have been taken to correct the violation: Mill environmental staff have been re-trained, specifically with respect to the DOT requirement in 40 CFR 172.203, that the Shipper's Paper must have enough information to address each of the parameters:, radionuclides, physical form, chemical form, and activity. As of August 2, 2010, the Shipper's Papers have been modified to slate that the contents are "drums of natural uranium (Unat) in the form of U^Og powder.' Per our discussion with Mr. Ryan Johnson on August 12, 2010, we understand that this designation is acceptable for the following reasons: • The term "natural uranium (Unat)" indicates the presence of the distribution of uranium radionuclides ^y234 (j235^ y238j speclflc to natural uranium and sufficiently describes the radionuclide content to comply with 40 CFR 172.203(d)(1), • The term "U3O3" sufficiently defines the chemical form (triuranium octoxide) to comply with 40 CFR 172.203(d)(2), and • The description "in the form of yellowcake powder" sufficiently defines the physical form (powder) to comply with 40 CFR 772.203(d)(2). In addition, the Shipper's Paper form has been modified to include a space requiring the recording of the activity. Mill environmental staff have also been re-trained, specifically with respect to the DOT requirement in 40 CFR 172.203(d)(3), that activity must be recorded at this location on every form. c) Date When Compliance Was or Will be regained Compliance was regained on August 2, 2010 when use of the new Shipper's Paper form, containing all the required information described above, was put into place. d) Steps Taken to Prevent Reoccurrence of the Noncompliance Mill staff involved in preparing the Shipper' Papers have been retrained to understand that only the updated Shipper's Paper form, instituted on August 2, 2010 fully complies with the requirements of 40 CFR 172.203(d). The previously used template for the Shipper's Paper form has been destroyed. The training clarifies that only the updated form may be used. DENISO MINES Mi Letter to Mr. Rusty Lundb September 10, 2010 Page 3 49 CFR 772.203(d)(9) states; "For a shipment required by this subchapter to be exclusive use; (/) An indication that the shipment is consigned as exclusive use; descriptions on the shipping paper are consigned as exclusive use, fben tbe Use Shipment" may be entered only once on the shipping paper in a clearly visibly consigned as (ii) If all the statelfnent "Exclusive location. ° Contrary to the above, the U'censee did not indicate that the U^Oa (Uranium Yellowcake) shipments are "Exclusive Use"on multiple shipping papers dated from February ^ 2070 fo July 16, 2070. e) Root Cause of the Noncompliance Mill environmental personnel were insufficiently trained regarding the requirements of 40 CFR addition, the Shipper's Paper form did not include a specific section or entry for the statement f) Steps That Have Been Taken to Correct the Violation The following steps have been taken to correct the violation: Miii environmentai staff has been re-trained, specifically with respect to the DOT requirem<jnt 172.203(d)(9), that each Shipper's Paper must include the statement "Exclusive Use.". As the Shipper's Papers have been modified to include a section for the entry "Exclusive Use g) Date When Compliance Was or Will be regained Compliance was regained on August 2, 2010 when use of the new Shipper's Paper, conta ning the entry "Exclusive Use," was put into place. h) Steps Taken to Prevent Reoccurrence of the Noncompliance Mill staff involved in preparing the Shipper" Papers have been retrained to understand that Shipper's Paper form, instituted on August 2, 2010 fully complies with the requirements of 172.203(d)(9). The previously used template for the Shipper's Paper form has been clarifies that only the updated form may be used.. 172.203(d)(9). In 'Exclusive Use". in 40 CFR ofAugust 2, 2010, only the updated 40 CFR destnjyed. The training Denison has also enclosed with this letter a check for $1,500.00 in payment of the ciyil penalty imposed in UDEQ's August 5, 2010 letter. Please contact the undersigned if you have any questions or require any further information DENISO MINES Letter to Mr. Rusty Lundberg September 10, 2010 Page 4 Yours very truly, DENISON MINES (USA) CORP. Jo Ann Tischler Director, Compliance and Permitting cc: David C. Frydenlund Ron F. Hochstein Harold R. Roberts David E. Turk K. Weinei Central files DENISON MINES lUSA) CORP. 47284 Vendor ID " " Name -i . '••'••••i. J>ayment Number. . Cheque l)ato OocMment Nuinber v,!-' UTA005 State of Utah 00000000000020306 9/10/2010 0047284 Our voucher Number • ; jOate i - Amount - r AoKMint'Pald .'.L :;jp|scbunt i < %8t AmoiijntPaid UT1900479PENALTY 8/5/2010 $1,500.00 $1,600.00 $0.00 $1,500.00 $1,500.00 $1,500.00 $0.00 Cf $1,500.00 DENISO MINES •a LT) tr ru tr r=l a • • a J3 cr • • p- 'F6r deliverv,intormat.on visit 6ur^ebsite:at-yoyv.A.ggg^' k s s Postage Certflled Fee RE: July inspection / RJ David C Frydenlund Vice President & General Counsel Denison Mines (USA) Corp (DUSA) 1050 17th ST STE 950 Denver CO 80265 _ ^ PS Form,3800'. AuC|iisr2006 'See Wevei se - to 1.1 n a 11 ui: t iq h s State ofUtah GARY R. HERBERT Govemor GREG BELL LieuienanI Governor Department of Environmental Quality Amanda Smith Execulive Director DIVISION OF RADIATION CONTROL Rusty Lundberg Director Augusts, 2010 CERTIFIED MAIL RETURN RECEIPT REQUIRED David Frydenlund, Vice President Regulatory Affairs and Counsel Denison Mines (USA) Corp. 1050 17* Street, Suite 950 Denver, Colorado 80265 RE: Radioactive Materials License (RML) UTI900479 Dear Mr. Frydenlund: On July 20 and 21, 2010, an inspection was conducted at your facility by Ryan Johnson, Division of Radiation Control of the Utah Department of Environmental Quality. Result^ were discussed with David Turk (Site Radiation Safety Officer) and Ronnie Nieves at the inspection. relate The inspection was an examination of the activities conducted in your facility as they the Utah Radiation Control Rules, the conditions of the facilities Radioactive Materials Regulations. The inspection consisted of the examinations of procedures and representat of personnel, independent measurements, and observations by the inspector. It was noted activities were conducted in compliance with Federal Regulations. To aid you in correcting these non-compliant activities, a Notice of Violation and Notice Imposition of Civil Penalties is enclosed. The particular violations are described in the UTAH RADIATION CONTROL BOARD representative of the of the inspection conclusion of the to compliance with License mid Federal jve records, interviews that not all of your of Proposed enclosed Notice. Rusty Lundberg, Executive Secretary^ RL/RJ:rj Cc: David Turk, Site Radiation Officer Enclosures 195 North 1950 West • Salt Lake City, UT Mailing Address: P.O. Box 144850 • Salt Uke City, UT 84114-4850 Telephone (801) 536-4250 • Fax (801-533-4097 • T.D.D. (801) 536-4414 www.deq.utah.gov Printed on 100% recycled paper UTAH RADIATI«)N CONTROL BOARD NOTICE OF VIOLATION AND y NOTICE OF PROPOSED IMPOSITION OF CIVIL PENALTY Denison Mines (USA) Corp. Independence Plaza, Suite 950 i iTT-innr>/no 1050 Seventeenth Street License Number:UT 1900479 Denver, Colorado 80265 An inspection of the licensee's activities was conducted on July 20 and 21, 2010. As a result of the inspection, violations of U.S. Department of Transportation regulations as referenced in Utah Radiation Control Rules were identified. The Executive Secretary of the Utah Radiation Control Board proposes a civil penalty. The authority for this proposed action is Utah Code Annotated (1953, as amended) Section 19-3-109. The proposed penalties have been arrived at by using R313-14 of the Utah Radiation Control Rules. The particular violations and the associated proposed civil penalty are set forth below: Radiation Control Rule R313-19-100(5)(a) states: "Each licensee who transports licensed material outside the site of usage, as specified in the license issued by the Executive Secretary, the U.S. Nuclear Regulatory Commission or an Agreement State, or where transport is on public highways, or who delivers licensed material to a carrier for transport, shall comply with the applicable requirements ofthe U.S. Department of Transportation regulations in 49 CFR parts 107, 171 through 180, and 390 through 397 (2006), appropriate to the mode of transport." 1. 49 CFR 172.203(d) states: "The description for a shipment of a Class 7 (radioactive) material must include the following additional entries: 49 CFR 172.203(d)(1) states: "The name of each radionuclide in the Class 7 (radioactive) material that is listed in § 173.435 of this subchapter. For mixtures of radionuclides, the radionuclides required to be shown must be determined in accordance with § 173.433(g) of this subchapter." Contrary to the above, the Licensee failed to record the radionuclides of the U3O8 (Uranium yellowcake) on multiple shipping papers dated from February 9, 2010 to July 16, 2010. 49 CFR 172.203(d)(2) states: "A description of the physical and chemical form of the material, if the material is not in special form (generic chemical description is acceptable for chemical form). Contrary to the above, the Licensee recorded the chemical form but failed to record the physical form (e.g. solid, liquid, gas) of the U3O8 (Uranium yellowcake) on multiple shipping papers dated from February 9, 2010 to July 16, 2010. 49 CFR 172.203(d)(3) states: "The activity contained in each package of the shipment in terms of the appropriate SI units ( e.g., Becquerels (Bq), Terabecquerels (TBq), etc.). The activity may also be stated in appropriate customary units (Curies (Ci), milliCuries (mCi), microCuries (uCi), etc.) in parentheses following the SI units...." Contrary to the above, the Licensee failed to record the radiological activity of the U30g (Uranium yellowcake) on multiple shipping papers dated from February 9, 2010 to July 16, 2010. w UTAH RADIATION CONTROL BOARD NOTICE OF VIOLATION AND NOTICE OF PROPOSED IMPOSITION OF CIVIL PENALTY Page 2 Denison Mines (USA) Corp. License Number: UT 1900479 The above violation has been characterized as Severity Level IV. The base penalty for this Severity Level is $750.00. Therefore, a civil penalty of $750.00 is proposed. 49 CFR 172.203(d)(9) states: "For a shipment required by this subchapter to exclusive use: (i) An indication that the shipment is consigned as exclusive uSe: descriptions on the shipping paper are consigned as exclusive use, then the statement Use Shipment" may be entered only once on the shipping paper in a clearly v i Contrary to the above, the Licensee did not indicate that the U3O8 (Uranium shipments are "Exclusive Use" on multiple shipping papers dated from February 16,2010. This violation has been characterized as Severity Level IV. The base penalty Level is $750.00. Therefore, a civil penalty of $750.00 is proposed. be consigned as or(ii) If all the "Exclusive sible location." Yellowcake) 9, 2010 to July for this Severity Therefore, a total civil penalty for both of the violations of $1,500.00 is proposed m The licensee may, within 30 working days of receipt of this Notice, pay the civil penalty cumulative amount of $1,500.00, or may protest the imposition of the civil penalty i a written answer. Should the licensee fail to answer in the time specified, the Utah Board will issue an order imposing a civil penalty in the amount proposed. in the whole or in part by Radiation Control Any reply to the Notice of Violation should include, for each violation: (1) the correictive have been taken and the results achieved; (2) the corrective steps which have been taken recurrence; and (3) the date full compliance will be achieved. A response protesting Civil Penalties shall include: (1) an admission or denial of the item of non-compliance demonstration of extenuating circumstances; (3) a showing of error in the Notice of Violation other reasons why the penalty should not be imposed. steps which to prevent the Imposition of ;(2)a ;or(4) ' Any response or written answer to this Notice of Violation/Notice of Proposed Imposition of Civil Penalty should be addressed to Rusty Lundberg, Executive Secretary, Utah Radiation Control Board, 168 North 1950 West, P.O. Box 144850, Salt Lake City, Utah 84114-4850. The licensee's attention is directed to the Administrative Procedures set forth ih UCA 63G-4. If a hearing is recjuested, the Executive Secretary of the Utah Radiation Control Board will designate the time and place of the hearing. 1 UTAH RADIATION CONTROL BOARD NOTICE OF VIOLATION AND NOTICE OF PROPOSED IMPOSITION OF CIVIL PENALTY Page 3 Denison Mines (USA) Corp. License Number: UT 1900479 Upon failure to pay any civil penalty due which has been subsequently determined in accordance with the applicable provisions of UCA 19-3-109 and R313-14, the matter may be referred to the Attomey General, and the civil penalty may be collected by civil action pursuant to UCA 19-3-109(5). Dated atSalt Lake City, Utah This day of August, 2010 UTAH RADIATION CONTROL BOARD Rusty Lundberg, Executive Secretary State ofUtah GARY R. HERBERT Govemor GREG BELL Lieutenant Governor Department of Environmental Quality Amanda Smith Execulive Director DIVISION OF RADIATION CONTROL Rust Lundberg Director August 4, 2010 David Frydenlund, Vice President Regulatory Affairs and Counsel Denison Mines (USA) Corp. 1050 \ Street, Suite 950 Denver, Colorado 80265 RE: Radioactive Material License (RML) Number UTI900479 Dear Mr. Frydenlund: On July 20 and 21, 2010, an inspection was conducted at your facility by Ryan Johnson, a representative of the Division of Radiation Control of the Utah Department of Environmental Quality. Observations from the inspection were discussed with Dave Turk and Ronnie Nieves at the closeout meeting. The inspection was an examination of the activities conducted in your facility as they relate to compliance with the Utah Radiation Control Rules and the Conditions of the Mills RML and Federal Regulations. The inspection consisted of an examination of representative records, interviews of personnel, and observations by the inspector. JDuring the closeout meeting the DRC inspector made recommendations regarding items for improvement. These recommendations can be found at the end of the inspection report under conclusions and recommendations. A Notice of Violation has been issued in a separate document in regards to two ofthese recommendations. Enclosed is the inspection report regarding this inspection for your review. The DF.C would like to thank the Mill staff for their cooperation regarding this inspection. If you have ar y questions conceming this letter contact Mr. Ryan Johnson (801) 536-4250. UTAH RADIATION CONTROL BOARD Rusty Lundberg, Executive Secretary RL/RJ:rj Cc: David Turk, Site Radiation Officer Enclosures 195 North 1950 West • Salt Lake City, UT Mailing Address: P.O. Box 144850 • Salt Lake City, UT 84114-4850 Telephone (801) 536-4250 • Fax (801-533^097 • T.D.D. (801) 536-4414 www.deq.utah.gov Printed on 100% recycled paper INSPECTION REPORT Inspection Module: RADMOD-SSS-01: Surveys/Shipping Papers/Sources Inspection Location: Denison Mines- White Mesa Uranium Mill, Blanding Utah. Release Surveys, Shipping Papers and Sealed Sources July20and July21,2010 Ryan Johnson, Utah Division of Radiation Control (DRC) Inspection Items: Inspection Dates: Inspectors: Personnel Contacted: Dave Turk (Radiation Saftey Officer (RSO)), Ronnie Nieves (Radiation Coordinator), Charles Orvin. (Radiation Technician) and Justin Perkins (Radiation Technician) Goveming Documents: Opening Meeting UAC R313-15 49 CFR NRC Regulatory Guide 8.30 Radioactive Materials License (RML) UTI 900479 RML UTI 900479 License Renewal Application (2/28/07|) Appendix E (Radiation Protection Manual), Denison Mines White Mesa Mill Procedures: End Dump Trailer Acceptance, Handling and Release, PBL-9, Rev No R-O and Intermodal Container Acceptance, Handling and Release, PBL-2, Key No R-3 Denison Mines: Dave Turk (Radiation Safety Officer) Ronnie Nieves (Radiation Coordinator) Utah DRC: Ryan Johnson (Inspector) During the opening meeting, the inspector discussed the inspection items, follow-up items and documentation to be reviewed during the inspection. Inspection Summarv The inspection consisted of employee interviews, review of documentation and a mil|l tour. The following discussion provides more detail of the specific items. Item 1. Employee Interviews: Two employees of Denison Mines were interviewed during this inspection. The inspector asked questions to the mills Radiation Technicians, who are responsible for performing and documenting surveys to release ore trucks, product dmms, intermodal containers and equipment from the restricted area. The questions related to the training they have received the requirements for a 1 of Page 5 C:\DOCUME~I\RMJOHN~I\LOCALS~l\Temp\GWViewer\lnspection Report RADMOD-SSS-01 7-20-10 RJ2.doc proper release survey and source checking instruments. Each employee was asked the same questions and their answers were written on a questionnaire by the inspector. The employees interviewed were: Charles Orvin (Radiation Technician) Justin Perkins (Radiation Technician) Deflciencies: The answers from the two employees varied depending on their experience and specific job responsibilities. The radiation technicians have been working less than one year at their present job assignments. Both of the technicians had difficulty with the release limits and survey techniques. These interviews indicated a lack of a formal training program at the mill for the Radiation Safety Technicians which has led to an inconsistency in the level of training. Item 2. Documentation: Survey Documentation: The inspector reviewed release surveys for product dmms, ore trucks, intermodal containers, and equipment to verify that they were complete and adequately covered all ofthe radiation safety concems. Specifically, the inspector looked for completeness and the information that is needed to properly document how the surveys are performed and the results ofthe surveys. Deflciencies: The release limits on the ore truck surveys were not the DOT release limits of 2,200 dpm/100 cm Alpha and Beta and 0.5 mrem dose (49 CFR 172.443). This standard v^^as adopted by the Licensee in response to interrogatories of the Mills RML renewal application and put into the revised Radiation Protection Program in section 6.4.1 Restricted Release Standards dated September 14, 2009. Sealed Sources Documentation: The Mill maintains an inventory of sources for use in performing daily function checks on radiological instrumentation used throughout the Mill site. The inspection included reviewing records of these sources and verifying that the sources are securely stored at the Mill site. All of the sealed sources in the Mill's inventory that are used for this purpose are exempt from leak testing requirements due to their low activity (less than or equal to 100 |iCi for beta-gamma emitting isotopes and less than or equal to 10 ^Ci for alpha emitting isotopes). The inventory of source, isotopes and activities are listed in Appendix 2 of the Radiation Safety Manual. Sources are stored in a small combination safe located in the Radiation Safety Office. Deflciencies: The Mill has acquired a new source that was not on the inventory list. Shipping Documentation The inspector reviewed the shipping papers for ore trucks and yellowcake shipments. The inspector complied a list of information that was required on the shipping paperwork from 49 CFR 172.201 (a)(d)(e), 202(a) and 203(d). The shipping papers are to have the following information: • : 2 of Pages ... C:\DOCUME~l\RMJOHN~I\LOCALS~i\Temp\GWViewer\Inspection Report RADMOD-SSS-01 7-20-10 RJ2.doc • A Description of the material (i.e. UN#, Proper Shipping, Hazard Class and etc.) (172.202 (a) «fe(b)). • Physical and Chemical form of the material (172.203 (d)(2)). • Radionuclides present (172.203 (d)(1)). • Activity ofthe shipment. (172.203 (d)(3)). • Emergency Phone number (172.201 (d)). • Exclusive-use Shipment (172.203 (d)(9)). • Shippers Certification (172.204). The inspector then compared the reviewed paperwork to that list. The inspector al^o took copies of the Uranium Yellowcake shipping paperwork back to the DRC office and consuljted with other DRC personnel and identified other deficiencies that were not addressed at the closeout meeting. The Licensee was informed of the additional deficiencies via email. Deflciencies: The Licensee incorrectly used an old Material Shipping Description.49CFR 172.202(a)(2) states: " The proper shipping name prescribed for the material in Column (2)of the 49CFR 172.101 table." Column 2 ofthe 49 CFR172.101 for UN-2919 Says "Radioactive material, low specpific activity (LSA-I) non fissile or fissile excepted." The Licensee failed to record the radionuclides of the U3O8 (Uranium yellowcake) shipments on mulfiple shipping papers dated from Febmary 9, 2010 to July 16, 2010 as required by 49 CFR 172.203(d)(1). The Licensee recorded the chemical form but failed to record the physical form (e.g. solid, liquid, gas) of the U3O8 (Uranium yellowcake) shipments on mulfiple shipping papers dated from February 9, 2010 to July 16, 2010 as required by 49 CFR 172.203(d)(1). The Licensee did not record the Acfivity of the U3O8 (Uranium yellowcake) shipments on mulfiple shipping papers as required by 49 CFR 172.203(d)(3); The Shipping papers reviewed were dated from February 9, 2010 to July 2, 2010. The Licensee did not indicate that the U3O8 (Uranium Yellowcake) shipments are exclusive use shipments on multiple shipping papers dated from February 9, 2010 to July 2, 2010 as required by 49 CFR 172.203(d)(9). Item 4. Mill Tour: The inspector walked through the restricted area on a general site tour. The tour included the ore pad, the ore receiving trailer, the new decon pad, the mill, and the tailings ponds. Deflciencies: None Closeout Meeting 3 of Page 5 C:\DOCUME~l\RMJOHN~I\LOCALS~l\Temp\GWViewer\lnspection Report RADMOD-SSS-01 7-20-10 RJ2.doc Denison Mines: Dave Turk (RSO) Ronnie Nieves (Radiation Coordinator) Utah DRC: Ryan Johnson (Inspector) Findings Deficiencies were observed in seven areas during the inspection. The particular findings that were observed by the inspector are set forth below: 1. The release limits on the ore truck surveys were not the DOT release limits of 2,200 dpm/100 cm^ Alpha and Beta and O.S mrem dose as required by 49 CFR 172.443. 2. The Mill has acquired a new source that was not on the source inventory list. 3. The Licensee incorrecfiy used an old Material Shipping Descripfion. 49CFR 172.202(a)(2) states: " The proper shipping name prescribed for the material in Column (2)of the 49CFR 172.101 table." Column 2 ofthe 49 CFR172.101 for UN-2919 Says "Radioactive material, low specific activity (LSA-I) non fissile or fissile excepted." 4. The Licensee failed to record the radionuclides of the U3O8 (Uranium yellowcake) shipments on multiple shipping papers dated from Febmary 9, 2010 to July 16, 2010 as required by 49 CFR 172.203(d)(1). 5. The Licensee recorded the chemical form on the shipping papers, but failed to record the physical form (e.g. solid, liquid, gas) of the U3O8 (Uranium yellowcake) shipments on multiple shipping papers dated from Febmary 9, 2010 to July 16, 2010 as required by 49 CFR 172.203(d)(2). 6. The Licensee failed to record the Acfivity of the U3O8 (Uranium yellowcake) shipments on mulfiple shipping papers as required by 49 CFR 172.203(d)(3). The Shipping papers reviewed were dated from February 9, 2010 to July 2, 2010. 7. The Licensee did not indicate that the U3O8 (Uranium Yellowcake) shipments are "Exclusive Use" shipments on multiple shipping papers dated from February 9, 2010 to July 2, 2010 as required by 49 CFR 172.203(d)(9). The first three observations the DRC will use discretion and will treat them as recommendations at this time to allow the Licensee fime to correct them. However, regarding the other four findings a Nofice of Violafion, Severity Level IV with a proposed civil penalty has been issued in separate document. R313-14-15(2)(b)(iii)(E) states "The civil penalty may be increased as much as 50% where multiple examples of a particular violafion are idenfified during the inspecfion period." The DRC will not pursue an increase of the civil penalty for these violafions at this time. Due to the fact that this is the first fime the DRC has made these observafions. Conclusions and Recommendations The following are DRC recommendations regarding items for improvement: 1. Perform the proper release surveys and using the appropriate release criteria as described in the revised Secfion 6.0 of the Mill's Radiafion Protection Program Dated September 14, 2009. 2. Update the source inventory list. 3. Update Material Shipping Descripfion on U30g (Uranium Yellowcake) shipments as ' 4 of Page 5 C:\DOCUME~l\R>4JOHN~I\LOCALS~I\Temp\GWViewer\Impection Report RADMOD-SSS^ required by 49CFR 172.202(a)(2) to the current descripfion in Column 2 of the 49 CFR172.101 for UN-2919 "Radioacfive material, low specific acfivity (LSA-I) non fissile or fissile excepted." Recommendation for Next Inspection 1. Spills (yellowcake and other materials) being cleaned up in the mill immediately, and 2. Radiafion Technician Training. 3. Survey Documentation 4. Survey Procedures 5. Perform an independent survey on an Intermodal container 6. Perform an independent survey on Yellowcake drums Prepared By: 7" (Print Name) (Date) 5 ofPage 5 C:\iXX;UME~l\RMJOHN~l\LOCALS~l\Temp\G'WViewerMnspection Report RADMOD-SSS-01 7-20-10 RJ2.dpc David, Page 1 of 1 2. 3. I looked into the issues that we discussed in the close out meeting on July 21, 2010. I have Reviewed copied paperwork that I brought back to the DRC office and researched U.S. DOT regulations. Additional findings were observed. All ofthe finding found in this inspection are as follows with the additional findings marked with a (*); 1. The release limits on the ore truck surveys were not the DOT release limits of 2,200 dpm/100 cm Alpha and Beta and 0.5 mrem dose (49 CFR 172.443). This standard was adopted by the Licensee in response to interrogatories of the Mills RML renewal applicafion apd put into the revised Radiafion Protection Program in secfion 6.4.1 Restricted Release Standards dated September 14, 2009 The Mill has acquired a new source that was not on the source inventory list. (*)The Licensee incorrecfiy used an old Material Shipping Description 49CFR 172.202(a)(2) states: " The proper shipping name prescribed for the material in Column (2)of the 49CFR 172.101 table." Column 2 ofthe 49 CFR172.101 for UN-2919 Says "Radioactive material, low specific activity (LSA-I) non fissile or fissile excepted." (*)The Licensee failed to record the radionuclides of the U^Og (Uranium yello|vcake) shipments on multiple shipping papers dated from February 9, 2010 to July 16, 2010 as required by 49 CFR 172.203(d)(1). (*)The Licensee recorded the chemical form but failed to record the physical f^rm (e.g. solid, liquid, gas) of the U^Og (Uranium yellowcake) shipments on multiple shipping papers dated from February 9, 2010 to July 16, 2010 as required by 49 CFR 172.203(d)(2). The Licensee did not record the Activity of the U^Og (Uranium yellowcake) shipments on mulfiple shipping papers as required by 49 CFR 172.203(d)(3). The Shipping papers reviewed were dated from February 9, 2010 to July 2, 2010. The Licensee did not indicate that the U^Og (Uranium Yellowcake) shipments Use" shipments on multiple shipping papers dated from February 9, 2010 to July 2, 2010 as required by 49 CFR 172.203(d)(9). 5. are "Exclusive A Severity Level IV Nofice of Violafion has been recommended for items 4-7. Copibs of the NOV and the Inspection report will be sent to you. If you have any quesfions please contact me at (435) 536- 4250 or at rmjohnson(a),utah.gbv. Thank you for cooperation during this inspection. Ryan Johnson, P.G. Environmental Scientist/ Health Physicist Utah Division of Radiafion Confrol file://C:\Documents and Settings\Rmjohnson\Local Settings\Temp\XPgrpwise\4C592BF0E... 8/4/2010 Yes it is exclusive use. Sent from my Verizon Wireless BlackBerry Page 1 of 1 From: Ryan Johnson <rmjohnson@utah.gov> Date: Tue, 3 Aug 2010 13:47:36 -0400 To: David Turk<DTurk@denisonmines.com> Cc: John Hultquist<jhultquist@utah.gov> Subject: Follow-up on HP inspecfion conducted 7-20-10 David, I wanted to confirm that the U308 (Uranium Yellowcake) shipments are sent from the Mill are sent as "Exclusive Use" shipments. Thank you Ryan Johnson, P.G. Environmental Scienfist/Health Physicist Utah Division of Radiafion Control This e-mail is intended for exclusive use the person(s) mentioned as the recipient(s). This message and any attached files with it are confidential and may contain privileged or proprietary information. If you are not the intended recipient(s) please delete this message and notify the sender. You m^y not use, distribute print or copy this message if you are not the intended recipient(s). David Turk Radiation Safety Officer 1:435-678-2221 x113 | f: 435-678-2224 6425 8. Highviray 191, PO Box 809, Blanding, UT 84511 DENISON MINES (USA) CORP www.denisonmines.com This e-mail is intended for exclusive use the person(s) mentioned as the recipient(s). This message and any attached files writh it are cjnfidential and may contain privileged or proprietary information. If you are not the intended recipient(s) please delete this message and notify the sender. You may not use, distribute print or copy this message if you are not the intended recipient(s). file://C:\Documents and Setfings\Rmjohnson\Local Setfings\Temp\XPgrpwise\4CS8062CE... 8/3/2010 Page 1 of 1 Ryan, Thursday at 3:30pm or later works best for me. Should I call you at your office at that time? Dave David Frydenlund Vice Piesident, Regulatory Affairs. Counsel and Corp Secretary t: (303)389-4130 | f: (303) 389-4125 1050 17th street. Suite 950, Denver, CO 80265 DENISON MINES (USA) CORP www.denisonmines.com This e-mail is intended for the exclusive use of the person(s) mentioned as the recipient(s). This message and any attached files with it are confidential and may contain privileged or proprietary information. If you are not the intended recipient(s) please delete this message and notify the sender. You may not use, distribute print or copy this message if you are not the intended recipient(s). From: Ryan Johnson [mailto:Rmjohnson(g)utah.gov] Sent: IWonday, August 09, 2010 7:39 AM To: David Frydenlund; David Turk Cc: Jo Ann Tischler; John Hultquist Subject: RE: Addendum to Close Out meeting for inspection on July 20, Dave, I am doing an inspection at another facility this week. I can be available any time between 3:30 to 6:00 p.m. Tuesday, Wednesday or Thursday. What is best for you. Ryan file://C:\Documents and Setfings\Rmjohnson\Local Settings\Temp\XPgrpwise\4C6104A6... 8/12/2010 TS/V^ State ofUtah GARY R, HERBERT Govemor GREG BELL Lieutenant Govemor )epartment of Environmental Quality Amanda Smith Executive Director DIVISION OF RADIATION CONTROL Rusty Lundberg Director TO: MEMORANDUM File THROUGH: John Hultquist FROM: Ryan Johnson DATE: August 10, 2010 SUBJECT: Shipping Paper NOV for Inspecfion conducted on July 20 & 21, 2010 On July 20 and 21, 2010, an inspecfion was conducted at Dension Mines White Mesa Mill by Ryan Johnson. Results of the inspection were discussed with David Turk (Site Radiation Safety Officer) and Ronnie Nieves at the conclusion of the inspection. Further finding were emailed to David Turk and David Frydenlund on August 4, 2010. Deficiencies were observed in seven areas during the inspection, observed by the inspector are set forth below: The particular findings that were 1. The release limits on the ore tmck surveys were not the DOT release limits of 2,200 dpm/100 cm^ Alpha and Beta and 0.5 mrem dose as required by 49 CFR 172.443^ 2. The Mill has acquired a new source that was not on the source inventory list. 3. The Licensee incorrecfiy used an old Material Shipping Descripfion 49CFR 172.202(a)(2) states: " The proper shipping name prescribed for the material in Column (2)of the 49CFR 172.101 table." Column 2 ofthe 49 CFR172.101 for UN-2919 Says "Radioacfive material, low specific acfivity (LSA-I) non fissile or fiissile excepted." 4. The Licensee failed to record the radionuclides of the U3O8 (Uranium yellowcake) shipments on multiple shipping papers dated from Febmary 9, 2010 to July 16, 2010 as required by 49 CFR 172.203(d)(1). 5. The Licensee recorded the chemical form but failed to record the physical form (e.g. solid, liquid, gas) of the U3O8 (Uranium yellowcake) shipments on mulfiple shipping papers dated from Febmary 9, 2010 to July 16, 2010 as required by 49 CFR 172.203(d)(2). 6. The Licensee did not record the Acfivity of the U3O8 (Uranium yellowcake) shipments on mulfiple shipping papers as required by 49 CFR 172.203(d)(3). The Shipping papers reviewed were dated from Febmary 9, 2010 to July 2, 2010. 7. The Licensee did not indicate that the U3O8 (Uranium Yellowcake) shipments are "Exclusive Use" shipments on mulfiple shipping papers dated from Febmary 9, 2010 to July 2, 2010 as required by 49 CFR 172.203(d)(9). 195 North 1950 West • Salt Uke City, UT Mailing Address: P O. Box 144850 • Salt Lake City, UT 84114-4850 Telephone (801) 536-4250 • Fax (801) 533^097 • T.D D. (801) 536-4414 www.deq.utah.gov Printed on 100% recycled paper Page 2 The first three observations the DRC will use discretion and will treat them as recommendations at this time to allow the Licensee time to correct them. However, the other four observations a Notice of Violation Severity Level IV with a proposed civil penalty has been issued in separate document. R313-14-15(2)(b)(iii)(E) states "The civil penalty may be increased as much as 50% where multiple examples of a particular violation are idenfified during the inspection period." The DRC will not pursue an increase of the civil penalty for these violations at this time. This is based on this is the first time the DRC has made these observations. Radiation Control Rule R313-19-100(S)(a) states: "Each licensee who transports licensed material outside the site of usage, as specified in the license issued by the Executive Secretary, the U.S. Nuclear Regulatory Commission or an Agreement State, or where transport is on public highways, or who delivers licensed material to a carrier for transport, shall comply with the applicable requirements of the U.S. Department of Transportafion regulafions in 49 CFR parts 107, 171 through 180, and 390 through 397 (2006), appropriate to the mode of transport." (i) "The licensee shall particularly note DOT regulations in the following areas:" (E) "Shipping papers and emergency informafion-49 CFR part 172: subparts C (49 CFR 172.200 through 49 CFR 172.205) and G (49 CFR 172.600 through 49 CFR 172.606) (Also in 10CFR71.5)." Therefore the Inspector is within his authority to review Denison Mines' Shipping Papers. During the close out meefing conducted on July 21, 2010 the Denison Mines White Mesa Mill RSO was under the impression that the DOT requirements that 1 cited did not come into effect until later this year. After reviewing several Federal Registers the Inspector was able to determine that these requirements came into effect on October 1, 2004. . \ • ' ' ' • • _ • , •- , y . . _ -/^» tp' •'^^ '."' — ...... ,.- . . f—— . —— L-^Q/^'"^— •—- • • • Nuclear Regulatory Commission §71.8 must be filed with, or made to, the Di- rector, Office of Nuclear Material Safe- ty and Safeguards, U.S. Nuclear Regu- latory Commission, Washington, DC 20555-0001. [69 FR 3786, Jan, 26 . 2004; 29, 2004] FR 58038, Sept, § 71.6 Information collection require- ments: OMB approval. (a) The Nuclear Regulatory Commis- sion has submitted the information collection requirements contained in this part to the Office of Management and Budget (OMB) for approval as re- quired by the Paperwork Reduction Act (44 U.S.C. 3501 el seq.). The NRC may not conduct or sponsor, and a per- son is not required to respond to, a col- lection of information unless it dis- plays a currently valid OMB control number. OMB has approved the Infor- mation collection requirements con- tained in this part under control num- ber 3150-0008. (b) The approved information collec- tion requirements contained in this part appear in §§71.5, -71.7, 71,9, 71.12, 71,17, 71,19, 71.20, 71.22, 71.23, 71.31, 71.33, 71,35, 71.37, 71.38, 71,39, 71.41, 71.47, 71.85, 71,87, 71,89, 71.91, 71.93, 71,95, 71,97, 71,101, 71,103, 71.105, 71,107, 71,109, 71,111, 71,113, 71.115, 71,117, 71,119, 71,121, 71,123, 71,125, 71.127, 71,129, 71,131, 71,133, 71,135, 71,137, and Appendix A, Paragraph II. § 71.7 Completeness and accuracy of information. (a) Information provided to the Com- mission by a licensee, certificate hold- er, or an applicant for a license or CoC; or information required by statute or by the Commission's regulations, or- ders, license or CoC conditions, to be maintained by the licensee or certifi- cate holder, must be complete and ac- curate in all material respects. (b) Each licensee, certificate holder, or applicant for a license or CoC must notify the Commission of information identified by the licensee, certificate holder, or applicant for a license or CoC as having, for the regulated activ- ity, a significant implication for public health and safety or common defense and security. A licensee, certificate holder, or an applicant for a license or CoC violates this paragraph only if the licensee, certificate holder, or appli- cant for a license or CoC fails to notify the Commission of information that the licensee, certificate holder, or ap- plicant for a license or CoC has identi- fied as having a significant implication for public health and safety or common defense and security. Notification must be provided to the Administrator of the appropriate Regional Offioe within 2 working days of identifying the infor- mation. This requirement is not appli- cable to information which is already required to be provided to the Commis- sion by other reporting or updating re- quirements. §71.8 Deliberate misconduct. (a) This section applies to any— (1) Licensee; (2) Certificate holder; (3) Quality assurance program ap- proval holder; (4) Applicant for a license, certifi- cate, or quality assurance program ap- proval; (5) Contractor (including a supplier or consultant) or subcontractor, to any person identified in paragraph (a)(4) of this section; or (6) Employees of any person identi- fied in paragraphs (a)(1) through (a)(5) of this section, (b) A person identified in paragraph (a) of this section who knowingly pro- vides to any entity, listed in para- graphs (a)(1) through (a)(5) of this sec- tion, any components, materials, or other goods or services that relate to a licensee's, certificate holder's, quality assurance program approval holder's, or applicant's activities subject to this part may not: (1) Engage in deliberate misconduct that causes or would have caused, if not detected, a licensee, certificate holder, quality assurance program ap- proval holder, or any applicant to be in violation of any rule, regulation, or order; or any term, condition or limita- tion of any license, certificate, or ap- proval issued by the Commission; or (2) Deliberately submit to the NRC, a licensee, a certificate holder, quality assurance program approval holder, an applicant for a license, certificate or quality assurance program approval, or a licensee's, applicant's, certificate holder's, or quality assurance program 335 §71.5 10 CFR Ch. I (1-1-10 Edition) (20 mlcrocuries/cm^) for beta and gamma and low toxicity alpha emitters, or 8 x 10'' Bq/cm^ (2 micro- curies/cm^) for all other alpha emitters. Transport index (Tl) means the [ dimensionless number (rounded up to the next tenth) placed on the label of a package, to designate the degree of control to be exercised by the carrier during transportation. The transport index is the number determined by multiplying the maximum radiation level in millisievert (mSv) per hour at 1 meter (3,3 ft) from the external sur- face of the package by 100 (equivalent to the maximum radiation level in millirem per hour at 1 meter (3.3 ft)). Type A quantity means a quantity of radioactive material, the aggregate ra- dioactivity of which does not exceed A, for special form radioactive material, or A2, for normal form radioactive ma- terial, where Aj and A2 are given in Table A-1 of this part, or may be deter- mined by procedures described in Ap- pendix A of this part. Type B quantity means a quantity of radioactive material greater than a Type A quantity. Unirradiated uranium means uranium containing not more than 2 x 10^ Bq of Plutonium per gram of uranium-235, not more than 9 x 10« Bq of fission prod- ucts per gram of uranium-235, and not more than 5 x 10-3 g of uranium-236 per gram of uranium-235, Ur.qniurri—natural,-depleted,.enriched: f(-l)--Natiiral-uranium-means-u'ranium with the naturally occurring distribu- tion of uranium isotopes (approxi- mately 0,711 weight percent uranium- 235, and the remainder by weight essen- tially uranium-238), (2) Depleted uranium means uranium containing less uranium-235 than the naturally occurring distribution of ura- nium isotopes. (3) Enriched uranium means uranium containing more uranium-235 than the naturally occurring distribution of ura- nium isotopes, [69 FR 3786. Jan, 26 , 2004 ; 69 FR 58038, Sept, 29. 2004] §'7lT5^t¥ianspdft'ati6h"of-ricerised-mate-rial. (a )"• Each" 1 i censeje-wh^^traJispjSr 11- censed''"materlal....6utslde-.the-^'slte-rof« iisager:as-sp^plfleajin':toe-N orj;wh'er?^ransport-is-onipubU '-ways~oriwXQr^enWrs'iice : Wpl5G£MDsr"for'Uaiisport, shalL coinply ' _jyith,the-applicable-requlrements of the -DOT^-regulations-in''49-"- CF'R' parts 107,, , i;7Kthrough 180„and-390.through'397, ap-'i' fpropriate to^the mode of-transport, *" (1) The licensee shall particularly note DOT regulations in the following areas: (1) Packaging—49 CFR part 173: sub- parts A, B, and I. (ii) Marking and labeling—49 CFR part 172: subpart D; and §§172.400 through 172.407 and §§172.436 through 172.441 of subpart E. (iii) Placarding—49 CFR part 172: sub- part F, especially §§172,500 through 172,519 and 172.556; and appendices B and C. (iv) Accident reporting—49 CFR part m:JfmA5^ndm.l6. ^v-).^^s5lSfiig7^peFs^^ [THformation-^9-eFR--paft'^"l7^-^ rcrand-CJT-"' (vi) Hazardous material employee training—49 CFR part 172: subpart H. (vii) Security plans—49 CFR part 172: subpart I. (viii) Hazardous material shipper/car- rier registration—49 CFR part 107: sub- part G. (2) The licensee shall also note DOT regulations pertaining to the following modes of transportation: (1) Rail—49 CFR part 174: subparts A through D and K, (ii) Air—49 CFR part 175. (iii) Vessel—49 CFR part 176: subparts A through F and M, (iv) PubUc Highway—49 CFR part 177 and parts 390 through 397, (b) If DOT regulations are not appli- cable to a shipment of licensed mate- rial, the licensee shall conform to the standards and requirements of the DOT specified in paragraph (a) of this sec- tion to the same extent as if the ship- ment or transportation were subject to DOT regulations, A request for modi- fication, waiver, or exemption from those requirements, and any notifica- tion referred to in those requirements. 334 §172.101 49 CFR Ch. I (10-l<oOdition)7 o o < a: 3 o D < X cnt: is S -Q -D to o = Z5 •o .2 CD O O to « 52 -r cn > OJ 00 •^ CN - OJ - (N ^^^ CN CO CVJ CO - (N CNJ • CSJ CvJ - Tj- Tf TT of CO - CN CN Q. 5 ^ : C U I- OJ E rn Z ; to p a> 3-6 a to t o u o o Ct) C "to tu (J to •>- o to -a: 0) CO : .2 c5 .o in i O '-•s S —-6 S —-o ,S _g -r _o = 2 1^ To ^ y ro W " ira .-^ to o • 2 E T3 O ro ^ a: 242 785910 Federal Register/Vol^^ No. 250/Friday, December 29, 2006^^es and Regulations DEPARTMENT OF TRANSPORTATION Contents Pipeline and Hazardous Materials Safety Administration 49 CFR Parts 171,172,173,175,176, 178 and 180 [Docket No. PHMSA-06-25476 (HM-2151)] RIN 2137-AE16 Hazardous Materials: Harmonization With the United Nations Recommendations, International Maritime Dangerous Goods Code, and International Civil Aviation Oganization's Technical Instructions AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA), DOT. ACTION: Final rule. SUMMARY: This final rule revises the Hazardous Materials Regulations to maintain alignment with international standards by incorporating various amendments, including changes to proper shipping names, hazard classes, packing groups, special provisions, packaging authorizations, air transport quantity limitations and vessel stowage requirements. These revisions will harmonize the Hazardous Materials Regulations with certain recent changes to the International Maritime Dangerous Goods Code, the International Civil Aviation Organization's Technical Instructions for the Safe Transport of Dangerous Goods by Air, and the United Nations Recommendations on the Transport of Dangerous Goods. DATES -^iEffective^jitei^ Voluntary Compliance Date: PHMSA is authorizing voluntary compliance beginning January 1, 2007. Delayed Compliance Date: Unless otherwise specified, mandatory compliance with the amendments adopted in this final rule is required beginning January 1, 2008. Jncorporafjon by Reference Date: The incorporation by reference of the publications adopted in § 171.7 of this final rule has been approved by the Director of the Federal Register as of January 1, 2007. FOR FURTHER INFORMATION CONTACT: Charles Betts, Office of Hazardous Materials Standards, telephone (202) 366-8553, or Shane Kelley, International Standards, telephone (202) 366-0656, Pipeline and Hazardous Materials Safety Administration, U.S. Department of Transportation, 400 Seventh Street, SW., Washington, DC 20590-0001, SUPPLEMENTARY INFORMATION: I. Background II. Overview A. Amendments Adopted in this Final Rule B. International Standards Not Being Adopted in this Final Rule III. Section-By-Section IV. Regulatory Analyses and Notices A. Statutory/Legal Authority for this Rulemaking B. Executive Order 12866 and DOT Regulatory Policies and Procedures C. Executive Order 13132 D. Executive Order 13175 E. Regulatory Flexibility Act, Executive Order 13272, and DOT Procedures and Policies F. Paperwork Reduction Act G. Regulatory Identifier Number (RIN) H. Unfunded Mandates Reform Act I. Environmental Assessment J. Privacy Act I. Background By notice of proposed rulemaking (NPRM) published August 31, 2006, the Pipeline and Hazardous Materials Safety Administration (PHMSA, we) published proposed revisions to the hazard communication, classification, and packaging requirements of the Hazardous Materials Regulations (HMR), 49 CFR parts 171-180, to align with updates and revisions to the United Nations Recommendations on the Transport of Dangerous Goods (UN Recommendations), the International Maritime Dangerous Goods (IMDG) Code and the International Civil Aviation Organization (ICAO) Technical Instructions for the Transport of Dangerous Goods by Air. The UN Recommendations are amended and • updated biennially by the UN Committee of Experts on the Transport of Dangerous Goods and on the Globally Harmonized System of Classification and Labeling of Chemicals and serve as the basis for national, regional, and international modal regulations, including the IMDG Code, and the ICAO Technical Instructions. The harmonization of domestic and international standards becomes increasingly important as the volume of hazardous materials transported in intemational commerce grows. Harmonization facilitates international trade by minimizing the costs and other burdens of complying with multiple or inconsistent safety requirements for transportation of hazardous materials to and from the United States. By facilitating compliance, harmonization also tends to enhance safety for international movements, but only if the international standards themselves provide an appropriate level of safety. To that end, PHMSA actively participates in the development of intemational standards for the transportation of hazardous materials, frequently advocating the adoption in international standards of particuleir HMR requirements. When considering the adoption of international standards under the HMR, we review and consider each amendment on its own merit. Each amendment is considered on the basis of its overall impact on transportation safety and the economic implications associated with its adoption into the HMR. Our goal is to harmonize without diminishing the level of safety currently provided by the HMR and without imposing undue burdens on the regulated public. To maintain alignment of the HMR with international requirements, in this final rule, we are incorporating changes into the HMR based on the Fourteenth revised edition of the UN Recommendations and UN Manual of Tests and Criteria, Amendment 33 to the IMDG Code, and the 2007-2008 ICAO Technical Instructions, which become effective January 1, 2007. We are also addressing petitions for rulemaking concerning harmonization with intemational standards and additional measures to facilitate international transportation. The comment period for the proposed rule closed on October 16, 2006. PHMSA received 28 comments in response to the proposed rulemaking. The following individuals, companies and organiza,tions submitted comments: (1) Georgia Department of Public Safety (GPS; PHMSA-06-25476-4); (2) North American Transportation Consultants (NATC; PHMSA-06- 25476-7); (3) Lawrence Laude (Laude; PHMSA- 06-25476-8); (4) United Parcel Service (UPS; PHMSA-06-25476-9); (5) Christopher L. Botteri (Botteri; PHMSA-06-25476-10); (6) Dennis Eisenhofer (Eisenhofer; PHMSA-06-25476-11); (7) HMT Associates (HMT; PHMSA-06- 25476-12); (8) Phillip Adamo (Adamo; PHMSA- 06-25476-13); (9) Institute of Makers of Explosives (IME; PHMSA-06-25476-14); (10) J & S Warehouse (J&S; PHMSA-06- 25476-17); (11) Rising Star Transportation (RST; PHMSA-06-25476-18); (12) National Tank Truck Carriers (NTTC; PHMSA-06-25476-19); (13) Air Products and Chemicals (AP&C; PHMSA-06-2 54 76-20); (14) All Chemical Transport and Leasing (AllChem; PHMSA-06-25476-21); 7860'2 Federal Register/Vol^^, No. 250/Friday, December 29, 2006^^Ies and Regulations II or IU liquid absorbed into a solid material are excepted from the HMR provided there is no free liquid in the packet or article. • Special Provision 77 applies to use of the Division 5.1 subsidiary risk label. We are revising this special provision for consistency with the wording in the UN Recommendations. As a result, Special Provision 77 will no longer apply only to "domestic transportation." Further, we are clarifying that a Division 5.1 label is not required for mixtures containing not more than 23.5% oxygen by volume. Also, the provision is assigned to the entry "Compressed gas, n.o.s.," UN1956, which is the most appropriate description for mixtures currently described as "Carbon dioxide and oxygen mixtures, compressed." In this final rule, we are removing the enfry for "Carbon dioxide and oxygen mixtiues, compressed." • Special Provision 146 is amended to authorize the domestic classification of a material as environmentally hazardous if it is designated as such by a foreign competent authority. The provision as currently worded only allows such classification for international shipments. Due to current differences in criteria for the classification of environmentally substances world-wide, we believe the amended provision will afford additional flexibility to industry and reduce shipping costs by allowing both domestic and international shipments to be treated identically. Although generally the HMR do not authorize materials not meeting the definition of a hazardous material to be transported as regulated materials, due to the low risk posed by these materials, and the fact that the HMR already authorize domestic movement in association with international air and vessel transport, we believe this change will not result in a significant impact other than to lower costs for our stakeholders. • Special Provision 147 applies to non-sensitized emulsions, suspensions and gels consisting primarily of a mixture of ammonium nitrate and fuel, intended to produce a Type E blasting explosive only after further processing prior to use. In accordance with the UN Recommendations, this special provision is revised to specify the composition of mixtures for suspensions and gels and to specify these substances be tested in accordance with Test Series 8 of the UN Manual of Tests and Criteria. • Special Provision 166 authorizes non-friable, tablet form calcium hypochlorite, dry or hydrated, to be transported as a Packing Group III material. In accordance with the UN Recommendations, we are revising Special Provision 166 to remove the authorization for "hydrated" non-friable tablet forms of calcium hypochlorite to be transported as a PG III material. • A new Special Provision 175 is added to require stabilization for certain substances when transported in concentrations of not more than 99%. • Special Provision 101 is removed. This special provision required the name of the particular substance or article to be specified. With the introduction of the letter "G" in Column (1), which requires the n.o.s. and generic proper shipping names to be supplemented with the technical name ofthe hazardous material, Special Provision 101 became obsolete. • A new Special Provision A105 is added to specify the quantity of hazardous materials allowed in equipment or apparatus. Section 172.202 rShippirig^DescriptioirSequence-r^ Section a72:2^2'establishes requirements for shipping descriptions on shipping papers. Currently, the basic description of a hazardous material consists of the proper shipping name, hazard class, ID number and packing group, in that order. The HMR also authorize an alternative description sequence, which lists the identification number first, followed by the proper shipping name, hazard class, and packing group. Bjeginriingljaffiwy^ 200 7,4hejlternative_~sKipping"~"" 1 ^jiescription.sjBquence will b (C)n^sKipping'documents prepafedTn^ "accbrdance with-the lCAO Techiiical Instmctions and the IMDG Code. In the NPRM, we proposed to adopt the current, alternative shipping description sequence as the mandatory basic description of a hazardous material on a shipping paper. We also proposed a two-year transition period to allow offerors adequate time to convert to the new shipping description sequence. A total of 19 commenters addressed this proposal. Eight commenters INPCA, AP&C, ATA, GPS, LabCorp, NTTC, UPS, and VHOMA] support the proposal. NPCA notes that many of its members have already implemented this change to simplify internal shipping processes. Eleven commenters [Adamo; AllChem; Botteri; Eisenhofer; ISSA, J&S; NACD; NATC; RST; and two unidentified commenters] oppose this proposal, suggesting that the change is not necessary, lacks an economic justification, and will have a negative impact on safety. These commenters note that, because the current regulations allow the international sequence as an alternative, the proposed change merely removes the existing sequence with no positive safety rationale. These commenters further assert that the proposed change could result in significant cost impacts to companies that utilize computer systems for the preparation of shipping documents and to frack associated packaging and training requirements. According to these commenters, potential costs could include database reorganization, employee training, and related revisions to product labels that also include shipping information. Commenters suggest that costs could also result from confusion on the part of enforcement and inspection personnel that could lengthen inspections and delay shipments. These commenters are also concerned that the proposed revision could have a negative impact on safety because it could result in confusion for emergency response personnel, most of whom eue volunteers and receive limited training, Commenters note that confusing emergency response information could expose emergency responders to unnecessary danger, PHMSA does not believe this proposal is unnecessary or will adversely impact transportation safety. A uniform system for describing and identifying hazardous materials on shipping papers, as proposed in this NPRM, will increase safety by helping to eliminate potential indecision and confusion during emergency situations. For example, when incidents occur during transportation, it is crucial to promptly identify packages of hazardous materials present in a given shipment. Emergency responders at the scene of an incident would use a standard description of hazardous materials on shipping papers to quickly determine that they have accounted for all hazardous materials in both domestically- and internationally-bound packages. In addition, following the release of a hazardous material, it is vital for emergency responders to quickly identify the hazardous materials to facilitate their emergency response decision-making. A standardized shipping description for both domestic and international shipments will aid in this process and will lead to a potential reduction in the loss of life and property. PHMSA analyzes potential cost impacts of proposed regulations on the regulated community. Our justification regarding this proposal in the Regulatory Evaluation is located under the Docket Management System [http:// dms.dot.gov). In the Regulatory Federal Register/Vo^^, No. 250/Friday, December 29, 200(^^les and Regulations 78603 Evaluation, we determined that this NPRM, including this specific proposal, shoidd result in cost savings by easing the regulatory compliance burden for shippers and carriers engaged in international commerce, including trans-border shipments within North America. In addition, shippers and carriers will not need to revise shipping papers to address differing domestic and international requirements for shipping descriptions. We acknowledge the proposal to require one basic description of a hazardous material on a shipping paper will necessitate additional training and software revisions. However, to allow for the training of hazmat employees and to ease the minimal burden on entities affected by the adoption ofthe proposed amendments, we are authorizing an extended transition period. An extended transition period will allow businesses to incorporate this requirement into their training material for both new and current hazardous materials employees, and to upgrade system software over the course of normal computer upgrades and revisions with a minimal economic impact. The NPRM proposed a two-year transition period to allow shippers sufficient time to convert to the new shipping description sequence. Three commenters [NTTC, ATA, and VOHMA] suggest the proposed transition period is unnecessary and recommend a one-year transition. These commenters state that the industry is able to alter current software systems and deplete pre- printed shipping paper inventory within a relatively short time period. VOHMA asserts lengthy transition periods create confusion and increased training burdens. Six commenters [ATA; GPS; LabCorp; NTTC; UPS; VOHMAl state that the proposed transition period is too short, recommending up to six years to permit shippers to convert to the new sequence. These commenters suggest a longer transition period would allow the new shipping sequence to be incorporated into responder training programs and the next revision of the Emergency Response Guidebook (ERG). The ERG lists hazardous materials in numerical order of ID number and in alphabetical order of material name. We understand commenters' concerns regarding the length of the transition period for this proposal. However, it is our intention to specify a imiform method to describe a hazardous material on a shipping paper in order to promote the universal recognition of hazardous materials, while allowing sufficient time for affected parties to properly train personnel, reconfigure internal computer systems, and deplete existing Re- stock. We do not believe a time period less than six years would allow businesses to adequately accomplish these objectives. Moreover, a six-year transition period would allow for the incorporation of this requirement into the initial and recurrent training cycle for hazardous materials employees and emergency responders. Therefore, for the reasons described above, in this final rule, we are adopting the requirement that the shipping description of a hazardous material be indicated on a shipping paper in the following manner: Identification (ID) number listed first, followed by the proper shipping name, hazard class, and packing group._In addition, we are i;^autEpnzing.a-six-year_tr^^ Quantity Limitations The description of a hazardous material on a shipping paper must include the total quantity of hazardous material (by mass or volume) covered by the description (see § 172.202(a)(5)). The majority of quantity limitations set forth for transportation by aircraft, in Columns (9A) and (9B), are "net" quantities. Section 175.75 limits the quantity of hazardous materials, expressed in net mass, aboard an aircraft. To facilitate compliance with the aircraft operator's requirements, in the NPRM we proposed that, for transportation by aircraft, the total qucUitity per package be shown, expressed as net mass, except as otherwise specified. For example: UN1263, Paint, 3, PG II, 5 fiberboard boxes X 5 L each As proposed, different size packages containing different quantities of the same hazardous material must be clearly identified. For example: UN1263, Paint, 3, PG II, 5 fiberboard boxes X 5 L, 6 fiberboard boxes x 10 L As proposed, where the letter "G" follows the quantity in Column (9A) or (9B), the gross mass rather than the net quantity must be indicated. A commenter [DGAC] opposes the proposal to require the quantity of a hazardous materials shipment by aircraft to be expressed as a net quantity per package. The commenter questions the safety benefit of adopting the requirement and states that the costs to industry associated with the change, such as computer software upgrades, may be substantial. The commenter did not provide data to support this argument. We disagree that there is no safety benefit in expressing the quantity of hazardous material in terms of "net quantity" for air shipments. Quantity limitations aboard aircraft, as prescribed in § 175.75, are specified in the HMR as net quantities; thus, an indication of the net quantity per package on shipping papers facilitates load planning and compliance. We do not believe the cost of indicating net quantity rather than total quantity, as previously required, is increased substantially. Therefore, in this final rule, we are adopting the amendment as proposed. In the NPRM, we also proposed the following additional requirements: —For empty uncleaned packaging, only the number and type of packaging must be shown; —For chemical kits and first aid kits, the total net mass of hazardous materials must be shown. Where a kit contains solids and/or liquids, the net mass of liquids within the kit is to be calculated on a 1 to 1 basis, i.e., 1 liter equals 1 kilogram; —For dangerous goods in machinery or '3 apparatus, the individual total quantities of dangerous goods in solid, liquid or gaseous state, contained in the article must be shown; —For dangerous goods transported in a salvage packaging, an estimate of the quantity of dangerous goods per package must be shown; —For cylinders, the total quantity may be indicated by the number of cylinders, for example, "10 cylinders;"^ —For items where "No Limit" is shown in Column (9A) or (9B) ofthe HMT, the quantity shown should be the net mass or volume of the material, except for UN2800, UN2807, UN3072, UN3166 and UN3173, where the quantity should be the gross mass of the article. On the proposal to identify the total quantity of each hazardous material in machinery or apparatus, a commenter [UPS] states that the "precision implied in this proposal is unrealistic." UPS suggests that, absent a precise quantity, a shipper should be permitted to estimate the quantity of hazardous material. We agree and are amending paragraph (a)(6)(iii) accordingly. Another commenter [Laude] requests we include net quantity provisions for Class 7 materials transported by aircraft. Similar provisions for transportation by other modes are contained in paragraph (a)(5). We agree with the commenter and are amending paragraph (a)(6) accordingly. The same commenter points out that in proposed paragraph (a)(6)(vi) ID numbers UN2807 and UN3173 do not exist in the HMT; (ID number UN2807 is assigned to "magnetized material" in the ICAO Technical Instructions). We are removing UN2807 and UN3173 in this final rule. 7862^6 Federal Register/Vc!^^, No. 250/Friday, December 29, 200^^1es and Regulations • 6. In Appendix B to § 172.101, the List of Marine Pollutants, the entry "Copper chloride" is amended by adding the designation "PP" in Column (1) and the entries "Alcohol C-13—C-15 poly (1-6) ethoxylate" and "1,2-Dichlorobenzene" are removed. • 7. In § 172.102, paragraph (c)(1). Special Provisions 15, 47, 77, 146, 147, and 166 are revised; new Special Provision 175 is added; Special Provision 101 is removed; and in paragraph (c)(2), new Special Provision A105 is added. The revisions and additions read as follows: §172.102 Special provisions. ***** (c) * * * (1) * * * Code/Special Provisions ***** 15 This entry applies to "Chemical kits" and "First aid kits" containing one or more compatible items of hazardous materials in boxes, cases, etc. that, for example, are used for medical, analytical, diagnostic, testing, or repair purposes. For transportation by aircraft, materials forbidden for transportation by passenger aircraft or cargo aircraft may not be included in the kits. Chemical kits and first aid kits are excepted from the specification packaging requirements of this subchapter when packaged in combination packagings. Chemical kits and first aid kits are also excepted from the labeling and placarding requirements of this subchapter, except when offered for transportation or transported by air. Chemical and first aid kits may be transported in accordance with the consumer commodity and ORM exceptions in § 173.156, provided they meet all required conditions. Kits that are carried on board transport vehicles for first aid or operating purposes are not subject to the requirements of this subchapter. ***** 47 Mixtures of solids that are not subject to this subchapter and flammable liquids may be transported under this entry without first applying the classification criteria of Division 4.1, provided there is no free liquid visible at the time the material is loaded or at the time the packaging or transport unit is closed. Except when the liquids are fully absorbed in solid material contained in sealed bags, each packaging must correspond to a design type that has passed a leakproofness test at the Packing Group II level. Small inner packagings consisting of sealed packets and articles containing less than 10 mL of a Class 3 liquid in Packing Group II or III absorbed onto a solid material are not subject to this subchapter provided there is no free liquid in the packet or article. ***** 77 Mixtures containing not more than 23.5% oxygen by volume may be transported under this entry when no other oxidizing gases are present. A Division 5.1 subsidiary risk label is not required if this special provision applies. ***** 146 This description may be used for a material that poses a hazard to the environment but does not meet the definition for a hazardous waste or a hazardous substance, as defined in § 171.8 of this subchapter, or any hazard class, as defined in part 173 of this subchapter, if it is designated as environmentally hazardous by another Competent Authority. This provision may be used for both domestic and international shipments. 147 This entry applies to non- sensitized emulsions, suspensions, and gels consisting primarily of a mixture of ammonium nitrate and fuel, intended to produce a Type E blasting explosive only after further processing prior to use. The mixture for emulsions typically has the following composition: 60-85% ammonium nitrate; 5-30% water; 2-8% fuel; 0.5-4% emulsifier or thickening agent; 0-10% soluble flame suppressants; and trace additives. Other inorganic nitrate salts may replace part of the ammonium nitrate. The mixture for suspensions and gels typically has the following composition: 60-85% ammonium nitrate; 0-5% sodium or potassium perchlorate; 0—17% hexamine nitrate or monomethylamine nitrate; 5-30% water; 2-15% fuel; 0,5- 4% thickening agent; 0-10% soluble flame suppressants; and trace additives. Other inorganic nitrate salts may replace part of the ammonium nitrate. These substances must satisfactorily pass Test Series 8 of the UN Manual of Tests and Criteria, Part I, Section 18 (IBR, see § 171,7 of this subchapter), and may not be classified and transported unless approved by the Associate Administrator, ***** 166 When transported in non-friable tablet form, calcium hypochlorite, dry. may be transported as a Packing Group III material, ***** 175 This substance must be stabilized when in concentrations of not more than 99%. (2) * * * Code/Special Provisions * * * * * A105 The total net quantity of dangerous goods contained in one package, excluding magnetic material, must not exceed the following: a. 1 kg (2.2 pounds) in the case of solids; b. 0.5 L (0.1 gallons) in the case of liquids; c. 0.5 kg (1.1 pounds) in the case of Division 2.2 gases; or d. any combination thereof. • 8. In § 172.202,,paragraphs (a) and (b) are revised to read as follows: § 172.202 Description of hazardous material shipping papers. (a) The shipping description of a hazardous material on the shipping paper must include: (1) The identification number prescribed for the material as shown in Column (4) ofthe § 172.101 table; (2) The proper shipping name prescribed for the material in Column (2) ofthe §172.101 table; (3) The hazard class or division number prescribed for the material, as shovm in Column (3) of the § 172.101 table. Except for combustible liquids, the subsidiary hazard class(es) or subsidiary division number(s) must be entered in parentheses immediately following the primary hazard class or division number. In addition— (i) The words "Class" or "Division" may be included preceding the primary and subsidiary hazard class or division numbers. (ii) The hazard class need not be included for the entry "Combustible liquid, n.o.s." (iii) For domestic shipments, primary and subsidiary hazard class or division names may be entered following the numerical hazard class or division, or following the basic description. (4) The packing group in Roman numerals, as designated for the hazardous material in Column (5) of the § 172.101 table. Class 1 (explosives) materials, self-reactive substances, organic peroxides and entries that are not assigned a packing group are excepted from this requirement. The packing group may be preceded by the letters "PG" (for example, "PG II"); and (5) Except for transportation by aircraft, the total quantity of hazardous materials covered by the description must be indicated (by mass or volume, or by activity for Class 7 materials) and must include an indication ofthe applicable unit of measurement. For example, "200 kg" or "50 L." The following provisions also apply: Federal Register/V No. 250/Friday, December 29, 200^Kiles and Regulations 78627 (i) For Class 1 materials, the quantity must be the net explosive mass. For an explosive that is an article, such as Cartridges, small arms, the net explosive mass may be expressed in terms of the net mass of either the article or the explosive materials contained in the article. (ii) For hazardous materials in salvage packaging, an estimate of the total quantity is acceptable. (iii) The following are excepted from the requirements of paragraph (a)(5) of this section: (A) Bulk packages, provided some indication of the total quantity is shown, for example, "1 cargo tank" or "2 IBCs." (B) Cylinders, provided some indication of the total quantity is shown, for example, "10 cylinders." (C) Packages containing only residue. (6) For transportation by aircraft, the total net mass per package, must be shown unless a gross mass is indicated in Columns (9A) or (9B) of the § 172.101 table in which case the total gross mass per package must be shown; or, for Class 7 materials, the quantity of radioactive material must be shown by activity. The following provisions also apply: (i) For empty uncleaned packaging, only the number and type of packaging must be shown; (ii) For chemical kits and first aid kits, the total net mass of hazardous materials must be shown. Where the kits contain solids and/or liquids, the net mass of liquids within the kits is to be calculated on a 1 to 1 basis, i.e., 1 L equals 1 kg; (iii) For dangerous goods in machinery or apparatus, the individual total quantities or an estimate ofthe individual total quantities of dangerous goods in solid, liquid or gaseous state, contained in the article must be shown; (iv) For dangerous goods transported in a salvage packaging, an estimate of the quantity of dangerous goods per package must be shown; (v) For cylinders, total quantity may be indicated by the number of cylinders, for example, "10 cylinders;" (vi) For items where "No Limit" is shown in Column (9A) or (9B) of the § 172.101 table, the quantity shovra should be the net mass or volume of the material, except for UN2800, UN3072, and UN3166 where the quantity should be the gross mass of the article; and (7) The number and type of packages must be indicated. The type of packages must be indicated by description ofthe package (for example, "12 drums"). Indication of the packaging specification number ("IHI") may be included in the description of the package (for example, "12 IHl drums" or "12 drums (UN lAl)"). Abbreviations may be used for indicating packaging types (for example, "cyl." for "cylinder") provided the abbreviations are commonly accepted and recognizably liquid hazardous materials, single packaging fitted with vents, or open cryogenic receptacle intended for the fransport of refrigerated liquefied gases must be: (1) * * * (2) Legibly marked with package orientation markings that are similar to the illusfration shown in this paragraph, on two opposite vertical sides of the package with the arrows pointing in the correct upright direction. The arrows must be either black or red on white or other suitable contrasting background and commensurate with the size of the package. Depicting a rectangular border around the arrows is optional. ***** (c) * * * (7) Class 7 radioactive material in Type A, IP-2, IP-3, Type B(U), or Type B(M) packages. • 10. In § 172.407, paragraph (d)(2)(i) is amended by removing "; and" at the end of the paragraph and adding a (b)'Except as provided in this subpart',";) period in its place, and paragraph >rhe basic description specified in r~-' (d)(2)(iii) is added to read as follows: .paragraphs (a)(1), (2), (3) and (4) of this ~7 i section must be shown in sequence with'~j§ 172.407 Label specifications, no additional information interspersed. / * * * * * ^For example, "UN2744, Cyclobutyl chloroformate, 6.1, (8, 3), PG IL" * —** * - • —* _ _ J • 9. In § 172.312, paragraphs (a) introductory text, and (a)(2) introductory text are revised and a new paragraph (c)(7) is added to read as follows: § 172.312 Liquid hazardous materials in non-bulk packaging. (a) Except as provided in this section, each non-bulk combination package having inner packagings containing (d) * * * (2) * * * (iii) White may be used for the symbol for the ORGANIC PEROXIDE label. • 11. Section 172.427 is revised to read as follows: § 172.427 ORGANIC PEROXIDE label. (a) Except for size and color, the ORGANIC PEROXIDE label must be as follows: §172.202 49 CFR Ch. I (10-l-07_Editioh) and must include an indication of the applicable unit of measurement. For example. "200 kg" or "50 L." The fol- lowing provisions also apply: (i) For Class 1 materials, the quan- tity must be the net explosive mass. For an explosive that is an article, such as Cartridges, small arms, the net explosive mass may be expressed in terms of the net mass of either the ar- ticle or the explosive materials con- tained in the article. (li) For hazardous materials in sal- vage packaging, an estimate of the total quantity is acceptable. (iil) The following are excepted from the requirements of paragraph (a)(5) of this section; (A) Bulk packages, provided some in- dication of the total quantity is shown, for example, "1 cargo tank " or "2 IBCs." (B) Cylinders, provided some indica- tion of the total quantity is shown, for example, "10 cylinders." (C) Packages containing only residue. (6) For transportation by aircraft. the total net mass per package, must be shown unless a gross mass is indi- cated in Columns (9A) or (98) of the §172,101 table in which case the total gross mass per package must be shown; or, for Class 7 materials, the quantity of radioactive material must be shown by activity. The following provisions also apply: (i) For empty uncleaned packaging, only the number and type of packaging must be shown; (ii) For chemical kits and first aid kits, the total net mass of hazardous materials must be shown. Where the kits contain solids and/or liquids, the net mass of liquids within the kits is to be calculated on a 1 to 1 basis, i.e., 1 L equals 1 kg; (iii) For dangerous goods in machin- ery or apparatus, the individual total quantities or an estimate of the indi- vidual total quantities of dangerous goods in solid, liquid or gaseous state, contained in the article must be shown: (iv) For dangerous goods transported in a salvage packaging, an estimate of the quantity of dangerous goods per package must be shown; (v) For cylinders, total quantity* may be indicated by the number of cyl- inders, for example, '10 cylinders; " (vl) For items where "No Limit" is shown in Column (9A) or (9B) of the §172.101 table, the quantity shown should be the net mass or volume of the material, except for UN2800, UN2807, UN3072. UN3166 and UN3171 where the quantity should be the gross mass of the article; and (7) The number and type of packages must be indicated. The type of pack- ages must be indicated by description of the package (for example. "12 drums"). Indication of the packaging specification number ("11-11") may be included in the description ofthe pack- age (for example, "12 IHl drums" or "12 drums (UN lAl)"). Abbreviations may be used for indicating packaging types (for example, "cyl," for "cylinder") provided the abbreviations are com- monly accepted and recognizable. (b) Except as provided in this sub- part, the basic description specified in paragraphs (a)(1), (2), (3) and (4) of this section must be shown in sequence with no additional information inter- spersed, _ _For example, i"UN27447 Cyclobutyl chloroformate,_6.i, (8,_ 3), 'PG II," J ~ "(c)'The total quantity of the material covered by one description must appear before or after, or both before and after, the description required and au- thorized by this subpart. The type of packaging and destination marks may be entered in any appropriate manner before or after the basic description. Abbreviations may be used to express units of measurement and types of packagings. (d) Technical and chemical group names may be entered in parentheses between the proper shipping name and hazard class or following the basic de- scription. An appropriate modifier, such as 'contains" or "containing." and/or the percentage of the technical constituent may also be used. For ex- ample: "Flammable liquids. n,o,s, (con- tains Xylene and Benzene). 3. UN 1993, 11". (e) Except for those materials in the UN Recommendations, the ICAO Tech- nical Instructions, or the IMDG Code (IBR, see §171.7 of this subchapter), a material that is not a hazardous mate- rial according to this subchapter may not be offered for transportation or transported when its description on a 356 Research and Special Programs Admin., DOT §172.101 £S r: "^ CO •^ CM CJ CO CJ CO -CM -CM -CM -CMCd -CMCM r\j^rj^ c\j CM CM Q. 5 Q. 5 ±1 i= o n 3 <0 3 TO re O •^ ; o 01 o ; ° to 3 I O - O CC tttt 2 & I 5 2 o <a ~ n= 9) T: qj c . » CD 1 = o D ° P = e S = g o Si 3J C \ in Ui <D >s • • ^ 1- c <. , iito : I E Q) I Q) J Q) P "D • > 0) > 6 OJ to F -.^ Ol -.^ Oi m ^ _ rtl m S -o ^1 ' p irj o 5 —"ti o = a < & - ffl '.y.^ir . ^ a e "is) cc cn /' ^1 251 I §172.101 49 CFR Ch. I (10-l-K)4.Edltion) (1 0 ) Ve s s e l s t o w - ag e ot h e r (IO B ) 95 , 1 2 9 95 95 , 1 0 5 95 , 1 0 5 95 , 10 5 , 13 1 95 , 1 3 0 95 95 , 1 0 5 95 , 1 0 5 95 , 1 0 5 95 , 1 0 5 95 , 1 0 5 95 , 1 3 2 (1 0 ) Ve s s e l s t o w - ag e Lo c a - tio n (I O A ) < < < < < < < <<< << < (9 ) Qu a n t i t y li m i t a t i o n s Ca r g o a i r - cr a f t o n l y (9 B ) i (9 ) Qu a n t i t y li m i t a t i o n s Pa s s e n g e r air c r a f t / r a i l (9 A ) • ( 8 ) Pa c k a g i n g ( § 1 7 3 , " * ) Bu l k (8 C ) CVJ cv LIP in 41 5 , 47 6 . 41 7 , 47 6 . 41 7 (0 CC 42 0 , 42 7 . • ( 8 ) Pa c k a g i n g ( § 1 7 3 , " * ) No n - bu l k (8 B ) r-C\J c r> u 41 5 . 47 6 . 41 7 . 47 6 . 41 7 CO CC 42 0 , 42 7 . • ( 8 ) Pa c k a g i n g ( § 1 7 3 , " * ) Ex c e p - tio n s (8 A ) 42 1 , 422 , 42 8 . 42 1 , 42 2 , 42 8 . m in IT •^ CD in ffi C\J T* Sp e c i a l pr o v i s i o n s (§ 1 7 2 . 1 0 2 ) (7 ) -y-r^co O) • a> oo oo oo cototo ^D <D -ri^>m CO m > > > >mm mm to' fS f^" f^" f^" r^" {5 S § g 5 g g (O' CD (D (D to rx in in m m < < < < < La b e l Co d e s (6) r- CO g 5 Id e n t i f i c a - tio n N u m - be r s (4) UN 3 3 2 2 UN 2 9 1 3 UN 2 9 1 9 UN 3 3 3 1 UN 3 3 2 7 UN 2 9 1 5 UN 3 3 3 2 UN 3 3 3 3 UN 3 3 2 9 UN 2 9 1 7 UN 3 3 2 8 UN 2 9 1 6 UN 2 9 7 8 Ha z a r d cla s s o r D i - vis i o n (3 ) r-F^ r.- i^r^r^r^t^r^i^i^r^r.. Ha z a r d o u s m a t e r i a l s d e s c r i p - tio n s a n d p r o p e r s f i i p p i n g n a m e s (2 ) Ra d i o a c t i v e m a t e r i a l , l o w s p e - ci f i c a c t i v i t y ( L S A - I I I ) n o n fe s / / e o r f i s s i l e e x c e p t e d . Ra d i o a c t i v e m a t e r i a l , s u r f a c e co n t a m i n a t e d o b j e c t s ( S C O - I or S C O - I I ) n o n fi s s i l e o r fis s i l e - e x c e p t e d . Ra d i o a c t i v e m a t e n a l , t r a n s - po r t e d u n d e r s p e c i a l a r r a n g e - me n t , n o n fi s s i l e o r f i s s i l e e x - ce p t e d . Ra d i o a c t i v e m a t e r i a l , t r a n s - nn r t p H ii n r l p r Q n p p i a l n r m n n p . me n t . f i s s i l e . Ra d i o a c t i v e m a t e r i a l , T y p e A pa c k a g e , f i s s i l e n o n - s p e c i a l fo r m . Ra d i o a c t i v e m a t e r i a l . T y p e A pa c k a g e n o n - s p e c i a l f o r m , no n fi s s i l e o r f i s s i l e - e x c e p t e d . Ra d i o a c t i v e m a t e r i a l . T y p e A pa c k a g e , s p e c i a l f o r m n o n fi s s i l e o r f i s s i l e - e x c e p t e d Ra d i o a c t i v e m a t e r i a l , T y p e A pa c k a g e , s p e c i a l f o r n i , fi s s i l e . Ra d i o a c t i v e m a t e r i a l , T y p e B ( M ) pa c k a g e , f i s s i l e . Ra d i o a c t i v e m a t e r i a l , T y p e B { M ) pa c k a g e n o n fi s s i l e o r f i s s i l e - ex c e p t e d . Ra d i o a c t i v e m a t e r i a l . T y p e B ( U ) pa c k a g e , f i s s i l e . Ra d i o a c t i v e m a t e r i a l . T y p e B { U ) pa c k a g e n o n f i s s i l e o r f i s s i l e - ex c e p t e d . Ra d i o a c t i v e m a t e r i a l , u r a n i u m he x a f l u o r i d e n o n fi s s i l e o r fi s s i l e - e x c e p t e d . Sy m - bo l s (1 ) •D O o O 3 o Q CC s < X 252 Research and Special Programs Admin., DOT §172.101 •^co'^co'^co'^'co i -S 1 -5 ° -5 3 - CO cn tt =) ZJ 1 : cc j 5 S £ 1 1 i= a> E -, E c « * X I S -III tj "O "O Q) Sj C 0) g & " -S * £g i I c 5 ^ 5 .S ^< 111!' S ffl ^ fex O >; CO S 8 ^ S I ca _ (ft O) V, " ^3 tfl 0) O Ct .£ t ,o tl) .£ g .y tb 2i O D) JO c "O -S; E ffl - ^ „ O g E o 3 • Q -tt I cn t E g ^ g o c <i> ^ "SB E -1 ^ g CJ UJ 3 a .lis s s » s I ffl °? 5 ^ 1 E c til-Ilia G to ffl *-o . c= -J ^ U) to .c p -k-i: tt <r 253 UTAH DIVISION OF RADIATION CONTROL RADIATION PROTECTION INSPECTION MODULE RADMOD-SSS-01 SURVEYS/SHIPPING PAPERS/SOURCES DENISON MINES - WHITE MESA URANIUM MILL RADIOACTIVE MATERIAL LICENSE UTI900479 References: Radioactive Material License UTI 900479, License Renewal Application dated February 28, 2007, Radiation Protection Manual, Section 5, 10CFR20, NRC Regulatory Guide 8.30, NRC Regulatory Guide 8.31, Utah Administrative Code R313-15. DATE ZJO •' /'^ OPENING MEETING MEETING MEMBERS NAME DRC/COMPANY CONTACT INFORMATION U:\rad\COMMON\Uranium millsM Ie(2)UTl900479 Denison Mines - White Mesa UMill\HP Inspeclion modules\2010\Inspection Modules\RADMOD- SSS-02 rev 1 ,doc • DISCUSSION SITE STAFF COMMENTS RELEASE SURVEYS for Product Drums, Intermodals and Ore Trucks Radiation Protection Manual Section 2.6 Equipment Release Surveys and 2.7 Product Shipment Surveys (Appendix E 2007 license renewal) 1. Observe the RSO or designee perform a release survey on the filled product drums. Describe what they did. Comments: j U:\rad\COMMON\Uranium mills\lle(2)UTl 900479 Denison Mines - White Mesa UMill\HP Inspection modules\20IO\lnspection Modules\RADMOD- SSS-02 rev l.doc Po.... -I ^r A 2. Observe the RSO or designee perform an unrestricted release survey on the Intermodals. Describe what they did. Comments: 3. Observe the RSO or designee perform a DOT Empty release survey on the Intermodals. Describe what they did. Comments: 4. Observe the RSO or designee perform a release survey on an Ore Truck. Describe what they did. Cmnments: 6>£^'>^ ^ s-^-^^ ^- j^ ^ //^ 5 r^'"^^ 5. Perform an independent Survey on each of the above items and describe how you did your survey and document the results. Comments: (Product Drums) ^ Comments: (Unrestricted Intermodal) Comments: (DOT Empty Intermo^l) U;\rad\C0MM0N\Uranium millsM Ie(2)UT 1900479 Denison Mines - White Mesa UMill\HP Inspection modules\2010\Inspection Modules\RADMOD- SSS-02 rev 1 doc Comments: (Ore Truck) 6. Was a survey (dose rate measurement) taken of the transport vehicle interior surfaces? 1. How did the RSO or designee document their surveys? Comments: 8. Review the release surveys for the past year. Comments: • , ^ /4i//£^iA O//^ ^7^^^ jZrr^< T^i^^^^JU. <^^JL^< f ^'^P^ SHIPPING PAPERS, LABELING AND PACKAGING 9. Observe an Ore Truck(s). Describe how they are labeled/placard. (49 CFR 172) Comnients: 10. Observe Yellowcake drums how are they labeled. (49 CFR 172) Comments: ^ '^-n. . U:\rad\COMMON\Uranium millsM le(2)UT1900479 Denison Mines - While Mesa UMill\HP Inspection modules\2010\Inspection Modules\RADMOD- SSS-02rev l.doc 11. Observe Yellowcake shipment truck how is it placard. (49 CFR 172) Comments: 12. Review Shipping papers on ore shipments. (49 CFR 172) Date on shipping paper Description (UN#, Proper shipping name, hazard class) r Physical and/or Chemical form Radionuclide Activity Class Emergency phone # Exclusive shipment (Y/N) Certified Comments ^uiiniicms. / J O^s .XAL 13. Review Shipping papers on yellowcake shipments. (49 CFR 172) Date on shipping paper f-f^-fC Descripfion (UN#, Proper shipping name, hazard class) Physical and/or Chemical form /.^ Radionuclide % $ Activity /C/o /Uo /UD J\)0 Class %h Emergency phone # %> /-^ Exclusive shipment (Y/N) ,Jd /U} r— AJO AJo M /iJo 1 Certified '7V> Comments: Vrw^ <rJ^ y^rJ. /^C7JJL.JL ^'5 ^JF /c^ ri-jT^.y .^,7^ ^^ U:\rad\COMMON\Uranium milIsM le(2)UT 1900479 Denison Mines - White Mesa UMill\HP Inspection modules\2010\hispection Modules\RADMOD- SSS-02 rev 1 .doc Pono ^ of 1 H SOURCE CHECKS. INVENTORY AND SECURITY Radiafion Protecfion Manual Section 3.0 Equipment/Calibration (Appendix E 2007 license renewal) 14. Observe the RSO or designee perform an Instrument Source Check. Describe what they did. Comments: 15. How do they document their source Inventory Comments: . 16. Where are the sources kept? 17. Any new source received? Comments: 18. Any source disposed of? Comments: 19. Were leak tests performed on the sources? Comments: y Jb^^ /^r^X. >o.^^^ ^ \ U:\rad\COMMON\Uranium millsM le(2)UTI900479 Denison Mines - White Mesa UMill\HP Inspection modules'\201 OMnspection Modules\RADMOD- SSS-02 rev l.doc Por,o <; of 1 /I Release Limits Alpha (Unrestricted and Product) Beta-Gamma (Unrestricted Only) Ore Trucks (Sole Use Transport) 49CFR173.443(d) Average Maximum Removable Average Maximum Intemal Surfaces: 10 mKfbi y contact 2 mR/hr y at 1 meter Extemal Surfaces: 2|2,00^dpm/100cm2 a Removable 5,000 dpm/cm2 15,000 dpm/cm2 1,000 dpm/cm2 0.2 mr/hr or 5,000 dpm/cm2 1.0 mr/hr or 15,000 dpm/cm2 49CFR173.443(d)(l) states: A survey of the interior surfaces of the empty vehicle shows that the radiation dose rate at any point does not exceed 0.1 mSv per hour (10 mrem per hour) at the surface or 0.02 mSv per hour (2mrem per hour) at 1 m (3 feet) from the surface. U;\rad\COMMON\Uranium millsM I e(2)UTl 900479 Denison Mines - White Mesa UMill\HP Inspection modules\2010\hispection Modules\RADMOD- SSS-02 rev 1 .doc Reciprocity for Gauge User for the 4B Cell Construction DIVISION OF RADIATION CONTROL INSPECTION FORM License Geosyntec Consultants License #: No. 5339-37 State of Califomia Licensee Address 10875 Rancho Bemardo Rd. Ste 200 San Diego, Califomia 92127 Last Amendment # Licensee Address 10875 Rancho Bemardo Rd. Ste 200 San Diego, Califomia 92127 Date of Amendment Inspection At Denison Mines White Mesa Mill License Expiration Date Inspection At Denison Mines White Mesa Mill Inspection Date 7-2^- /o Licensee Contact: Closeout Date Telephone Number Previous Inspecfion Inspecfion Priority: I II III IV V For Previous & Present Findings - See Compliance History Type of Inspection (Circle Appropriate Types) Roufine Or Initial ^^^^^^inounced Or Announced jyiodules 'Used IP 87124 Persons Contacted (Name & Title) /9y -n (#)Present at Entrance Violafions: Yes Inspector: No (+)lnten>iewed Approyed: Present at Close-out U:\rad\COMMON\Uranium millsM le(2)UTl900479 Denison Mines - White Mesa UMill\HP Inspection modules\201 OMnspection Modules\RADMOD- SSS-02 rev 1 .doc Poo» e of I /I ) DIVISION OF RADIATION CONTROL INSPECTION FORM Security and Control of Licensed Material ^ Are entrances to facilifies, buildings^RAM use and storage areas secure? c^S'xV A-^^^t- f^'yT^/C^i^ ^p-t- /^S-y- c/r^,^/^ A'^/ Who can access keys and RAM? ^_ &^<f^ C^fe^-'^-'^ ^'^^ Do RAM storage areas have appropriate locks? Who has keys? Is there appropriate security during transport? T^'^^V^^'' e^^^ ^''(^. f>D)C r S Is there appropriate security during use at temporary job/ite?? Is RAM appropriately secure during breaks and/or ovemight trips VjJ Is there a receipt/transfer/disposal procedure for RAM? Does licensee properly secure package receipt/transfer areas? Does licensee inspect gauge shipping containers for damage? A/^n^ Does licensee perform appropriate receipt surveys? Does licensee open packages in a safe manner? Does licensee assure that packages are properly prepared for transport? Are packages controlled in a secure manner prior to pickup? Are there complete records of receipt/transfer/disposal? /iZ-A" Did licensee verify eligibility to receive? p^iA— Is licensee keeping a current and accurate inventory? Have there been any unusual incidents involving lost, missing or stolen RAM? Shieldins of Licensed Material Does licensee have current SSD sheets? What manuals/instructions do they have for devices? i How are doses kept ALARA? \ What maintenance does licensee perform? | Who performs non-roufine maintenance? ^ Comprehensive Safetv Measures ^_ What types of non-radiological hazards are there? ^y^57?M,—-A^ Is there a fire protection program? ^ ^^ry-f^rx'-Cy /^C^ Is there contact with local fire departments? ^ ^ U:\rad\COMMON\Uranium millsM le(2)UTl900479 Denison Mines - White Mesa UMill\HP Inspection modules\201 OMnspection Modules\RADMOD- SSS-02 rev 1 .doc Pooo Q of 1 /I Is labeling visible on all gauges/gauge containers/storage and use areas? Is transportation safe and within regulations? Are packages blocked and braced and locked with 2 independent means? pJe 5? Are shipping papers in kept in truck cab within easy reach? (Emergency contact and RAM information) ^ / Radiation Dosimetry Prosram How has licensee shown compliance with public dose limits? , /£^ (IS IT OBVIOUS?) Have surveys been completed? j^/J)^ Did the surveys included occupied adjacent areas? What exposure rates does inspector fmd? jJ ^ What survey instruments does licensee possess? pfg, Are workers issued dosimetry badges? >/ ^ If not, does licensee have appropriate documentafion that monitoring is not required? How is a workers dose kept ALARA? l^Oi^ Are there records of previous Leak Tests? l/l/J^' Are the leak tests being completed at a frequency on the SSD sheet? '^^^^ Have leak tests shown any leaking sources? (/^ Are stored gauges properly secured in a controlled and safe manner? Radiation Instrumentation and Surveys Does licensee own survey instruments? ^^/^ J^J- ^^.^J^^ Oi.^ '7^/*^i/ls If not, do they have ready access to a survey instrument? Are appropriate survey records kept? Radiation Safety Trainins and Practices What are the names of all authorized users? What training have they received? What are the dates of training? Has each received general gauge training? Has each received annual hazmat training? U:\rad\COMMON\Uranium millsM le(2)UTl 900479 Denison Mines - White Mesa UMill\HP hispection modules\201 OMnspection Modules\RADMOD- SSS-02 rev 1 doc PTOO m of 1 /I Are workers knowledgeable of what to do in an emergency? Examine Operafing and Emergency procedures. Are the proper items posted? The license or where it can be accessed. The mles or where they can be accessed. Sufficient copies of DRC-04 for workers to observe. Manasement Oversisht What is the path fi"om Management to RSO, AU's, etc.? Is the radiation program properly staffed? Does the RSO have the proper authority to stop unsafe practices? Is the licensee completing annual intemal audits? Open and Close with Management. Violation, Incident, Investisation Follow-up Check compliance history. Check incident history? Other 10. Violations 1. Non-Cited Violations 12. Special Items discussed with Licensee Closeout with DRC Manasement U:\rad\C0MM0N\Uranium millsM le(2)UT 1900479 Denison Mines - White Mesa UMill\HP hispection modules\201 OMnspection Modules\RADMOD- SSS-02 rev I doc Pooo II of 1 /I Interview with the Radiation Safety Tech.(s) 1. Name: 2. Job Tifie: 3. How long have you been a Radiafion Safety Tech? 4. How were/are you trained to be a Radiation Safety Tech? 5. How long did your training last? 6. Describe how you would survey product drums before they leave the restricted area? 7. What are the release limits for product drums? 8. Describe how you would survey an Ore Truck out of the restricted area? 9. What are the release limits for the Ore Tmck? 10. Describe how you would perform an unrestricted release survey on an Intermodal Container? 11. What are the release limits for an unrestricted release? 12. Have them demonstrate how to source check an instrument. 13. How often are instruments source checked? 14. Where are the procedures kept that tell you how to perform a survey or source check an instrument? 15. Have you read those procedures? 16. Ifyou have a question about your job, how would you get it answered? Comments: U;\rad\COMMON\Uranium millsM I e(2)UTl 900479 Denison Mines - White Mesa UMill\HP Inspection modules\201 OMnspection Modules\RADMOD- SSS-02revl.doc Pono n of l/l 1 • ^ DATE CLOSEOUT MEETING MEETING MEMBERS NAME COMPANY CONTACT INFORMATION /^^^, So^ J 1 U:\rad\C0MM0N\Uranium millsM le(2)UT 1900479 Denison Mines - White Mesa UMill\HP Inspeclion modules\201 OMnspection Modules\RADMOD- SSS-02 rev 1 ,doc Pooo n of 1 /I DISCUSSION of FINDINGS SITE STAFF COMMENTS U:\rad\C0MM0N\Uranium millsM I e(2)UTl 900479 Denison Mines - White Mesa UMill\HP Inspection modules\201 OMnspection Modules\RADMOD- SSS-02 rev 1 ,doc Pono I /I of 1 /I 'fy Interview with the Radiation Safety Tech,(s) 1. Name: 2. Job Tifie: 3. How long have you been a Radiation Safety Tech? ^ /*f , 4. How were/are you trained to be a Radiation Safety Tech? xj2 ^ 5 ,vys-^rc^?^^ tA'^LA c/^^^ ^^^^^ 5. How long did your training last? 3 ^^y.^'^g 6. Describe how you would survey product dmms before they leave the restricted area?^h.J/:iTz-jy^ u 1C ^ ,-.fJ^ ^- J^^_ ^ y J ^ 7. What are the release limits for product dmms? //^i^ ^ /j^^ ^ ^^y^-s^v.-^ 8. Describe how you would survey an Ore Tmck out of the restricted area? j^/^z^^ <i:/( <^/c r 9. What are the release limits for the Ore Tmck? ^^SP^ • /'j'fx>/-r^j?'r=L pA^ ^ X- .^(^/id^ 10. Describe how you would perform an unrestricted release survey on an Intermodal Container? 11. What are the release limits for an unrestricted release? \2JLaye them demonstrate how to source check an instmment. ~Z30 Sa^^ J^^^ 13. How often are instmments source checked? ^cAyy Pf^-^ 14. Where are the procedures kept that tell you how to perform a survey or source check an instmment? 15. Have you read those procedures? /^g^S 16. Ifyou have a quesfion about your job ?now would you get it answered? ^J^f^y<€-^ _/^-n/i Comments: U:\iad\COMMON\Uranium millsM le(2)UTl 900479 Denison Mines - White Mesa UMill\HP hispection modules\201 OMnspection Modules\RADMOD- SSS-02 rev 1 ,doc y y Interview with the Radiation Safety Tech.(s) 1. Name: /"24^.rl<^ ^/ /y/^_ 2. Job Tifie: /^^.JJ 3. How long have you been a Radiation Safety Tec^? / ^ ^ 4. How were/are you trained to be a Radiafion Safety Tech? /l.^/)^. 5. How long did your training last? JT /U}o6-^\ ^/c^ 6. Describe how you would survey product dmms before they leave the restricted area? ijei/e.^ i^f {/a^- ^^^^^ ^i.'ycAe^ 4, 7. What are the releaselimits fofproduct dmms^ \ Rj^TZ^/^.^^ <^/2- 8. Describe how you would survey an Ore Tmck out of the restricted area? 9. What are the release limits for the Ore Tmck? 10. Describe how you would perform an unrestricted irelease survey on an Intermodal Container? 11. What are the release limits for an unrestricted relejse? 12. Have them demonstrate how to source check an inkmment. pi. 't _5'g/-</-o.^ "f^ 13. How often are instmments source checked? _oyg ' J 14. Where are the procedures kept that tell you how to perform a survey or source check an instrument? 15. Have you read those procedures? / -/".^^L^ 16. If you have a quesfion about your job, how would ypu get it answered? /^z> ^5>^ Comments: U:\rad\COMMON\Uranium millsM le(2)UTl900479 Denison Mines - White Mesa UMill'\HP hispection modules\2010\hispection Modules\RADMOD- SSS-02 rev I ,doc I a_u3 ED 5 s itfj &I E> S !S go io i .. o... ffi^ g n E -a = ra g^y n o) ra ^ C-> "CT o 5: E||-3s-gis O IC TO >• !2 6 i Ul O s u lil >. P o F t!> < Bi O. uj 3 UJ! 2 ' .. -I: WorkCentre 7346 Transmi ss i on Report 4 35 673 2 224 Date/T ime: 07/16/2010; 07: O SAM Page: 1 (Last Page) Local Name Denison Mines Logo White Mesa M.M Blanding, Ut Document has been sent. Document Size 3. 5X11"SEP DENISO MINES DMIIMO Mnu Corp. S4H 9. HlBhoay 1», PO Bn S09 aiaf)dlna.UT M511 Facsimile Transmittal Companv: j-MHO.: (, SCI.^ci. I'ifB From: Tja-v.^-Ti^k-Paqe 1 of: 3 R« T-Mi tr.^ Total pages Scanned: 3 Totat Pages Sent No. Doc. Remote Station Start Time ation Pages C Q n T e n t s Stat us 1 2764 301903199S -16; 7 : O 1 AM r-J o t e : RE : R e s e n d PG: Polling SA: Send Agai MB: Serid to Mailbox RB: Relav Broadcast EN: Engaged BC: B r oa d c ast RS : Re lav Send AS: Auto Send MP: Multi Polling BP: Box Pax Forward TM; Terminated RV : CP ; demote Ser\ Completed Shipment No. YC-14 Shippers Paper Shipper: DENISON MINES HOLDINGS CORP. 6426 SOUTH HIGHWAY 191. P.O. BOX 809 BLANDING. UT 84512 CONSIGNEE: Honeywell 2768 N. US45RD, P.O. Box 430 Metropolis, IL 62960 Incoterm: Exworks DATE: CONTRACT NO: LOT NO: 7/16/2010 97-538 YC-14 DELIVERING CARRIER RSB Logistic Inc. TRACTOR NO: TRAILER NO: SEAL NO: 43316 253081 7519 Seal #:007519 PARTIAL LOT: COMPLETE LOT: xxx GROSS WEIGHT (Ibs / kg): 74,380 Material Shipping Description: Radioactive Material, low specific activity, n.o.s. Class 7, UN-2912 43 Drums of Uranium Oxide Received in good condition, except as noted: Received By: Date: Emergency Contact Phone Number; Chemtrec 1 -800-424-9300 Signature of Driver This is to certifiy that the above named materials are properly classified, described, packaged, marked and labeled, and are in proper condition for transportation according to the applicable regulations of the Department of Transportation. Signature: Denison Mines Representative. Date: '^}lle>lt^/0 ftnison Mines (USA) cUp. White Mesa Mill Notice of Product Shipment Date: 16-Jul-lO Product: U3O8 AMV" Other" X Lot No.: YC-14 Gross Weight 74,380 Trans. No. 577 Tare Weight 33,780 Net Weight 40,600 Net Mat'l. Weight (lb.) 38,729 Weight as U308 (lb.) 35,139 Weight as U (lb.) 29,797 Net Mat'l. Weight (kg.) 17,567 Weight as U308 (kg.) 15,939 Weight as U (kg.) 13,516 Customer P.O. or Order Number: N/A Destination: Honeywell International, Inc. P.O. Box 430, 2768 N. US45 Rd. Metropolis, Illinois 62960 Shipper Denison Mines via RSB Logistics Signed White Mesa Mill Yellowcake Production LOT 14 YELLOWCAKE FROM: Denison Mines (USA) Corp. 6425 South Hwy. 191, White Mesa Mill Blanding, Utah 84511 TO: Converdyn P.O. Box 430 Metropolis, Illinois 62960 SHIPPED:7/5/10 SEAL NO.: 007824 Drum No. Gross Tare Net Transportation Index 1 989 44 945 0.9 2 969 41 928 0.9 3 960 47 913 0.9 4 966 46 920 0.9 5 962 39 923 0.9 6 1,041 46 995 0.9 7 967 42 925 0.9 8 996 46 950 0.9 9 993 45 948 0.9 10 1,000 44 956 0.9 11 999 40 959 0.9 12 1,000 46 954 0.9 13 952 46 906 0.9 14 947 41 906 0.9 15 949 38 911 0.9 16 945 46 899 0.9 17 948 38 910 0.9 18 944 38 906 0.9 19 1,000 44 956 0.9 20 991 46 945 0.9 21 992 38 954 0.9 22 942 46 896 0.9 23 854 39 815 0.9 24 855 39 816 0.9 25 962 40 922 0.9 26 896 38 858 0.9 27 976 46 930 0.9 28 939 40 899 0.9 29 906 46 860 0.9 30 958 45 913 0.9 31 923 45 878 0.9 32 977 45 932 0.9 33 971 44 927 0.9 34 971 45 926 0.9 35 947 44 903 0.9 36 924 46 878 0.9 37 913 40 873 0.9 38 933 38 895 0.9 39 930 41 889 0.9 40 917 37 880 0.9 41 875 44 831 0.9 42 717 46 671 0.9 43 774 46 728 0.9 Totals: 40,570 1,841 38,729 JUL-14-2010 12:45 RSB LOGISTIC 270 444 6721 P.01/03 o •I S CD o -Tt a r 03 ^ t u XI s s 5i o. 2; •3 S 3 * 5 ^ 5$: i o o in o •n .fi eo r -a 00 B .2 6 £ .2 li t/) ^ Pi i •^ i- Xl flj e SQ o 00 2.1 "ta .S il•• I ^ -2 it -2 op g K ^•5 a 0 uj • u "S u .fc: I I -5 I •T3 2" I" 8 Si (3 J 1 f -ie .0 ° C !!! P I 1 S -a s £ — (N n ^ <o .1 60 C P. E S U _> •« •a E: o a. 3 -o u -a c I u c 3 4^ S tr u •3 u 91 x> Ul E •ffl £ t/) Ul u > la u o o Q 1 o o — s u D. U u u 3 afi IU ooooooo •5 o Q o 2 -2 .E3 "a o I u u u U -2 •a c o o cn m ts .3 § u "5 V I u 9) JT •£ X .w o o c oooooo CD n § Q ts s a. u u c .S "ci. E s OA 1 •s 1 -i p. -a u > •= "2 u a. I > 3 >• o X •S •ra u i 1 CL 1 i u -a 3 5 D. O. c/1 CL c/i u T3 g 1/) oooooooo N I- [J 9 eil a §.£] I* V B. OS JUL-14-2010 12:45 RSB LOGISTIC 270 444 6721 P.02/03 RSB LOGISTiC Driver Routing Instruction Product: Radioactive Malerial. Law Specific Activitv. (LSA) n.o.s Class: _7 UN # 2912 Shipper: Denison Mines. Blandim. UJ. Consignee: Honeywell. Meiropolis. IL Tn an Emergency, contact 911 or loc:il authorities, then notify RSB (306) 242-8300. The following route must be followed. Any deviations must be reported to RSB immediately to ensure regulatory and customer compl iarice. St/Prv Route Interchange Leg Total UT South 13S-191 (to UT/A2 State Line) 51.1 51.1 AZ South lJS-191 + US-191 US'160 5.2 S6.3 US-160 + US-160 US.64 29.2 85,5 East US-64 (to AZ^NM State Line) 4.1 89.6 MM East US-64 + US-64 US-491 2L9 111.5 South US-491 + US-491 Ramp 91.4 202.9 Left Ramp + Ramp I 40 0.2 203.1 East 140 (to NM/TX State Line) 35L4 554.5 TX East 140 (to TX/OK State Line) 176.6 731.1 OK East 140 + 140 Exitl47A 146.3 877.4 Hear right Exit 147A + Exit 147AT44 0.5 877,9 West I 44 (Will Rogers Expy) +144 1 240 4.3 882.2 Easi 1240 (State Hwy 3) +1240 Ramp 15.8 898 Slraight Ramp + Ramp I 40 0.8 898.8 We.<;t 140 (Tinker Expy) (to OK/AR State Line) 165.8 1064,6 AR Ea,st 140 + 140 Exit 277 276.3 1340.9 Bear riKhl Exit 277 + Exit 277 1 55 0.6 134I.S North 155 (to AR/MO State Line) 65.1 1406.6 MO North 155 + 155 Exit 66A 65.8 1472.4 Bear right Exit 66A + Exit 66AI 57 0.5 1472.9 North I 57 (US 60) (to MO/IL State Line) 21.7 1494.6 TL North 157 + 157 Exit 8 7.4 1502 Bear right Exit 8 + Exit 8 Roulc 8 0.3 1502.3 Right Route 8 -1- Route 8 n--37 1.4 1503.7 North IL-37 + 11,-37 iL-169 13.7 1517.4 East lL-169 + IL-169 US-45 9 1526.4 South US-45 Metropolis, IL, 62960 12.4 1538.8 Fum 1/036 Revised April, J007 Page 2 Upditcd: Augusl. 2007 JUL-14-2010 12:45 LOGISTIC 270 444 6721 P. 03/03 Guide 162 Radioactive Materials (Low to Moderate Level Radiation) POTENTIAL HAZARDS Health • RadlBiion presencs mminial risk to tnmspon wodun, emergency response personnel and the public duiing (nuupoitBtion accidents. PBckA|ing duiAbili^ increases «s poicndal hazaid of radioactive content increases. « Undamaged packages ate safe. Contents of dainaged packaea may cause higher external isdiaQon expo.suie, or Inih eztemBi and intenial radiation exposuic if contents are released. * Low radiation hazard when nuuerial is inside container. If maieria] is reltased from package or bullc container, hazard win •vary from low to modec^te. • Level of huKartl will depend on the type and amount of ladioactivity, the kind of material ic ia in, andOr tlie surfaces it is on. • Some maieiial may be released fram packages during acddenta of modeiatc ncvciiiy but risks to people are not great « Released radioactive materials or contaminated objecla usually will be viaitile if packaging fails. 4 Some exclusive uae shipments of bulk and packaged naieilals will not have RADIOACTiVBIatiels. Placards, markings and shipping papers provide identification. « Some packages may have a RADIOACnVEIabcl an da second bazanl label. Tbe second hazoid is usually greater than the radiaiion bazatd;so follow this GUIDE aa well aa the icsponse GUIDB for the second hazard class label. • Some radioactive mateiials cannot be detected by conunonly available instruments. • Runoff ftom contiol of cargo fire may cause low-level pollution. PIreer explosion • Sonae of these malerials may bun, but most do not ignite readily. « Uranium and Thorium metal cuitliies may ignite spontaneously if exposed to air (see GUIDE 136). « Nitrates arc oxidiacni and may ignite ottier combustibles (see GUIDB 141). PiiBLic SAFETY • CALL Emergency Response Telephone Number on Sbippiiw Pitper Ont If Shipping Pnper not avofloble or no anawer, ref^r to appropriate telephone luimber Usted at tbe end of this SMtlotL • Priorities tor rescue, lifc-saVinj:, first aid, fin: control and other hazards are higher than the priority for measuring nuUstlan levels. « Radiation Authority must be notified of accident conditions. Radiation Audiority is usually responsible for decisions about radiologieal consequences and closure of emergencies. • As an immediate pncaudonaiy measum, isolate spilt or leak area for at least 25 meters (75 feet) in all directions. • Stay upwind. • Keep unauthniized personnel away. • Detain or isolate unlnjired persons ot equipmeni suspected to be containinaiedulelay decoiUaminaiion and cleanup until instrucdons are received from Radiation Authority. Protective * Posibve pressure self-contained breathing apparatus (SCBA) and structural firefighters'protective clothing will Clothing provide ade<)uate protection. Evacuation L*nt» * Consider initial downwind evacuadon for at least 100 meters (330 feet). » Win a large quantity of this material is involved in a m^r file, consider aa initial evacuadon distance of 300 meten (1000 feet) in all direcdons. EMERGENCY RESPONSE Fire * Presence of radioacdve material will not influeoce tbe fiie connol processes and should not influence selection of techniques. • Move container? from fire sica if you can do it without risk. « Do nol move damaged packages wove undamaged packages out of fiie zone, Small FIna • Dry chemical, CO., water spray or regular foam. LMrg» Ftrett * ilfer spray, fog (flcxiding amoniUs). • Dike Ore-control water for later disposal. Spill or • Do not touch damaged packages or spilled matcnsl. L«ak * Cover liquid spill with sand, eanh or other non-combusdble absoiteiu material. • Dike to collect large liquid spills. • Cover powder spill with plaoic sheet or taip to minimize spicading. Pint Aid « Medical problems take priority over radiological coocetrts. ~ • Use first aid licatment according to the namre of the iiQity. • Do not dilay caic and nanspoit ofa seriously iojued person. « Give anlSeial tesplradon If victim is not bieathiog. • Administer oxygen if breathing is difficult • Io case of contact widt substance, wipe from skin iRunediatelyidush skin or t yes widi nmning water for at least 20 miinites, • Inpied peivona contaminated by contact widi released ma tetial are oot a serious hazard to health caie peisoooel, equipment or facilities. • Ensure that medical peraonnel aic aware of the mBterial(s) involved and take precautions to protect ihemiselves and prevent spread of conlaminatioa, O Oaratec Bductmorud Services Ud Excerpts fiom the 20O4 Emergenty Keiponst Guidebook page 645 Page 3 TnTQI P n"^ DenHon Mines (USA)^orp. Material Safety Data Sheet Denison Mines (USA) Corp. requests that users of this DUSA product study this data sheet to become aware of the product's hazards, and promote safe handling of the product by making this information availble to its employees, agents and contractors. If the material is resold, Denison Mines (USA) Corp. requests that the purchaser be fumished a copy of this data sheet and advised to provide the information herein to its employees, agents and contractors. Section I Product Indentification Product Name: Yellowcake Creation Date: December 6, 1993 Revision Date: April 20, 2008 C.A.S. Numbers: 1344-59-8; 13721-34-1; 1314-64-3; 1309-37-1; 7778-18-9; 12136-45-7; 7757-82-6; 1314-62-1; 7631 -86-9; 1344-28-1 Chemical/Alloy Name: Uranium.Uranyl Oxides, Uranium Octaoxide Formula/Composition: UjOg (65-95%); Na2U207 (2-21%; UO2SO4 (2-14%); Fe203 (0-2%); CaS04 (0-4%); K2O (.6-2.5%); Na2S04 (0-10%); V2O5 (0-1.5%); Si02 (0-1%); AI2O3 (0-4%) Synonyms: V^O^, Uranium Concentrates Formula/Composition: UjOg (65-95%); Na2U207 (2-21%; UO2SO4 (2-14%); Fe203 (0-2%); CaS04 (0-4%); K2O (.6-2.5%); Na2S04 (0-10%); V2O5 (0-1.5%); Si02 (0-1%); AI2O3 (0-4%) Formula/Composition: UjOg (65-95%); Na2U207 (2-21%; UO2SO4 (2-14%); Fe203 (0-2%); CaS04 (0-4%); K2O (.6-2.5%); Na2S04 (0-10%); V2O5 (0-1.5%); Si02 (0-1%); AI2O3 (0-4%) Section II Physical Dala Size: 0.25 inch (0.64 cm) Solubility in Waier: (g/100 cc) UO2SO4 soluble; CaS04 0.21; Na2S04 4.8; V2O5 0.8; KnO V. Sol; U3O8, Na2U207, Fe203, SiO,, AI2O3 insoluble Specific Gravity: (H2O =1)8.3 Melting Point: °F (°C) UjOg 2372 (1300) decomp; FejO, 2849 (1565); CaS04 2642 (1450); K2O 662 (350) decomp; Na2S04 1623 (884); VjOj 1274 (690); Si02 2930 (1610); AI2O3 3762 (2072); Na2U207, UO2SO4 not available Odor: None Melting Point: °F (°C) UjOg 2372 (1300) decomp; FejO, 2849 (1565); CaS04 2642 (1450); K2O 662 (350) decomp; Na2S04 1623 (884); VjOj 1274 (690); Si02 2930 (1610); AI2O3 3762 (2072); Na2U207, UO2SO4 not available Appearance: Yellow to olive-green powder Melting Point: °F (°C) UjOg 2372 (1300) decomp; FejO, 2849 (1565); CaS04 2642 (1450); K2O 662 (350) decomp; Na2S04 1623 (884); VjOj 1274 (690); Si02 2930 (1610); AI2O3 3762 (2072); Na2U207, UO2SO4 not available Bulk Density: 80-190 lbs/ft" (1.3-3.0 g/cm") Melting Point: °F (°C) UjOg 2372 (1300) decomp; FejO, 2849 (1565); CaS04 2642 (1450); K2O 662 (350) decomp; Na2S04 1623 (884); VjOj 1274 (690); Si02 2930 (1610); AI2O3 3762 (2072); Na2U207, UO2SO4 not available Molecular Weight: UjOg 842; Na2U207 634; UO2SO4 336; FejOj 160; CaS04 136; K2O 94; Na2S04 142; V2O5 182; SiO2 60; AI2O3 102 Melting Point: °F (°C) UjOg 2372 (1300) decomp; FejO, 2849 (1565); CaS04 2642 (1450); K2O 662 (350) decomp; Na2S04 1623 (884); VjOj 1274 (690); Si02 2930 (1610); AI2O3 3762 (2072); Na2U207, UO2SO4 not available Molecular Weight: UjOg 842; Na2U207 634; UO2SO4 336; FejOj 160; CaS04 136; K2O 94; Na2S04 142; V2O5 182; SiO2 60; AI2O3 102 Boiling Point: SiOz 4046 (2230); AI2O3 5396 (2980); Others not available. Vapor Pressure: Essentially nil. Percent Volatile: Not applicable Evaporation Rate: Not applicable. Section III Hazardous Ingredients Material or Component (CAS #) Weight % TLV Uranium-Uranyl Oxides, UjOg, (1344-59-8) (Insoluble Compound) (As U) Sodium Diuranate, Na2U207 (13721-34-1) (65-95) (2-21) 0.2mgW-TWA8(l)(3) 0.6 mgW-STEL (1)(3) Uranyl Sulfate, UO2SO4 (1314-64-3) (2-14) 0.05 mgW-TWA8(l) 0.2 mg/rn - TWA8 (3) 0.6 mg/rn - STEL (3) Iron Oxide, FejOj (1309-37-1) (0-2) 10 mglm, fume (1) 5 mg Fe/m'' fume (3) Calcium Sulfate, CaS04 (7778-18-9) (0-4) 10 mglm - TWA8 (total)(3) 15mgW-TWA8 (total)(3) 5 mg/m' - TWA8 (respirable)(l) Potassium Oxide, KjO (12136-45-7) (0-2) No PELs listed (1)(2)(3)(4)(5) Sodium Sulfate, Na2S04 (7757-82-6) (0-5) No PELs listed (1)(2)(3)(4)(5) Denison Mines (USA) Corp. Vanadium Pentoxide, VjOg (1314-62-1) (0-1.5) 0.05 mg/m^ - TWA8 (respirable dust)(l)(3) 0.05 mg - TWA8 (fume)(l)(3) Silica, Amorphous, SiOz (7631 -86-9) (0-1) 10mg/m'-TWA8 (total)(3) 6mg/m^-TWA8(l) Aluminum Trioxide, AI2O3, (1344-28-1) (0-4) 10 mg/m^ - TWA8 (total)(as Al)(3) 15 mg/m^ - TWA8 (total)(as Al)(l) 5 mg/m^ - STEL (respirable)(as Al)(l) References: 1 OSHA Standard 1910 2. MSHA Slandard 3 Currenl AGGIH 4 NIOSH Recommendation 5 DUSA Internal Standard For Chemical Emergency, Spill, Leak, Fire, Exposure or Accident - Call CEMTREC Day or Night Domestic North America 1.800.424.9300 (Chemtrec) International, call 1.703.527.3887 (collect calls accepted) Denison Mines (USA) Corp. - 6425 South Highway 191- P.O. Box 809 - Blanding, UT 84511 Section IV Health Hazard Data EFFECTS OF A SINGLE OVEREXPOSURE(*) Swallowing: May cause mouth and throat irritation, nausea. Skin Absorption: No evidence of adverse effects from availabel information. Inhalation: May cause irritation ofthe respiratory tract, with cough, throat redness and pain. May cause kidney and lung injury. Skin Contact May cause dermatitis. Eye Contact May cause irritation and redness. Harmful amounts may be absorbed. EFFECTS OF REPEATED OVEREXPOSURES(*) May cause injury to lungs, lymph nodes, kidneys, liver, blood and other organs. OTHER EFFECTS OF OVEREXPOSURE(*) None currently known. SIGNIFICANT LABORATORY DATA WITH POSSIBLE RELEVANCE TO HUMAN HEALTH HAZARD EVALUATION Causes cancer in animals, principally involving the lungs, bone, and blood-forming organs. AGGRAVATION OF PRE-EXISTING CONDITIONS Breathing dust may aggravate pre-existing asthma and inflammatory or fibrotic pulmonary disease. EMERGENCY AND FIRST AID PROCEDURES Swallowing: Drink at least two glasses of water immediately and induce vomiting. See a physician promptly. Skin: Remove contaminated clothing. Promptly wash contaminated skin with soap and water. If irritation is present, see a physician. lff( Denfson Mines (USA) 8 orp. Inhalation: Remove victim to fresh air. Give oxygen if breathing is difficult. Call a physician promptly. If breathing has stopped, perform artificial respirations Eyes: Flush eyes promptly with large quantities of water for at least fifteen minutes. If irritation is present, see a physician promptly. NOTE TO PHYSICIAN Treat poisoning with intravenous bicarbonate to facilitate renal excretion. Prompt administration of EDTA enhances removal of uranium. (*)Failure to follow the precautionary measures recommended in Sections V, VI, VII, VIII and IX may result in overexposure. Section V Fire and Explosion Data Combustibility: Essentially non-combustible Flammable Limits: Not applicable Flash Point (Test method): Not applicable Autoignition Temperature: Not applicable Explosion Tendency: None Extinguishing Media: No fire hazard. Special Fire-Fighting Procedures: Avoid procedures which may create dust. When fighfing a fire involving this material, wear full protective equipment including positive-pressure breathing apparatus. Minimize spread of water-borne solids. Unusual Fire and Explosive Hazard: None. Section VI Reactivity Data: Stability: Stable in air and water. Soluble in HNO3 with formation of uranyl nitrate. Soluble in HF/H2SO4. Decomposes in UO2 at 2372°F (1300°C) Conditions to Avoid: None. Hazardous Decomposition Products: None. See "Stability" for possible reaction products. Materials to Avoid: None. Section VII Spill. Leak, and Disposal Information Steps to be taken if Material is Spilled or Released: Restrict persons not involved with cleanup from the area of the spill until cleanup is completed. Use HEPA dust collection or temporary cover, if available, to control the level of airborne dust. Use shovel, vacuum, or mechanical means to collect spilled material. Avoid maneuvering with compressed air or any other method which generates dust. Cleanup personnel should wear skin and eye protection and avoid the inhalation of dust by the use of appropriate respiratory protection. Radioactive materials license condition must also be followed. Neutralizing Agents: None. Waste Disposal Method: Steps to be taken if material is spilled or released: This material contains ingredients which are included in 40 CFR 302, Table 302.4, "List of Hazardous Substances and Reportable Quantities". This material is a "low specific activity" radioactive regulated material and must be disposed of in accordance with Nuclear Regulatory Commission, state and local regulations. Section VIII Special Protection Information Ventilation: Provide sufficient mechanical HEPA dust collection, combined with administrative controls, if applicable and needed to keep exposures below the permissible exposure limit. Eye Protection: Dust resistant safety glasses should be worn. Facilities to flush the eyes with water should be readily available. Denison Mines (USA) Corp Gloves/Clothing: Gloves should be worn. Avoid contaminafion of clothing with dust. Other: None. Section VIII Special Protecfion Information (Confinued) Personal Protective Equipment: (I) Full face piece high efficiency particulate filter respirator (as per 30 CFR 11) required when handling this material unless otherwise directed by the Radiafion Safety Officer. Fire Fighting: Self-contained breathing apparatus with a full facepiece operated in pressure demand or other positive mode. (1) Based on Revised 10 CFR 20, Appendix A Secfion IX Special Precaufions Precaufionary Statements: Caution OVEREXPOSURE* TO DUST MAY CAUSE DERMATITIS; IRRITATION AND REDNESS OF THE EYES WITH POSSIBLE HARMFUL ABSORPTION; IRRITATION OF THE MOUTH AND THROAT WITH NAUSEA; AND RESPIRATORY TRACT IRRITATION. WITH COUGH, THROAT REDNESS, AND PAIN. MAY ALSO CAUSE KIDNEY AND LUNG INIURY. REPEATED OR PROLONGED OVEREXPOSURE MAY CAUSE INJURY TO LYMPH NODES, KIDNEYS, LIVER, BLOOD, AND OTHER ORGANS. BREATHING DUST MAY AGGRAVATE PRE-EXISTING ASTHMA AND INFLAMMATORY OR FIBROTIC PULMONARY DISEASE. OTHER PRECAUTIONS Soluble uranium compounds cause cancer of the lungs, bones and blood forming organs in laboratory animals. Adhere to the recommended PEL to keep exposures to soluble uranium compounds below 0.05 mg U/m^ (OSHA PEL). Avoid swallowing or breathing dust. Avoid contact with eyes, skin or clothing. Keep container closed. Avoid actions which generate dust. Use only with adequate ventilafion. Wear approved respiratory and protective clothing in dusty areas. Wash thoroughly after handling. "Overexposure is based on tiine of exposure and air concentrations. Refer to Revised 10 CFR 20, App. A. Dei^son Mines (USA)^orp. FOR INDUSTRIAL USE ONLY Precaufions for handling and storage: "Material should be stored in tighfiy closed containers and kept dry. Eafing or smoking should not be permitted in areas where dust is present. Avoid contamination of clothing with this material and wash hands thoroughly with soap or mild detergent and water before eating, smoking, or using toilet facilifies. Other Precaufions: Carcinogen Lisfings: Nafional Toxicology Program Annual Report (NTP): Not Listed Intemafional Agency for Research on Cancer (lARC): Not Listed OSHA 29 CFR Part 1910, Subpart 2: Not Listed Denison Mines (USA) Corp. believes that the data herein are current as of the effective date of this data sheet and that the opinions herein are those of qualified experts. Since the product and the information herein will be used outside the control of Denison Mines (USA) Corp., it is the user's responsibility to establish conditions for safe iise ofthe product. The data herein relate only to the product of Denison Mines (USA) Corp. and may not be applicable for products of other manufacturers. Denison tUIines Corp. 6425 S. Highway 191, PO Box 809 Blanding, UT 84S11 USA Tel: 435 678-2221 Fax : 435 678-2224 www.denisonmines.coin SHIPMENT SURVEY CONTRACT NO. TRACTOR NO. LOT NO. TRUCK CARRIER TRAILER NO. e.5.gi Le<^oT^3 MODEL NO. SERIAL NO. CALIBRATION EFFICIENCY FACTOR MDA b.o ALPHA SURVEY INSTRUMENTS TOTAL MODEL NO. SERIAL NO. CALIBRATION EFFICIENCY FACTOR ALLOWABLE LIMITS (FIXED) 5.000 DPM AVG. 15,000 DPM MAX (REMOVABLE) 1.000 DPM REMOVABLE 'b ' 5'"''fc-- to 1.0 SURFACE AREA OF PROBE 100 cm^ X EFFICIENCY OF INSTRUMENT (%) = FACTOR 100 (EFFICIENCY/1 OOcm^) Factor X counts/minute = Dislntegrations/minute/IOOcm' INSTRUMENT NO. SERIAL NO. CALIBRATION TRAILER SURFACE SIX FEET DISTANCE DRIVERS SEAT SLEEPER GAMMA SURVEY (49 CFR 173.441 (b) (1)) MEASURED IN MILLIREMS/ HOUR Z^-<Apr-l- to (MR/HR) 200 MR/HR ALLOWABLE 10 MR/HR ALLOWABLE 2 MR/HR ALLOWABLE 2 MR/HR ALLOWABLE ALL DRUMS WERE INSPECTED PRIOR TO LOADING. ALL DRUMS WERE TIGHTLY SEALED. NONE LEAKED AND THERE WAS NO LOOSE MATERIAL IN THE VEHICLE. INSPECTOR SIGNATURE DATE IO C^ison Mines (USA) Qgrp. DRUM CONTAMINATION SURVEY Type of Shipment: \j^\{o\y^c^<^ Lot #: \*^^ Page 2 Date: ^/a/)<J Drum # Total Alpha dpm/100 cm^ Top Sides Rernovable Alpha dpm/100 cm^ Top Sides P/Y Average mrem/hr 1 l.S 2 1.5 3 4 ) / 5 J ( 6 / 7 ( v.s 8 \ / 9 / 10 / ( 11 / \ 12 ( / 5.0 1% 13 / 14 ) 15 / \ i />~0 A 1-1 16 ( ) ! 17 / • 1 18 19 J \ 20 ) 21 ( / 22 C 1.^ 23 ) 24 / 25 V SP \ %0f^ * If total Alpha is greater than or equal to 1,000 dpm/100 cm^, a removable smear is required. Alpha Meter Model #: SN#: Removable Alpha Cal. Date: tli-ftpoV-yo Model #: SN #: VM^T^bV Beta/Gamma Meter Model # SN #: Check Date: \^' 3»V( - lo Cal. Date: -t..>:^o*'c-io Check Date: "^-"tf-io Th 230 @ 33,000 dpm dpm Average: t>.Hbo Efficiency: i13.7o Bkg: lO Th 230 @ 33,000 dpm Efficiency: 'bxl^^k Bkg: i?.2>T- Cal. Date: Z-b-^frU-lo Check Date: il - ^oW '/Q Cs137SN#2 Reading: ^.C^^P/HP- Bkg: 0.O(>r^rli-iC~ MDA: Page 3 Drum # Total Alpha dpm/100 cm^ Top Sides Removable^lpha dpm/100 cm^ Top Sides P/Y Average mrem/hr 26 i (s>0 17 27 / l.> 28 ( I 5.0 l.S 29 \ l.% 30 ) \ \.7 31 / l.b 32 / I \.5 33 / 34 l.> 35 V 1.4 36 \ 1 if 37 I 38 / \ 39 / j l.S 40 / J ll.l 41 [ / I.e. 42 ( 43 l.b 44 45 / 46 47 48 49 50 Comments: j/pru/ivj[X •I7 5...to:^euado CW) qi iZieZ.££ sauei qi m'BT.^L sssoug T E f 5 90 0 103/91/7.0 •ot\j uo T: q.3??stie..4j .LWaWdlHS DA SI"IOdOy.L3W uApjaAU03 uApaaAU0:3 S UI SQI "uiq.saa SQI iv?taaq.BW IQl uauMQ SQI q. uno ooy 5(11 uaiteji ** /.^7S 10560 0T/9T//.0 V ^q paq.ui:uday TTsve m ButpuFia T.6I .-^eMqBTH "S S3t'9 TITW esaiAi aq.TMM "(daoo cysn) sauiw uostuaQ .i.N3(.'4d.lH& JA Sl IGdOy.i.BW 'Ql "un-saa sa q.eu^.ua..3Uo;;j lan T. ue^n ueiud x qQ "Ql '(/ex .JS ^.•<s\4 '-•i l id!Zi90i/ : =ai J^ip-*n <.'•( I ft'iWiJ'VZ. f S5oa«f) : ai ua i tHjj_ •SM^©—9tE£<?—QBH "OI a lotqan I 11^) • 6 V! 0 10 c! / 9 !:/•,:_ 0 : a A 0 f r T 5 98 010.3/91. /Z0 SUT. •['-'^S '•5'i'Ti. fl'j.SQ X-* /,^7"!:0:60 0T/9T//.0 4*=^ '''M pBq.UiUda;-J -a.* in nucuueie c:.2i-:93 16't A!?MMn^|...i "B i^ybg "' j!'.; u (;) T s u \= .j. j T I !• W s s a|A1 T t..|fv^ "CAOQ i.HSf!) sauiw aDSTiiS(i c DEMISON MINES (USA) Corp, White Mesa Mill KadiaMom Survey of Eqsinpmeut Released for UmirestD'icted Use All equipment or material released from the White Mesa Mill to an unrestricted area must be surveyed for release in accordance with the foUowing procedure. 1. Monitor for Gross alpha contamination with the appropriate sui-vey meter. 2. If calculated assay exceeds 1,000 dpm/lOOcm^ then perfonn swipe analysis at applicable points. 3. Decontaminate if a removable alpha exceeds 1,000 dpm/lOOcm^ or fixed alpha exceeds 5,000 dpm/lOOcm^. 4. Release equipment or material if alpha contamination and Beta-Gamma levels are below the following limit: Removable alpha - 1,000 dpm/lOOcm^ Fixed alpha- 5,000 dpm/lOOcm^ average 15,000 dpm/lOOcm^ maximum Beta-Gamma- 0.2 mr/hr @ 1 cm average 1.0 mr/hr @ 1cm maximum Released frpm White Mesa Mill to: TRT /ct^M\tov\.vm^[. "POC , Released by: ^o/\Aie^ Z^* Date: ^IIHIIO List of Equipment Total Alpha dpm/lOOcm^ Removable Alpha dpm/lOOcm^ Beta/Gamma mr/hr 3. 4. 5. Instrument Function checks Alpha Meter: Inst. Model SN i'j'»5'i> Th-230 Source SN S^lVQQ dpm33^OoO cpmM,cco eff Efficiency Factor "^fV Bkg_ '^0> Beta-Gamma Meter: Inst. Model 3 Cs-137 Source SN -^rp- Inst. Response dl.^«»>rf4lP. SN \\^^^<\-b MDA ayf.Q Comments: Removable Alpha; Inst. Model AsJ Th-230 Source dpm cpm Efficiency Factor Data; Zlzhhd Bsm'mon Mm&s. (USA) Corp. Ore Hawlage Sunfay for Restricteiu; Release ^—-7 SurvejfefS By: I ' Ffaifer IB: Outside Locations Tfac-tor iD i? Designates top Location # Total Alpha/ Beta^^amma cpm ' o ' 00 « 00 Location # o 00 00 Total Alpha/ 8eta.<Banuna 1: 2: 3: f 4: 5: 6: Truck Ext.: Trailer Tires 00 00 7 « 00 11 00 00 00 8 10 12 Removable alplia - Mxed alpha ieta-Gamma lOOOdpm/IOOcm^ 5000 dpm/IOOcm^ average 15000 dpm/l OOcm^ maximum 0.2 mr/hr @ 1cm average 1.0 mr/hr @ 1 cm maximum lomments: Sfty \o,2c:?0 Instrument Data Total Alplia/ Beta/Gamma Model #: SN: Cai. Date: Source: Efficiency: Factor Baclcg round: MDA /o 2 _ •• 30 Total Alpha/ Beta-Gamma Location # cpm 7 i 6ICS 8 / 9 ( 10 ( 11 \ 12 h230 Reading Ore l-taulage 2 DENISON MINES (USA) CORP. DECONTAMINATION FINAL RELEASE I have verified that tractor NA and/or container Tractor Number CJFLU oom^d) has been checked for any contamination and has been Container Number authorized for final release. Radiation Technician 7 ft ho Radiation Department Title Date http://intranet.denisonmines.com/whitemesamill/Radiation/radiation/Forms/decon.doc Denison Mines (USA) Corp. Equipment Survey for Unrestricted Release Date: "?A^/L Container ID: LU <^€>i^;^h Surveyed By: Inside Locations Front 19 L. Side 13 14 23 15 16 R Side 17 18 7 8 22 9 10 21 11 12 1 2 3 4 5 6 20 Tailgate Location # 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 Total Alpha Total Removable Alpha Alpha Beta dpm/IOOcm' dpm/100cm= Gamma 5 (M.fl^4 '"7 7 i 4- Outside Locations dpm/100cm' Total Alpha Removable Alpha Beta Truck and Tire Survey 1 0 0 2 3 00 004 5 00 OOe Total Alpha/ Beta-Gamma Location # dpm/100cm' dpm/100cm' Gamma Location i cpm 20 io .oi 1: 21 t 2: 1 22 3: 23 4: 24 5: 25 6: 26 Truck Ext.: 27 28 29 30 TRAILER TIRES 31 32 7 00 oo 33 34 9 00 oo 35 36 11 00 oo 37 i-m Rails Total Alpha/ Instrument Data Beta-Gamma Location cpm Instrumenl: SN Cal. Date: Function Check (5x1 min.) Th 230 @ 33000 dpm Bkg Average: X^Q Dpm Average: T,OCV Efficiency; Eff Factor: MDA JLl. 'movable alpha id alpha - 'III /i8--.r 1000dpm/100cm^ 5000 dpm/100cm' average 15000 dpm/100cm'maximum Beta - Gamma - 0.2 mr/hr @ 1cm average 1.0 mr/hr @ 1cm maximum Removable Alpha Model: 'Z'Loo SN: /?5'^^ Cal. Oate: rhul'^ Function Check (5x1 min.) Alpha Bkg Ave: ^. S~ Alpha eff: Alpha Factor: Comments: Ctx\no\- Co-^i' Total Beta/Gamma Model #: SN: ^ Cal. Date; Source: Reading; 10 11 12 Chassis Ext. r § 173.426 49 CFR Ch. 1 (10-1-09 Edition) TABLE 4—ACTIVITY LIMITS FOR LIMITED QUANTITIES, INSTRUMENTS, AND ARTICLES Nature of contents Instruments and adicies Limited quantity package limits' Nature of contents Limits for each Instru- ment or article' Package limits' Limited quantity package limits' Solids: 10 ' A, A, 10-' A, 10-' A; A2 10 ' Az Liquids; Tritiated water; <0.0037 TBq/L (0.1 CVL) 37 TBq (1,000 Ci) 0.0037 TBq to 0.037 TBq/L 37 TBq (100 Ci) (0.1 Ci to 1.0 Ci/L). >0.037 TBq/L (1.0 Ci/L) 0.037 TBq (1.0 Ci) Other Liquids 10 ' A; ' 10-1 A; 10-' AJ Gases: Tritium 2 2x10 'A; 2 X 10 -1 Al 2 X10-' A; 10 ' A, 10-' Al 10-' A, Normal form 10 ' A; 10-' AJ 10 ' AJ ^ For mixtures of radionuclides see § 173.433(d). 2 These values aiso apply to tritium In activated luminous paint and tritium adsorbed on solid carriers. [Amdt. 173-244 . 60 FR 50307. Sept. 28. 1995, as amended by Amdt. 173-244 , 61 FR 20751, May 8, 1996; 63 FR 52849, Oct. 1, 1998; 65 FR 58630, Sept. 29, 2000; 66 FR 45383, Aug. 28, 2001; 69 FR 3676, Jan. 26. 2004] § 173.426 Excepted packages for arti- cles containing natural uranium or thorium, A manufactured article In which the sole Class 7 (radioactive) material con- tent Is natural uranium, unirradiated depleted uranium or natural thorium, and its packaging, are excepted from the requirements in this subchapter for specification packaging, labeling, marking (except for the UN identifica- tion number marking requirement de- scribed in § 173.422(a)), and if not a haz- ardous substance or hazardous waste, shipping papers and the requirements of this subpart if: (a) Each package meets the general design requirements of §173.410; (b) The outer surface of the uranium or thorium is enclosed in an inactive sheath made of metal or other durable protective material; (c) The conditions specified in § 173.421(a) (2), (3) and (4) are met; and (d) The article Is otherwise prepared for shipment as specified in § 173.422. [Amdt. 173-244 , 60 FR 50307, Sept. 28, 1995, as amended by Amdt. 173-244 , 61 FR 20752, May 8, 1996; 69 FR 3676, Jan. 26 , 2004] § 173.427 Transport requirements for low specific activity (LSA) Class 7 (radioactive) materials and surface contaminated objects (SCO). (a) In addition to other applicable re- quirements specified in this sub- chapter, LSA materials and SCO, un- less excepted by paragraph (c) or (d) of this section, must be packaged in ac- cordance with paragraph (b) of this sec- tion and must be transported in ac- cordance with the following conditions: (1) The external dose rate may not exceed an external radiation level of 10 mSv/h (1 rem/h) at 3 m from the unshielded material; (2) The quantity of LSA and SCO ma- terial in any single conveyance may not exceed the limits specified in Table 5; (3) LSA material and SCO that are or contain fissile material must conform to the applicable requirements of §173.453; (4) Packaged and unpackaged Class 7 (radioactive) materials must conform to the contamination control limits specified in §173.443; (5) External radiation levels may not exceed those specified in §173.441; and (6) For LSA material and SCO con- signed as exclusive use: 648 Pipeline and Hazardous Materials Safety Admin., DOT §173.427 (1) Shipments shall be loaded by the consignor and unloaded by the con- signee from the conveyance or freight container in which originally loaded; (ii) There may be no loose radio- active material in the conveyance; however, when the conveyance is the packaging, there may not be any leak- age of radioactive material from the conveyance; (111) Packaged and unpackaged Class 7 (radioactive) materials must be braced so as to prevent shifting of lad- ing under conditions normally incident to transportation; (iv) Specific instructions for mainte- nance of exclusive use shipment con- trols shall be provided by the offeror to the carrier. Such instructions must be included with the shipping paper infor- mation; (v) Except for shipments of unconcentrated uranium or thorium ores, the transport vehicle must be placarded In accordance with subpart F of part 172 of this subchapter; (vi) For domestic transportation only, packaged and unpackaged Class 7 (radioactive) materials containing less than an A2 quantity are excepted from the marking and labeling requirements of this subchapter. However, the exte- rior of each package or unpackaged Class 7 (radioactive) materials must be stenciled or otherwise marked "RA- DIOACTIVE—LSA" or "RADIO- ACTIVE—SCO", as appropriate, and packages or unpackaged Class 7 (radio- active) materials that contain a haz- ardous substance must be stenciled or otherwise marked with the letters "RQ" in association with the descrip- tion In this paragraph (a)(6)(vi); and (vii) Transportation by aircraft Is prohibited except when transported in an Industrial package In accordance with Table 6 of this section, or in an authorized Type A or Type B package. (b) Except as provided in paragraph (c) of this section, LSA material and SCO must be packaged as follows: (1) In an industrial package (IP-1, IP- 2 or IP-3; §173.411), subject to the limi- tations of Table 6; (2) In a DOT Specification 7A (§178.350 of this subchapter) Type A package; (3) In any Type B(U) or B(M) pack- aging authorized pursuant to §173.416; (4) In a packaging which meets the requirements of §§173.24, 173.24a, and 173.410. but only for domestic transpor- tation of an exclusive use shipment that Is less than an A2 quantity. (5) For exclusive use transport of liq- uid LSA-I only, in either: (i) Specification 103CW, 111A60W7 (§§173.31, and 179.201-1 to 179.201-11 of this subchapter) tank cars. Bottom openings in tanks are prohibited; or (ii) Specification MC 310, MC 311, MC 312, MC 331 or DOT 412 (§178.348 or §178.337 of this subchapter) cargo tank motor vehicles. Bottom outlets are not authorized. Traller-on-flat-car service is not authorized. (c) LSA material and SCO in groups LSA-I and SCO-I may be transported unpackaged under the following condi- tions: (1) All unpackaged material, other than ores containing only naturally oc- curring radionuclides, shall be trans- ported in such a manner that under normal conditions of transport there will be no escape of the radioactive contents from the conveyance nor will there be any loss of shielding; (2) Each conveyance must be under exclusive use, except when only trans- porting SCO-I on which the contamina- tion on the accessible and the inacces- sible surfaces Is not greater than 4.0 Bq/cm^ for beta and gamma emitters and low toxicity alpha emitters and 0.4 Bq/cm2 for all other alpha emitters; and (3) For SCO-I where it is suspected that non-fixed contamination exists on inaccessible surfaces in excess of the values specified in paragraph (c)(2) of this section, measures shall be taken to ensure that the radioactive material is not released into the conveyance or to the environment. (d) LSA and SCO that exceed the packaging limits in this section must be packaged in accordance with 10 CFR part 71. (e) Tables 5 and 6 are as follows: TABLE 5—CONVEYANCE ACTIVITY LIMITS FOR LSA MATERIAL AND SCO Nature of material 1. LSA-I 2. LSA-II and LSA-ltl; Non-combustible solids . Activity limit for convey-ances No limit. No limit. 649 §173.428 49 CFR Ch. I (10-1-09 Edition) TABLE 5—CONVEYANCE ACTIVITY LIMITS FOR LSA MATERIAL AND SCO—Continued Activity Nature of material limit for convey-ances 3. LSA-II and LSA-III; Combustible solids and all 100 A2 liquids and gases. 4. SCO 100 A: 100 A: TABLE 6—INDUSTRIAL PACKAGE INTEGRITY REQUIREMENTS FOR LSA MATERIAL AND SCO Contents Industrial pack-aging type Contents Exclu-sive use ship-ment Non exclu- sive use ship-ment 1. LSA-I: Solid IP-1 ... IP-1 Liquid IP-1 ... IP-2 2. LSA-II; Solid IP-2 ... IP-2 Liquid and gas IP-2 ... IP-3 3. LSA III IP-2 ... IP-3 4. SCO-I lP-1 ... IP-1 5. SCO-II IP-2 ... IP-2 [69 FR 3676, Jan. 26, 2004 ; 69 FR 55118, Sept. 13, 2004; 69 FR 58843, Got, 1, 2004: 70 FR 56098, Sept. 23, 2005] §173.428 Empty Class 7 (radioactive) materials packaging. A packaging which previously con- tained Class 7 (radioactive) materials and has been emptied of contents as far as practical, is excepted from the ship- ping paper and marking (except for the UN identification number marking re- quirement described in § 173.422(a)) re- quirements of this subchapter, pro- vided that— (a) The packaging meets the require- ments of § 173.421(a) (2), (3), and (5) of this subpart; (b) The packaging Is in unimpaired condition and is securely closed so that there will be no leakage of Class 7 (ra- dioactive) material under conditions normally incident to transportation; (c) The outer surface of any uranium or thorium in its structure is covered with an inactive sheath made of metal or some other substantial material; (d) Internal contamination does not exceed 100 times the limits in § 173.443(a); (e) Any labels previously applied in conformance with subpart E of part 172 of this subchapter are removed, obliter- ated, or covered and the "Empty" label prescribed in § 172.450 of this subchapter is affixed to the packaging; and (f) The packaging is prepared for shipment as specified in §173.422. [Amdt. 173-244 , 60 FR 50307, Sept. 28, 1995, as amended by Amdt. 173-244, 61 FR 20752, May 8, 1996; 64 FR 51919. Sept. 27, 1999; 69 FR 3677, Jan. 26, 2004] § 173.431 Activity limits for Type A and Type B packages. (a) Except for LSA material and SCO, a Type A package may not contain a quantity of Class 7 (radioactive) mate- rials greater than Ai for special form Class 7 (radioactive) material or A2 for normal form Class 7 (radioactive) ma- terial as listed in §173.435, or, for Class 7 (radioactive) materials not listed in §173.435, as determined in accordance with §173.433. (b) The limits on activity contained in a Type B(U) or Type B(M) package are those prescribed in §§173.416 and 173.417, or in the applicable approval certificate under §§173.471, 173.472 or 173.473. [Amdt. 173-244, 60 FR 50307, Sept. 28, 1995, aa amended at 69 FR 3677, Jan. 26 , 2004] § 173.433 Requirements for deter-mining basic radionuclide values, and for the listing of radionuclides on shipping papers and labels. (a) For individual radionuclides list- ed in the table in §173.435 and §173.436: (1) Al and A2 values are given in the table in § 173.435; and (2) Activity concentration exemption values and consignment activity ex- emption values are given in the table in § 173.436. (b) For individual radionuclides which are not listed In the tables in §173.435 or §173.436: (1) the radionuclide values in Tables 7 or 8 of this seotion may be used; or (2) other basic radionuclide values may be used provided they are first ap- proved by the Associate Administrator or, for international transport, multi- lateral approval is obtained from the pertinent Competent Authorities. (c) In calculating Ai or A2 values for a radionuclide not listed in the table in §173.435: 650 Hazard Communications for Class 7 (Radioactive) Materials Shipping Papers (49 CFR Part 172, Subpart C) NOTE: IAEA, ICAO, and iMO may require additional hazard communication information for international shipments. This table must not be used as a substitute for the DOT and NRC regulations on the transportation of radioactive materials. Entries Alvyays Required Entries Sometimes Required Optional Entries The basic description, in sequence: Proper Sliipping Name, Hazard Class (7), U.N. Identification Number [§ 172.202(a)&(b)] Proper page numbering (i.e.. Page 1 of 4) [§172.201(c))] 24 hour emergency response telephone number (Use of a number that requires a call back - e.g., answering machine - is not authorized) [§§ 172.201(d) and 172.604] The total quantity of the material described (mass, volume, or activity) in appropriate units (Ibs, mL . . .) [§172.202(a)(5)] The number and type of pacl^ages [§172.202(a)(6)] The name of each radionuclide (as determined by §173.433(g)). The activity must be in SI units (e.g., Bq, TBq), and may be in customary units (e.g., Ci, mCi) in parentheses following SI units. Abbreviations are authorized. [§172.203(d)(1)&(3)] If not special form, a description of chemical and physical form [§172.203(d)(2)] For each labeled paclcage: - The category of label used; - The transport index of each package with a Yellow-ll or Yellow- Ill label [§172.203(d)(5)] - The criticality safety index of a package with a Fissile label [§172.203(d)(6)] Shipper's certification (not required for private carriers) and signature [§172.204] Materials-Based Requirements: If Hazardous substance (§171.8), "RQ" as part ofthe basic description [§172.203(c))(2)] "Highway Route Controlled Quantity" or "HRCQ", entered in association with the basic description [§172.203(d)(10)] For a package containing fissile material, the words "Fissile Excepted", ifthe package Is excepted by §173.453 or otherwise the criticality safety index for that package [§ 172.203(d)(6)] If the material is considered hazardous waste and the word "waste" does not appear in the shipping name, then "waste" must precede the shipping name (e.g.. Waste Radioactive material, Type A package, 7, UN2915) [§172.101(c))(9)] Package-Based Requirements: Package identification marking for DOE or NRC certified packages [§172.203(d)(7)] IAEA Certificate of Competent Authority ID number for export shipments or shipments using foreign-made packaging (see §173.473) [§172.203(d)(8)] Administrative-Based Requirements: "Exclusive Use-Shipment" [§ 172.203(d)(9)] If a DOT exemption is being used, "DOT-E" followed by the exemption number [§ 172.203(a)] "Cargo Aircraft Only" [§ 172.203(f)] If subsidiary hazard is present, the hazard class or division number [§ 172.202(a)(2)] Additional information is permitted (e.g., functional description of the product), provided it is not inconsistent with the required basic description [§172.201 (a)(4)] Except for Pu-239 and Pu-241, the weight in g or kg of fissile radionuclides may be inserted instead of activity units. For Pu-239 and Pu-241 the weight in 9 of fissile radionuclides may be inserted in addition to activity units [§ 172.203(d)(3)] Emergency response information may be entered on the shipping papers, or may be a separate document carried with the shipping papers [§ 172.602(b)] Special Considerations/Exceptions for Shipping Papers Excepted packages, [e.g., Limited quantity (UN 2910), Instruments or Articles (UN 2911), Manufactured articles of uranium and thorium (UN 2909), and Empty packages (UN 2908)] are excepted from shipping papers. For limited quantities, this is only true ifthe limited quantity is not a hazardous substance (RQ) or hazardous waste [§173.422(e)]. Shipping paper accessibility - accident or inspection [§177.817(e)]. For shipments of multiple cargo types, any HAZMAT entries must appear as the first entries on the shipping papers, be designated by an "X" (or "RQ") in the hazardous material column, or be highlighted in s contrasting color [§172.201(a)]. Instructions for maintenance of exclusive use shipment controls for LSA or SCO material must be included with the shipping papers [§§ 173,403 and 173.427(a)(6)(iv)]. Shipping paper retention, 375 days [§172.201(e)] for shipper. Each mode of transport has a similar requirement (Rail § 174.24(b); Air § 175.30(a)(2); Vessel § 176.24(b); Highway § 178.817(f)). Rev. i October 1,2004 Attachment Description F Revised Forms Nos. F-23, -25. and -26 of Revision 4.0 of the Reclamation Plan G Schedule of Amendments to be Inserted at the Beginning of Revision 4.0 of the Reclamation Plan (before the Table of Contents), Indicating the Revisions made to Revision 4.0 of the Reclamation Plan Accompanying this letter is a package that contains two copies of each of the items in the foregoing Attachments. Those copies are to be inserted directly into the two copies of Revision 4.0 of the Reclamation Plan or the 2007 License Renewal Application, as the case may be, that have previously been provided to the Executive Secretary. In the case of Attachment G, the two accompanying copies of the Schedule of Amendments are to be inserted at the front of each of the two copies of Plan (prior to the Table of Contents). This will allow the copies contained in the Attachments to remain a part of this letter. Each Interrogatory is shown in italics below, followed by Denison's response to the question and/or request for information. 1. SECTION I, HEALTH PHYSICS INTEROGATORIES -ROUND 3 1.1 HEALTH PHYSICS ROUND 3 INTERROGATORY STATEMENT-Release Surveys: Round One Interrogatory Statement 14-17 "Explain how the survey techniques, tlie release standards used and documentation of surveys of Equipment are sufficient to demonstrate regulatory compliance and maintain public fiealth and safety. Explain why surveying techniques such as the use of Large Area Wipes and swipes to look for removable contamination are not being used on all items being surveyed for release " Round Two Interrogatory statement 8 "In response to the method outlined in 49 CFR 173.443(a)(1) Denison Mines states "Using portable alpha detection equipment that measures the combined fixed and removable contamination is therefore "another method" contemplated by paragraph 2. (49CFR 173.443(a)(2) "equal or greater efficiency"), because the Mill applies the removable contamiruition standard to a combined reading of fixed and removable contamination" Provide efficiency calculations to determine the ^ciency of this method Include the survey procedure used, the efficiency ofthe meters and probes used in relation to U-238. Show that the meters and probes that are/will be used has the appropriate sensitivity to provide a small enough reading to measure the required release limits." Based on marmfacturer calibration sheets and information provided by the site RSO, Cs-137 is used to calibrate the Ludlum Model-3 meters with the 44-9 GM pancake probes, thus they are not calibrated for Alpha radiation. Also Sr-90 is used to perfonn a function check on the Model-3 meters with 44-9 GM pancake probes. Both Cs-137 and Sr-90 are high energy Beta emitters and will produce a higher efficiency than U-238, thus they are inappropriate to use for calibration or function tests. Re-evaluate the efficiency for the Ludlum Model-3 survey meters with the 44-9 GM pancake probe using U-238 or equivalent alpha source. DENISOl MINES BASIS FOR INTERROGATORY: During the review of the calculations provided by Denison Mines, the reviewer requested additional information from the Site RSO. The reviewer requested copies of the calibration information and what sources were used when performing function checks on survey instruments. In addition the reviewer contacted Ludlum to find out what the typical efficiency for U-238 for Ludlum Model-3 survey meters with the 44-9 GM pancake probe. Ludlums response was 15%. Using 15% in the same calculations that Denison Mines used in their response, the Ludlum Model-3 survey meters with the 44-9 GM pancake probe is not sensitive enough to detect U-238 at the applicable regulatory levels. A different meter and/or probe may need to be used to do release surveys for ore trucks. (See attached emails) Example: Using 15% efficiency and background used in Denison example. MDC= 3 + 4.65 X <[J8b = 2906 dpm/lOOcm^ Alpha I (1)(0.15)(0.15) Denison Response: Denison agrees that the alpha MDC for the Ludlum Model-3 survey meter with a 44-9 GM pancake probe is 2,906 dpm/lOOcm^. However, when that meter and probe are used to measure contamination on an ore truck or other equipment, it is reading both alpha and beta. A combined alpha and beta reading of less than 2,906 would be indicated as a non-detect. In the 14 radionuclides in the U-238 decay series in uranium ores, there are eight alpha particle and six beta particle emitters. Considering that the 44-9-GM probe is more sensitive to beta radiation, the total count rate could be considered roughly equally divided between alpha and beta counts. Therefore, a total count reading of non-detect (<2,200 dpm/lOOcm^) would mean that, for ore trucks, the total alpha contamination would be less than about 1,500 dpm/lOOcm^ This is less than the DOE standard for restricted release of 2,200 dpm/IOOcm" alpha. The Mill's practice with these detectors is to send equipment back for re-decontamination if the meter shows any reading higher than non-detect. For these reasons, Denison is comfortable that the release criteria for ore trucks and intermodal containers etc. have been applied conservatively at the site. However, Denison realizes that the use of a combined alpha/beta meter such as the Ludlum Model-3 survey meter with a 44-9 GM pancake probe has raised some concems. As a result, commencing on or before April 30, 2010, Denison will use alpha detectors (as opposed to alpha/beta detectors) with the same or equal efficiency as the alpha detectors currently being used at the Mill for surveying equipment for unrestricted release at the site, such as the Ludlum Model 177 counter and 43-5 alpha detector, for measuring potential alpha contamination on trucks and other vehicles and equipment. Methods to estimate the MDA (minimum detectable activity) for survey instruments and counters are discussed in NRCS NUREG-1507 (Minimum Detectable Concentrations with Typical Radiation Survey Instruments for Various Contaminants and Field Conditions, 1998). DENISO MINES From NUREG-1507 (Equation 3-10), the following is given for the MDA when measuring surface contamination: ^P^^3 + 4.65VCB Kt Where: MDA = minimum detectable activity in disintegrations/min/100 cm ; CB = background count rate (cpm); t = counting time (min); and K = proportionality constant which includes adjustments for detector efficiency and geometry (e.g. coverage relative to 100 cm^). Typical Denison data for the Model 177 counter with 43-5 alpha detector are: Background count rate (CB) = 20 cpm Background counting time (t) = 1 min ! Detector alpha efficiency = 11 % (0.11) 1 Probe active area = 50 cm^ (or 0.50 of 100 cm^ area under consideration) Using these values in Equation (1), the MDA is estimated as: 3-1-4.65V2O MDA = (0.11x0.50x1) = 430 dpm/100 cm (rounded to two significant figures). This MDA is well below both the 49 CFR173.443 standard of 22 dpm/cm^ (2200 dpm/100 cm^) for non-fixed alpha contamination for restricted release of ore trucks and other equipment, and NRC's 1000 dpm/100 cm^ standard for non-fixed alpha contamination for unrestricted release of trucks and all other equipment from the Mill's restricted area (see NRC Regulatory Guide 8.30, Health Physics Surveys in Uranium Recovery Facilities at Table 2 and Section 2.7). 2. SECTION 2, ENGINEERING COMMENT INTERROGATORIES - ROUND 1 2,1 INTERROGA TORY STA TEMENT - The Reclamation Plan: I-B DRC Round 1 dated July 2. 2009: Please update and complete the Section 8 of the License Renewal Application, regarding the Reclamation Plan. Please include the current approved version of the Reclamation Plan as an Appendix to the License Renewal Application. DUSA Responded by Submitting a Letter dated Ausust 14, 2009. statins Revision 4.0 of the Reclamation Plan would be forthcoming. Revision 4.0 of the plan was sent by DUSA by letter dated November 24. 2009: DENISO MINES §172.200 plastic bags, plastic film bags, textile bags, paper bags, IBCs and bulk packagings. W41 When offered for transportation by water, this material must be packaged In bales and be securely and tightly bound with rope, wire or similar means, [Amdt. 17^-123, 55 FR 52582, Dec. 21, 1990] EorroRiAL NOTE: For FEDERAL REGISTER cl- . tatlons affecting §172.102, see the List of CFR Sections Affected which appears in the Find-,' ing Aids section of the printed volume and on GPO Access. Subpart C—Shipping Papers § 172.200 Applicability. (a) Description of hazardous materials required. Except as otherwise provided in this subpart, each person who offers a hazardous material for transpor- tation shall describe the hazardous ma- terial on the shipping paper in the manner required by this subpart. (b) This subpart does not apply to any material, other than a hazardous substance, hazardous waste or marine pollutant, that is— (1) Identified by the letter "A" In col- umn 1 of the §172.101 table, except when the material is offered or In- tended for transportation by air; or (2) Identified by the letter "W" in column 1 of the §172.101 table, except when the material is offered or in- tended for transportation by water; or (3) An ORM-D, except when the mate- rial is offered or intended for transpor- tation by air. [Amdt, 172-29A, 41 FR 40677, Sept. 20, 1976, as amended by Amdt, 172-58, 45 FR 34697, May 22. 1980; Amdt. 172-74. 47 FR 43065. Sept, 30, 1982; Amdt, 172-112, 53 FR 17160. May 13. 1988; Amdt. 172-127, 57 FR 52938, Nov. 5. 1992] § 172.201 Preparation and retention of shipping papers. f(3L^^Gcintmuyj.VJjkeni.a, j.'descrlptlp_n_- 6t^ hazardous material is required to be in- cluded on a shipping paper, that de- scription must conform to the fol- lowing requirements: (1) When a hazardous material and a material not subject to the require- ments of this subchapter are described on the same shipping paper, the haz- ardous material description entries re- quired by §172.202 and those additional entries that may be required by §172.203: 49 CFR Ch. I (10-1-05 Edition) (1) Must be entered first, or (li) Must be entered in a color that clearly contrasts with any description on the shipping paper of a material not subject to the requirements of this sub- chapter, except that a description on a reproduction of a shipping paper may be highlighted, rather than printed, in a contrasting color (the provisions of this paragraph apply only to the basic description required by § 172.202(a)(1), (2), (3), and (4)), or (111) Must be identified by the entry of an "X" placed before the proper shipping name In a column captioned "HM." (The "X" may be replaced by "RQ," if appropriate.) (2) The required shipping description on a shipping paper and all copies thereof used for transportation pur- poses, must be legible and printed (manually or mechanically) in English. (3) Unless it Is specifically authorized or required in this subchapter, the re- quired shipping description may not contain any code or abbreviation. (4) A shipping paper may contain ad- ditional information concerning the material provided the information is not inconsistent with the required de- scription. Unless otherwise permitted or required by this subpart, additional information must be placed after the basic description required by § 172.202(a). (b) [Reserved] . (c). Continuation page. A shipping paper may consist of more than one page, if each page is consecutively numbered and the first page bears a no- 'tation specifying the total number of pages included in the shipping paper. For example, "Page 1 of 4 pages," ^( d) r.£mer ffSTic^^re^ befrExcept as provlded In § 172.604(c), a shipping paper must contain an emer- gency response telephone number, as prescribedjn subpart G of this part. (e)J]gach-perfs6n Avhojpr plng^paperlmust - retain - a -cgpy.^of" the siiipping paper Teq'uife(i'"b'y §172,200(a), or an electronic image thereof, that is accessible at or through its principal place of business and must make the shipping paper available, upon request, to an authorized official of a Federal, State, or local government agency at reasonable times and locations. For a hazardous waste, the shipping paper 348 Pipeline and Hazardous Materials Safety Admin., DOT §172.202 copy must be retained for three years after the material is accepted by the initial carrier. For all other hazardous materials, the shipping paper copy must be retained for 375 days after the material is accepted by the Initial car- rier. Each shipping paper copy must in- clude the date of acceptance by the ini- tial carrier, except that, for rail, ves- sel, or air shipments, the date on the shipment waybill, airbill, or bill of lad- ing may be used in place of the date of acceptance by the Initial carrier. A motor carrier (as defined in §390,5 of subchapter B of chapter III of subtitle B) using a shipping paper without change for multiple shipments of one or more hazardous materials having the same shipping name and identifica- tion number may retain a single copy of the shipping paper, instead of a copy for each shipment made, if the carrier also retains a record of each shipment made, to include shipping name, identi- fication number, quantity transported, and date of shipment. [Amdt, 172-29A, 41 FR 40677, Sept. 20, 1976] EDITORIAL NOTE; For FEDERAL REGISTER ci-tations affecting §172,201, see the List of CFR Sections Affected which appears in the Find- ing Aids section of the printed volume and on GPO Access. § 172.202 Description of hazardous ma- terial on shipping papers. ^(aO^Tlie^shipping descrlptlon-of.a.haz][7 ardous material on the shipping paper must Includ^^ (1 )^Th_e~__ proper., shrpplng-nameofe-7 scJllDed-fgr^^thejjnaterlahln-coliirn' the §mj^l_table; (2)-TWeTha5afd"-class^F^dlvislon-ni^ ber prescribed for the material, as shown in Column (3) of the §172.101 Table, Except for combustible liquids, the subsidiary hazard class(es) or sub- ' sidiary division number(s) must be en- tered in parentheses immediately foi-. lowing the primary hazard class or di- vision number. In addition— (I) The words "Class" or "Division" may be included preceding the primary and subsidiary hazard class or division numbers, (II) The hazard class need not be in- cluded for the entry "Combustible liq- uid, n,o,s.". (iii) For domestic shipments, pri- mary and subsidiary hazard class or di- vision names may be entered following the numerical hazard class or division, or following th^basl£ description. (3) 3TOeTl'dentl'flcatl6n-^number.::c,pre--P scrlbed~for the material as shown in column 4 of the §172,101^able; (4) 'The packing group in; Roman nil;"? meralsras designated for the hazardous material in Column 5 of the §172.101 Table. Class 1 (explosives) materials, self-reactive substances, organic perox- ides and entries that are not assigned a packing group are excepted from this requirement. The packing group may be preceded by the letters "PG" (for example^"PG II"); and _^ IJh) The "to tal "quairti tyj;;of;ifazardou,s materials covered by the description must be indicated (by mass or volume, or by activity for Class 7 materials) and must Include an Indication of the applicable unit of measurement. For example, "200 kgs." or "50 L." The fol- lowing provisions also apply: (i) For Class 1 materials, the quan- tity must be the net explosive mass. For an explosive that is an article, such as Cartridges, small arms, the net explosive mass may be expressed in terms of the net mass of either the ar- ticle or the explosive materials con- tained in the article. (II) For hazardous materials in sal- vage packaging, an estimate of the total quantity is acceptable, (III) The following are excepted from the requirements of paragraph (a)(5) of this section: (A) Bulk packages, provided some in- dication of the total quantity is shown, for example, "1 cargo tank" or "2 IBCs," (B) Cylinders, provided some indica- tion of the total quantity is shown, for example, "10 cylinders". (C) Packages containing only residue. (BfTlfeTimmbeFa^ must""be Indicated, The type of pack-"" ages must be Indicated by description of the package (for example, "12 drums"). Indication of the packaging specification number ("IHl") may be included in the description of the pack- age (for example, "12 IHl drums" or "12 drums (UN lAl)," Abbreviations may be used for indicating packaging types (for example, "cyl." for "cylinder") 349 § 172.203 49 CFR Ch. I (10-1-05 Edition) provided the abbreviations are com- monly accepted and recognizable. (b) Except as provided In this sub- part, the basic description specified in paragraphs (a)(1), (2), (3) and (4) of this section must be shown in sequence with no additional information inter- spersed. For example, "Cyclobutyl chloroformate, 6.1, (8,3), UN2744, PG II", Alternatively, the basic descrip- tion may be shown with the identifica- tion (ID) number listed first. For exam- ple, "UN2744, Cyclobutyl chloroformate, 6,1, (8, 3), PG II." (c) The total quantity of the material covered by one description must appear before or after, or both before and after, the description required and au- thorized by this subpart. The type of packaging and destination marks may be entered in any appropriate manner before or after the basic description. Abbreviations may be used to express units of measurement and types of packagings, (d) Technical and chemical group names may be entered in parentheses between the proper shipping name and hazard class or following the basic de- scription. An appropriate modifier, such as "contains" or "containing," and/or the percentage of the technical constituent may also be used. For ex- ample; "Flammable liquids, n.o.s, (con- tains Xylene and Benzene), 3, UN 1993, II". (e) Except for those materials in the UN Recommendations, the ICAO Tech- nical Instructions, or the IMDG Code (IBR, see §171.7 of this subchapter), a material that is not a hazardous mate- rial according to this subchapter may not be offered for transportation or transported when its description on a shipping paper includes a hazard class or an identification number specified in the §172.101 Table. [Amdt, 173-101, 45 FR 74665. Nov. 10. 1980, as amended by Amdt, 172-103, 51 FR 5970, Feb. 18, 1986; Amdt. 172-123 , 55 FR 52589, Dec. 21, 1990; 56 FR 66252, Dec. 20, 1991; Amdt. 172-127, 57 FR 52938, Nov. 5, 1992; Amdt. 172-130, 58 FR 51531, Oct. 1, 1993; 66 FR 33425, June 21, 2001; 68 FR 45030, July 31, 2003; 68 FR 75741, Dec. 31, 2003: 69 FR 34611, June 22, 2004; 69 FR 54046, Sept, 7, 2004; 69 FR 76153, Dec, 20, 2004: 70 FR 34397, June 14, 2005] § 172.203 Additional description re- quirements. (a) Exemplions. Each shipping paper Issued in connection with a shipment made under an exemption must bear the notation "DOT-E" followed by the exemption number assigned and so lo- cated that the notation is clearly asso- ciated with the description to which the exemption applies. (b) Limited quantities. The description for a material offered for transpor- tation as "limited quantity." as au- thorized by this subchapter, must in- clude the words "Limited Quantity" or "Ltd Qty" following the basic descrip- tion. (c) Hazardous substances. (1) Except for Class 7 (radioactive) materials de- scribed in accordance with paragraph (d) of this section, if the proper ship- ping name for a material that is a haz- ardous substance does not identify the hazardous substance by name, the name of the hazardous substance must be entered in parentheses in associa- tion with the basic description. If the material contains two or more haz- ardous substances, at least two haz- ardous substances, including the two with the lowest reportable quantities (RQs), must be identified. For a haz- ardous waste, the waste code (e.g,, DOOl), if appropriate, may be used to identify the hazardous substance. (2) The letters "RQ" shall be entered on the shipping paper either before or after, the basic description required by §172.202 for each hazardous substance (see definition in §171.8 of this sub- chapter). For example: "RQ, Allyl alco- hol, 6,1, UN 1098, I"; or "Environ- mentally hazardous substance, solid, n.o.s.. 9, UN 3077^, III, RQ (Adipic acid)". (d)j^,^Rqdio'active':.fndl'm .tlon.foFa shlpment-praXjass'Xfradio- 'activel-material"'must Include the fol- lowing additional entries as appro- priate: (l-)-Th_e£nam_e"of-each ra4^ the'Class 7 (radlbact'ive)'material that is listed in §173,435 of this subchapter. For mixtures of radionuclides, the radionulides that must be shown must be determined In accordance with § 173.433(g) of this subchapter. Abbre- viations, e.g.,J'^Mo," are authorized. 5^2)7J^escnMionZ6f.^Ker cheiTiioal form of the material, if^the 350 Pipeline and Hazardous Materials Safety Admin., DOT §172.203 material is not in special form (generic chemical description is acceptable for chemical form), (3) _,The..;actiyity^cpntained--in,..each pa'cka;ge~of ^he shipment' in~terms ''6f the appropriate , SL-;.--units (e.g., Becquerels (Bq), Terabecqiierels (TBq), etc.). The activity may also be stated in appropriate customary units (Curies (Ci), milliCuries (mCi), microCuries (uCi), etc) in parentheses following the SI units. Abbreviations are authorized. Except for plutonium-239 and pluto- nlum-241, the weight in grams or kilo- grams of fissile radionuclides may be inserted Instead of activity units. For plutonium-239 and plutonium-241, the weight in grams of fissile radionuclides may be inserted in addition to the ac- tivity units, (4) The category of label applied to each package in the shipment. For ex- ample: "RADIOACTIVE WHITE-I," (5) The transport index assigned to each package in the shipment bearing RADIOACTIVE YELLOW-II or RADIO- ACTIVE YELLOW-IIl labels. (6) For a package containing fissile Class 7 (radioactive) material: (I) The words "Fissile Excepted" if the package is excepted pursuant to §173,453 of this subchapter; or other- wise (II) The criticality safety index for that package. (7) For a package approved by the U.S, Department of Energy (DOE) or U,S, Nuclear Regulatory Commission (NRC), a notation of the package iden- tification marking as prescribed in the applicable DOE or NRC approval (see §173.471 of the subchapter). (8) For an export shipment or a ship- ment in a foreign made package, a no- tation of the package identification marking as prescribed in the applicable International Atomic Energy Agency (IAEA) Certificate of Competent Au- thority which has been issued for the package (see §173,473 of the sub- chapter). (9) For a shipment required by this subchapter to be consigned as exclusive use: (i) An indication that the shipment is consigned as exclusive use; or (ii) If all the descriptions on the ship- ping paper are consigned as exclusive use, then the statement "Exclusive Use Shipment" may be entered only once on the shipping paper in a clearly visi- ble location, (10) For the shipment of a package containing a highway route controlled quantity of Class 7 (radioactive) mate- rials (see §173.403 of this subchapter) the words "Highway route controlled quantity" or "HRCQ" must be entered in association with the basic descrip- tion. (e) Empty packagings. (1) The descrip- tion on the shipping paper for a pack- aging containing the residue of a haz- ardous material may include the words "RESIDUE: Last Contained * * *" in association with the basic description of the hazardous material last con- tained in the packaging, (2) The description on the shipping paper for a tank car containing the res- idue of a hazardous material must in- clude the phrase, "RESIDUE: LAST CONTAINED * * *" before the basic de- scription, (f) Transportation by air. A statement indicating that the shipment is within the limitations prescribed for either passenger and cargo aircraft or cargo aircraft only must be entered on the shipping paper, (g) Transportation by rail (1) A ship- ping paper prepared by a rail carrier for a rail car, freight container, trans- port vehicle or portable tank that con- tains hazardous materials must include the reporting mark and number when displayed on the rail car, freight con- tainer, transport vehicle or portable tank. (2) The shipping paper for each DOT- 113 tank car containing a Division 2,1 material or its residue must contain an appropriate notation, such as "DOT 113", and the statement "Do not hump or cut off car while in motion," (3) When shipments of elevated tem- perature materials are transported under the exception permitted in §173,247(h)(3) of this subchapter, the shipping paper must contain an appro- priate notation, such as "Maximum op- erating speed 15 mph.". (h) Transportation by highway. Fol- lowing the basic description for a haz- ardous material in a Specification MC 330 or MC 331 cargo tank, there must be entered for— 351 §172.203 49 CFR Ch. I (10-1-05 Edition) (1) Anhydrous ammonia, (i) The words "0.2 PERCENT WATER" to indicate the suitability for shipping anhydrous ammonia in a cargo tank made of quenched and tempered steel as author- ized by § 173.315(a), Note 14 of this sub- chapter, or (ii) The words "NOT FOR Q and T TANKS" when the anhydrous ammonia does not contain 0.2 percent or more water by weight. (2) Liquefied petroleum gas. (i) The word "NONCORROSIVE" or "NONCOR" to Indicate the suitability for shipping "Noncorrosive" liquefied petroleum gas in a cargo tank made of quenched and tempered steel as author- ized by § 173.315(a), Note 15 of this sub- chapter, or (11) The words "NOT FOR Q and T TANKS" for grades of liquefied petro- leum gas other than "Noncorrosive". (1) Transportation by water. Each ship- ment by water must have the following additional shipping paper entries; (1) The name of the shipper. (2) Minimum flash point if 61 °C or below (in °C closed cup (cc.) In associa- tion with the basic description, (3) For a hazardous material con- signed under an "n.o.s," entry not in- cluded in the segregation groups listed in section 3.1.4 of the IMDG Code but belonging, in the opinion of the con- signor, to one of these groups, the ap- propriate segregation group must be shown in association with the basic de- scription (for example, IMDG Code seg- regation group—1 Acids). When no seg- regation group is applicable, there is no requirement to indicate that condi- tion, (j) [Reserved] (k) Technical names for "n.o.s." and other generic descriptions. Unless other- wise excepted, if a material is de- scribed on a shipping paper by one of the proper shipping names identified by the letter "G" in column (1) of the §172.101 Table, the technical name of the hazardous material must be en- tered in parentheses in association with the basic description. For example "Corrosive liquid, n,o,s,, (Octanoyl chloride), 8, UN 1760, II", or "Corrosive liquid, n.o.s., 8, UN 1760, II (contains Octanoyl chloride)". The word "con- tains" may be used in association with the technical name, if appropriate. For organic peroxides which may qualify for more than one generic listing de- pending on concentration, the tech- nical name must include the actual concentration being shipped or the con- centration range for the appropriate generic listing. For example, "Organic peroxide type B, solid, 5.2, UN 3102 (dibenzoyl peroxide, 52-100%)" or "Or- ganic peroxide type E, solid, 5,2, UN 3108 (dibenzoyl peroxide, paste, <52%)". Shipping descriptions for toxic mate- rials that meet the criteria of Division 6,1, PG I or II (as specified in §173,132(a) of this subchapter) or Division 2.3 (as specified in §173.115(cj of this sub- chapter) and are identified by the let- ter "G" in column (1) of the §172,101 Table, must have the technical name of the toxic constituent entered in paren- theses in association with the basic de- scription, (1) If a hazardous material is a mix- ture or solution of two or more haz- ardous materials, the technical names of at least two components most pre- dominately contributing to the hazards of the mixture or solution must be en- tered on the shipping paper as required by paragraph (k) of this section. For example, "Flammable liquid, corrosive. n,o,s,. 3, UN 2924, II (contains Meth- anol, Potassium hydroxide)", (2) The provisions of this paragraph do not apply— (i) To a material that is a hazardous waste and described using the proper shipping name "Hazardous waste, liq- uid or solid, n.o.s,". classed as a mis- cellaneous Class 9. provided the EPA hazardous waste number is Included on the shipping paper in association with the basic description, or provided the material is described in accordance with the provisions of § 172.203(c) of this part, (ii) To a material for which the haz- ard class is to be determined by testing under the criteria in §172.101(c)(ll). (iii) If the n.o.s. description for the material (other than a mixture of haz- ardous materials of different classes meeting the definitions of more than one hazard class) contains the name of the chemical element or group which is primarily responsible for the material being included in the hazard class indi- cated. 352 Pipeline and Hazardous Materials Safety Admin., DOT §172.204 (lv) If the n,o,s, description for the material (which is a mixture of haz- ardous materials of different classes meeting the definition of more than one hazard class) contains the name of the chemical element or group respon- sible for the material meeting the defi- nition of one of these classes. In such cases, only the technical name of the component that is not appropriately Identified in the n.o.s, description shall be entered in parentheses. (1) Marine pollutants. (1) If the proper shipping name for a material which is a marine pollutant does not identify by name the component which makes the material a marine pollutant, the name of that component must appear in pa- rentheses in association with the basic description. Where two or more compo- nents which make a material a marine pollutant are present, the names of at least two of the components most pre- dominantly contributing to the marine poUutant designation must appear in parentheses in association with the basic description. (2) The words "Marine Pollutant" shall be entered in association with the basic description for a material which is a marine pollutant. (3) Except for transportation by ves- sel, marine pollutants subject to the provisions of 49 CFR 130,11 are excepted from the requirements of paragraph (1) of this section if a phrase indicating the material is an oil is placed in asso- ciation with the basic description, (4) Except when transported aboard vessel, marine pollutants in non-bulk packagings are not subject to the re- quirements of this subchapter (see § 171.4 of this subchapter), (m) Poisonous Materials. Notwith- standing the hazard class to which a material is assigned, for materials that are poisonous by Inhalation (see §171.8 of this subchapter), the words "Poison- Inhalation Hazard" or •'Toxic-Inhala- tion Hazard" and the words "Zone A", "Zone B", "Zone C", or "Zone D" for gases or "Zone A" or "Zone B" for liq- uids, as appropriate, shall be entered on the shipping paper immediately fol- lowing the shipping description. The word "Poison" or "Toxic" need not be repeated if it otherwise appears in the shipping description. (n) Elevated temperature materials. If a liquid material in a package meets the definition of an elevated temperature material in §171,8 of this subchapter, and the fact that it is an elevated tem- perature material Is not disclosed in the proper shipping name (for example, when the words "Molten" or "Elevated temperature" are part of the proper shipping name), the word "HOT" must immediately precede the proper ship- ping name of the material on the ship- ping paper, (0) Organic peroxides and self-reactive materials. The description on a shipping paper for a Division 4,1 (self-reactive) material or a Division 5.2 (organic per- oxide) material must include the fol- lowing additional information, as ap- propriate: (1) If notification or competent au- thority approval is required, the ship- ping paper must contain a statement of approval of the classification and con- ditions of transport. (2) For Division 4.1 (self-reactive) and Division 5.2 (organic peroxide) mate- rials that require temperature control during transport, the control and emer- gency temperature must be Included on the shipping paper, (3) The word "SAMPLE" must be in- cluded in association with the basic de- scription when a sample of a Division 4,1 (self-reactive) material (see § 173.224(c)(3) of this subchapter) or Di- vision 5,2 (organic peroxide) material (see §173,225(b)(2) of this subchapter) is offered for transportation. [Amdt. 172-29A, 41 FR 40677, Sept. 20, 19761 EDITORIAL NOTE: For FEDERAL REGISTER ci- tations affecting §172,203, see the List of CFR Sections Affected which appears in the Find-ing Aids section of the printed volume and on GPO Access. § 172.204 Shipper's certification. (a) General. Except as provided in paragraphs (b) and (c) of this section, each person who offers a hazardous ma- terial for transportation shall certify that the material is offered for trans- portation in accordance with this sub- chapter by printing (manually or me- chanically) on the shipping paper con- taining the required shipping descrip- tion the certification contained in paragraph (a)(1) of this section or the certification (declaration) containing 353 §172.204 49 CFR Ch. I (10-1-05 Edition) the language contained in paragraph (a)(2) of this section. (1) "This is to certify that the above- named materials are properly classi- fied, described, packaged, marked and labeled, and are in proper condition for transportation according to the appli- cable regulations of the Department of Transportation.'' NOTE: in line one of the certification the words "herein-named" may be substituted for the words "above-named". (2) "I hereby declare that the con- tents of this consignment are fully and accurately described above by the prop- er shipping name, and are classified, packaged, marked and labelled/plac- arded, and are in all respects in proper condition for transport according to applicable international and national governmental regulations," (b) Exceptions. (1) Except for a haz- ardous waste, no certification is re- quired for a hazardous material offered for transportation by motor vehicle and transported: (1) In a cargo tank supplied by the carrier, or (ii) By the shipper as a private car- rier except for a hazardous material that is to be reshipped or transferred from one carrier to another, (2) No certification is required for the return of an empty tank car which pre- viously contained a hazardous material and which has not been cleaned or purged. (c) Transportation by atr—(1) General. Certification containing the following language may be used in place of the certification required by paragraph (a) of this section; I hereby certify that the contents of this consignment are fully and accurately de- scribed above by proper shipping name and are classified, packaged, marked and labeled, and in proper condition for carriage by air according to applicable national govern-mental regulations. NOTE TO PARAGRAPH (c)(1); In the certifi-cation, the word "packed" may be used in- stead of the word "packaged" until October 1, 2010, (2) Certificate in duplicate. Each per- son who offers a hazardous material to an aircraft operator for transportation by air shall provide two copies of the certification required in this section. (See §175,30 of this subchapter,) (3) Additional certification require- ments. Effective October 1, 2006, each person who offers a hazardous material for transportation by air must add to the certification required In this sec- tion the following statement: "I declare that all of the applicable air transport requirisments have been met." (i) Each person who offers any pack- age or overpack of hazardous materials for transport by air must ensure that: (A) The articles or substances are not prohibited for transport by air (see the §172.101 Table); (B) The articles or substances are properly classed, marked and labeled and otherwise in a condition for trans- port as required by this subchapter; (C) The articles or substances are packaged in accordance with all the applicable air transport requirements, including appropriate types of pack- aging that conform to the packing re- quirements and the "A" Special Provi- sions in §172.102; inner packaging and maximum quantity per package limits; the compatibility requirements (see, for example, §173,24 of this subchapter); and requirements for closure for both inner and outer packagings, absorbent materials, and pressure differential in §173.27 of this subchapter. Other re- quirements may also apply. For exam- ple, single packagings may be prohib- ited, Inner packaging may need to be packed in intermediate packagings, and certain materials may be required to be transported in packagings meet- ing a more stringent performance level, (ii) [Reserved] (4) Radioactive malerial. Each person who offers any radioactive material for transportation aboard a passenger-car- rying aircraft shall sign (mechanically or manually) a printed certificate stat- ing that the shipment contains radio- active material intended for use in, or incident to, research, or medical diag- nosis or treatment, (d) Signature. The certifications re- quired by paragraph (a) or (c) of this section: (1) Must be legibly signed by a prin- cipal, officer, partner, or employee of the shipper or his agent; and 354 Pipeline and Hazardous Materials Safety Admin., DOT §172.205 (2) May be legibly signed manually, by typewriter, or by other mechanical means, [Amdt. 172-29A. 41 FR 40677, Sept. 20, 1976] EDITORIAL NOTE: For FEDERAL REGISTER ci-tations affecting §172.204, see the List of CFR Sections Affected which appears in the Find-ing Aids section of the printed volume and on GPO Access. § 172.205 Hazardous waste manifest. (a) No person may offer, transport, transfer, or deliver a hazardous waste (waste) unless an EPA Form 8700-22 and 8700-22A (when necessary) haz- ardous waste manifest (manifest) is prepared In accordance with 40 CFR 262.20 and Is signed, carried, and given as required of that person by this sec- tion, (b) The shipper (generator) shall pre- pare the manifest In accordance with 40 CFR part 262, (c) The original copy of the manifest must be dated by, and bear the hand- written signature of, the person rep- resenting: (1) The shipper (generator) of the waste at the time it is offered for transportation, and (2) The initial carrier accepting the waste for transportation. (d) A copy of the manifest must be dated by, and bear the handwritten sig- nature of the person representing: (1) Each subsequent carrier accepting the waste for transportation, at the time of acceptance, and (2) The designated facility receiving the waste, upon receipt, (e) A copy of the manifest bearing all required dates and signatures must be: (1) Given to a person representing each carrier accepting the waste for transportation, (2) Carried during transportation In the same manner as required by this subchapter for shipping papers, (3) Given to a person representing the designated facility receiving the waste, (4) Returned to the shipper (gener- ator) by the carrier that transported the waste from the United States to a foreign destination with a notation of the date of departure from the United States, and (5) Retained by the shipper (gener- ator) and by the initial and each subse- quent carrier for three years from the date the waste was accepted by the Ini- tial carrier. Each retained copy must bear all required signatures and dates up to and including those entered by the next person who received the waste, (f) Transportation by rail. Notwith- standing the requirements of para- graphs (d) and (e) of this section, the following requirements apply: (1) When accepting hazardous waste from a non-rail transporter, the initial rail transporter must: (1) Sign and date the manifest ac- knowledging acceptance of the haz- ardous waste; (11) Return a signed copy of the mani- fest to the non-rail transporter; (lii) Forward at least three copies of the manifest to: (A) The next non-rail transporter, if any; (B) The designated facility, if the shipment is delivered to that facility by rail; or (C) The last rail transporter des- ignated to handle the waste in the United States; and (iv) Retain one copy of the manifest and rail shipping paper In accordance with 40 CFR 263,22. (2) Rail transporters must ensure that a shipping paper containing all the information required on the mani- fest (excluding the EPA identification numbers, generator certification and signatures) and, for exports, an EPA Acknowledgment of Consent accom- panies the hazardous waste at all times. Intermediate rail transporters are not required to sign either the manifest or shipping paper. (3) When delivering hazardous waste to the designated facility, a rail trans- porter must; (i) Obtain the date of delivery and handwritten signature of, the owner or operator of the designated facility on the manifest or the shipping paper (if the manifest has not been received by the facility); and (11) Retain a copy of the manifest or signed shipping paper in accordance with 40 CFR 263,22. (4) When delivering hazardous waste to a non-rail transporter, a rail trans- porter must: (i) Obtain the date of delivery and the handwritten signature of the next 355 §172.300 49 CFR Ch. I (10-1-05 Edition) non-rail transporter on the manifest; and (ii) Retain a copy of the manifest in accordanoe with 40 CFR 263,22. (5) Before accepting hazardous waste from a rail transporter, a non-rail transporter must sign and date the manifest and provide a copy to the rail transporter. (g) The person delivering a hazardous waste to an initial rail carrier shall send a copy of the manifest, dated and signed by a representative of the rail carrier, to the person representing the designated facility. (h) A hazardous waste manifest re- quired by 40 CFR part 262. containing all of the information required by this subpart, may be used as the shipping paper required by this subpart. (i) The shipping description for a haz- ardous waste must be modified as re- quired by §172,101(c)(9). [Amdt, 173-58 , 45 FR 34698, May 22, 1980, as amended by Amdt, 172-90, 49 FR 10510, Mar, 20, 1984; 49 FR 11184, Mar, 26, 1984; Amdt, 172- 248, 61 FR 28675, June 5, 1996; 70 FR 34075, June 13, 2005] Subpart D—Marking § 172.300 Applicability. (a) Each person who offers a haz- ardous material for transportation shall mark each package, freight con- tainer, and transport vehicle con- taining the hazardous material In the manner required by this subpart. (b) When assigned the function by this subpart, each carrier that trans- ports a hazardous material shall mark each package, freight container, and transport vehicle containing the haz- ardous material in the manner required by this subpart. [Amdt, 172-101. 45 FR 74666, Nov, 10, 1980] § 172.301 General marking require-ments for non-bulk packagings. (a) Proper shipping name and identi- fication number. (1) Except as otherwise provided by this subchapter, each per- son who offers a hazardous material for transportation in a non-bulk packaging must mark the package with the prop- er shipping name and identification number (preceded by "UN" or "NA," as appropriate) for the material as shown in the §172.101 Table. Identification numbers are not required on pack- agings that contain only ORM-D mate- rials or limited quantities, as defined in §171.8 of this subchapter, except for limited quantities marked in accord- ance with the marking requirements In §172.315. (2) The proper shipping name for a hazardous waste, (as defined in §171.8 of this subchapter) is not required to in- clude the word "waste" if the package bears the EPA marking prescribed by 40 CFR 262,32. (3) Large quantities of a single haz- ardous material in non-bulk packages. A transport vehicle or freight container containing only a single hazardous ma- terial in non-bulk packages must be marked, on each side and each end as specified in the §172,332 or §172,336, with the identification number speci- fied for the hazardous material in the §172.101 Table, subject to the following provisions and limitations; (i) Each package is marked with the same proper shipping name and identi- fication number; (11) The aggregate gross weight of the hazardous material is 4,000 kg (8,820 pounds) or more; (iii) All of the hazardous material is loaded at one loading facility;" (iv) The transport vehicle or freight container contains no other material, hazardous or otherwise; and (v) The identification number mark- ing requirement of this paragraph (a)(3) does not apply to Class 1, Class 7, or to non-bulk packagings for which identi- fication numbers are not required. (b) Technical names. In addition to the marking required by paragraph (a) of this section, each non-bulk packaging containing hazardous materials subject to the provisions of §172.203(k) of this part shall be marked with the tech- nical name in parentheses in associa- tion with the proper shipping name in accordance with the requirements and exceptions specified for display of tech- nical descriptions on shipping papers in §172.203(k) of this part. (c) Exemption packagings. The outside of each package authorized by an ex- emption shall be plainly and durably marked "DOT-E" followed by the ex- emption number assigned. 356 # # Transportation Policv for Shipments of Colorado Plateau Uranium Ores to the White Mesa Uranium Mill Purpose: The purpose of this policy is to describe the shipping responsibilities and practices to be employed when shipping uranium ore from a Colorado Plateau mine (the "Mine") by truck to the White Mesa Uranium Mill (the "Mill"). The policy outlines specific shipping precautions and necessary documentation to maintain compliance with applicable requirements of the U.S. Department of Transportation ("DOT") regulations at Title 49 of the Code of Federal Regulations. Safe transportation of uranium ore from the Mine to the Mill is paramount to Denison Mines (USA) Corp. ("DUSA"), and strict adherence to this policy is required. Scope: This policy encompasses uranium ore shipping and transportation requirements and the specific responsibilities of the Mine operator/owner, the transport contractor (the "Transportation Contractor") and Mill personnel with regard to: maintaining exclusive use shipments, personnel training, vehicle marking, preparation of shipping papers, transportation requirements, emergency response, radiation control, record retention and other matters. Policy 1. Summary of Responsibilities 1.1. Mine Operator/Owner Responsibilities The Mine operator/owner will be responsible for: • Providing training to Mine operator/owner and/or Transportation Contractor personnel relating to the appropriate safe handling practices specific to uranium ores during loading, transport and unloading operations (see Section 3.1.2). • Ensuring that the required shipping papers are completed, signed, and delivered to the transport driver (see Section 5). • Verifying that ore shipments from the Mine are not A2 quantities of Class 7 radioactive material and hence not subject to certain marking and labeling requirements (see Section 2). • Ensuring that gamma and removable contamination limits for ore shipments from the Mine are satisfied (see Sections 8.2 and 8.3). 1.2. Transportation Contractor Responsibilities Transportation contractor personnel will be responsible for: • Providing appropriate vehicle markings (see Section 4). July 5,2007 1 RevO • Transporting uranium ore to the Mill in accordance with Section 6 below. • Unloading transported uranium ore at the Mill. • Maintaining exclusive (sole) use of the transport vehicle for uranium ore shipment and providing a closed conveyance trailer while shipping uranium ore to the Mill (see Sections 2 and 6.1). • Carrying and delivering to the Mill a copy of the shipping papers which will accompany the uranium ore shipment (see Section 5). • Ensuring that the training requirements described in Section 3.1.1 are satisfied. • Preparing and adhering to an Emergency Response Plan (see Section 7). • Contacting DUSA personnel listed on the shipping documents and providing emergency response and cleanup personnel should accidental spillage of uranium ore occur during transport to the Mill (see Section 7). • Requesting an unrestricted use release survey from Mill radiation safety personnel when the transport vehicle is planned for uses other than uranium ore haulage (see Section 8.3.2). 1.3. DUSA Responsibilities DUSA personnel will be responsible for: • Assisting in emergency response situations if accidental spillage of uranium ore during transport has occurred (see Section 7). • Completing radiation surveys of the transport vehicles prior to retum to service for unrestricted use and shipment of commodities other than uranium ore (see Section 8). • Signing and retaining all shipping and survey records pertaining to shipments of uranium ore (see Sections 5 and 9). 2. Classification of Ore and Exclusive Use Shipments The Colorado Plateau uranium ore that will be shipped from the Mine to the Mill is classified as Class 7 Radioactive LSA-I "hazardous material" under 49 CFR 171.8. However, shipments of 32 tons or less per trailer will generally not constitute an A2 quantity of any Class 7 radioactive material, within the meaning of 49 CFR 173.403, due to the relatively low specific activity ofthe uranium ore. This means that the shipments will generally be exempt from most ofthe marking and labeling requirements (see Section 2(e)). It is the responsibility ofthe Mine operator/owner to ensure that ore shipments from the Mine are not A2 quantities of Class 7 radioactive material. An A2 quantity means that the activity from Unat or from any of its daughters in any ore shipment exceeds the activity level set out in the table in 49 CFR 173.435. Although the Colorado Plateau uranium ore will generally not on average have a high enough specific activity level to constitute a "hazardous substance" under 49 CFR 171.8, DUSA has concluded that it is nevertheless prudent that shipping papers and an emergency response plan, normally required only for shipments of hazardous substances under 49 CFR 177.200, 177.817 and 172.600, be required for each load of uranium ore (see Sections 5 and 7 below). July 5,2007 2 RevO The uranium ore will be consigned as exclusive use shipments of uranium ore in accordance with the provisions of 49 CFR 173.427(a)(6) and will be shipped unpackaged in accordance with the provisions of 49 CFR 173.427(c). Accordingly, a) Shipments must be loaded by the Mine operator/owner or the Transportation Contractor at the Mine and unloaded by the Transportation Contractor at the Mill, in accordance with directions from Mill personnel, from the truck trailer in which it was originally loaded; b) The Transportation Contractor must ensure that there is not any leakage of uranium ore from the truck trailer; c) Specific instructions for maintenance of exclusive use shipment controls will be provided by the Mine operator/owner to the Transportation Contractor with the shipping paper information (see Section 5.2 below); d) Because the shipments will be of uranium ore, the transport vehicle is not required to be placarded (see 49 CFR 173.427(a)(6)(v)); and e) Because shipments of Colorado Plateau uranium ores of 32 tons or less will generally contain less than an A2 quantity of any Class 7 Radioactive material, the shipments are generally exempted from the marking and labeling requirements set out in 49 CFR 172 Subparts D and E (see 49 CFR 173.427(a)(6)(vi)), provided that the trailers are marked "RADIOACTIVE-LSA" in accordance with Section 4(a) below. It is the responsibility of the Mine operator/owner to ensure that each shipment of ore from the Mine contains less than an A2 quantity of any Class 7 radioactive material. 3. Training Requirements 3.1. Shipment Personnel 3.1.1. Training Required to be Provided by the Transportation Contractor In accordance with the requirements of 49 CFR 177.800 and 177.816, each truck driver and any other Transportation Contractor personnel involved in the loading or unloading of uranium ore onto and from the uranium ore truck must be trained in the applicable requirements of 49 CFR parts 390 through 397 and the procedures necessary for the safe operation of the vehicle. Driver training must include the following subjects: a) Pre-trip safety inspection; b) Use of vehicle controls and equipment, including operation of emergency equipment; c) Operation of vehicle, including turning, backing, braking, parking, handling, and vehicle characteristics including those that affect vehicle stability, such as effects of braking and curves, effects of speed on vehicle control, dangers associated with maneuvering through July 5,2007 3 RevO curves, dangers associated with weather or road conditions that a driver may experience (e.g., blizzards mountainous terrain, high winds), and high center of gravity; d) Procedures for maneuvering tunnels, bridges, and railroad crossings; e) Requirements pertaining to attendance of vehicles, parking, smoking, routing, and incident reporting; and loading and unloading of materials. This training is the responsibility of the Transportation Contractor and may be satisfied by compliance with the current requirements of a (Commercial Driver's License with a hazardous materials endorsement. 3.1.2. Additional Training to be Given by the Mine Operator/Owner It is the responsibility of the Mine operator/owner to ensure that Mine operator/owner and Transportation Contractor personnel involved in loading, transporting and unloading the consigned uranium ore shipment also receive additional specialized training relating to the appropriate safe handling practices specific to uranium ore shipments. A training record will be documented by the Mine operator/owner. This training should include at a minimum the following radiation safety topics: a) basic radiation concepts (alpha, beta and gamma radiation); b) dust and contamination control measures necessary during loading, unloading and uranium ore shipment: • avoid inhalation during loading and unloading operations • tarpaulin covers and tailgate closure requirements (i.e. closed transport vehicle) • avoid spillage onto the vehicle during loading operations • avoid shipment during muddy mine site conditions; c) vehicle survey requirements to release vehicles for unrestricted use; d) exclusive use transport provisions; and e) emergency response contact information in the event of accidental uranium ore spillage during transport (who should be contacted at DUSA and what information should be conveyed). 4. Vehicle. Marking Each exclusive use transport conveyance (trailer) shall be marked as follows: July 5,2007 4 RevO a) The words "RADIOACTIVE LSA" must be stenciled or otherwise affixed to the surface or on a label, tag or sign in 3 inch letters in a conspicuous place on both sides of the trailer (see Section 2(e) above); and b) The words "FOR RADIOACTIVE MATERIALS USE ONLY" must be stenciled in 3 inch letters in a conspicuous place on both sides of the trailer (see Section 8.3.1(b) below). Such markings must remain affixed to the trailer during the entire period of exclusive use, regardless of whether the vehicle is loaded with uranium ore or not. These markings can be removed from the transport trailer only after the vehicle has been surveyed for unrestricted release at the Mill, at which time the vehicle is free to ship commodities other than uranium ore. VEHICLES SHALL NOT BE USED FOR THE SHIPMENT OF ANY OTHER MATERIALS UNLESS THEY HAVE BEEN SURVEYED FOR UNRESTRICTED RELEASE BY MILL RADIATION SAFETY STAFF. Upon release of any vehicles for unrestricted use in accordance with the provisions of Section 8.3.2 below. Mill staff will remove or paint over such markings. However, prior to re-use for transporting uranium ore to the Mill, such markings must be re-affixed to the trailer by the Transportation Contractor. 5. Shipping Papers 5.1. Material Description & Shipment Information Each uranium ore shipment must be accompanied with signed shipping papers that comply with the requirements of 49 CFR Part 172, and shall include, in the case of uranium ore from Colorado Plateau mines, the following information: Exclusive Use Shipment Date of Acceptance: Shipping Name: Radioactive Material-LSA 1 (non-fissile) Hazard Class: Class 7 Identification Number: UN 2912 Packaging: Bulk-Unpackaged Quantity: TBq ( 0.30 Ci) Radionuclide(s): U-Nat. and associated decay chain progeny Form: Solid (Unrefined Uranium Ore) Transport Index: Emergency Response Telephone Number: The shipping papers will be prepared by the Mine owner or operator. The Transportation Contractor shall ensure that the shipping papers are readily available to, and recognizable by, authorities in the event of an accident or inspection, in accordance with the requirements of 49 CFR 177.817(e). July 5,2007 5 RevO 5.2. Exclusive Use Statement The following exclusive use statement must be printed onto the shipping papers: This shipment of uranium ore is being shipped as an exclusive (sole) use shipment. Accordingly, the contents of this shipment must be loaded at the Mine and unloaded at the White Mesa Mill, absent any unloading or additional loading prior to delivery at the Mill. The transportation conveyance trailer must be utilized only for uranium ore transport until such time that Mill personnel conduct a survey of the interior and exterior of the trailer and determine that the trailer can be released for unrestricted use. At such time that the trailer is released for unrestricted use, all markings related to the radioactive material shipment must be removed from the conveyance trailer. 5.3. Certification The Mine owner or operator shall certify that the uranium ore is offered for transportation in accordance with the applicable DOT regulations by printing the following certification on the shipping papers: This is to certify that the above-named materials are properly classified, described, packaged, marked and labeled, and are in proper condition for transportation according to the applicable regulations of the Department of Transportation. This certification must be legibly signed by an employee of the Mine operator or owner. 6. Transportation Requirements 6.1. Vehicles to be Kept Closed at all Times The trailers must be kept closed at all times, when containing uranium ore and when empty, by use of a tarpaulin or other suitable mechanism, other than loading and unloading (see Section 8.3.1(c) below). 6.2. Transportation Route The Transportation Contractor shall advise DUSA of the route to be taken from the Mine to the Mill. It should be noted, however, that shipments of uranium ore are not a "highway route controlled quantity" within the meaning of 49 CFR 403 and the applicable provisions of Title 49. 6.3. No Unnecessary Delay in Movement of Shipments As required by 49 CFR 177.800, all shipments of uranium ore to the Mill must be transported without unnecessary delay, from and including the time of commencement of loading of the uranium ore until its final unloading at the Mill. July 5, 2007 6 Rev 0 6.4. Use of Safe Havens If necessary in order to coordinate delivery times at the Mill, the Transportation Contractor may designate suitable safe havens for the temporary storage of transportation vehicles along the transportation route from the Mine to the Mill. The location and use of such safe havens will be subject to the approval of DUSA. 7. Emergency Response Emergency response in the event of an accident resulting in the spillage of uranium ore (or other spillage during transport) is the contractual responsibility of the Transportation Contractor. DUSA's role in such incidents will be to provide technical support, if required, during the emergency situation and, if necessary, to verify that cleanup requirements have been met. In addition, DUSA must be contacted, at the telephone number listed on the Shipping Papers, as immediately as possible in order to coordinate any necessary reporting to regulatory agencies. The Transportation Contractor shall prepare an Emergency Response Plan for transportation of the uranium ore to the Mill, in accordance with 49 CFR 172 Subpart G, and shall provide a copy of such plan to DUSA for review and approval. It should be noted that typical uranium grades for Colorado Plateau uranium ores (0.25-0.30% UaOg) do not represent a "Reportable Quantity". As such, reporting of spills to the National Response Center is not generally required. However, the National Response Center must be notified as soon as practical but no later than 12 hours after the occurrence of an incident listed in 49 CFR171.15, such as where the general public is evacuated for one hour or more; a major transportation artery or facility is closed or shut down for one hour or more or suspected radioactive contamination occurs. In addition, a written report must be filed by the Transportation Contractor in accordance with 49 CFR 171.16. These notification requirements, including contact information, shall be included in the Transportation Contractor's Emergency Response Plan. 8. Radiation Control 8.1. Gamma Radiation Survey (Transportation Index) Based upon a typical uranium ore grade of 0.25-0.30 % UsOg for Colorado Plateau uranium ores, the gamma exposure rate from the transport vehicle is expected to be less than 1 mrem/hr. As a result, the requirements of 49 CFR 173.427(a)(1) that the extemal dose rate may not exceed an external radiation level of 1,000 mrem/hr at 3 meters from the unshielded material, and the requirements of 49 CFR 173.427(a)(5) and 173.441 (a) that under conditions normally incident to transportation: • the radiation level does not exceed 200 mrem/hr at any point on the extemal surface of the package; and • the transport index does not exceed 10, July 5,2007 7 RevO are expected to be satisfied in all cases. It is also expected that the average reading in the occupied space of each truck cab will not exceed the DOT limit of 2 mrem/hr, specified in 49 CFR 173.441(b)(4). 8.2. Gamma Radiation Survey (Transportation Index) It is the responsibility of the Mine operator/ovmer to ensure that the radiation levels fall within the applicable limits summarized in Section 8.1 above At a minimum, the Mine operator/owner will perform the following surveys at the Mine site on a representative number of uranium ore shipments from the Mine: a) A beta/gamma survey will be conducted at various locations on all sides of the transport vehicle to determine if the radiation level exceeds 200 mrem/hr at any point on the extemal surface ofthe vehicle; b) A gamma survey will be conducted at one meter from all sides of the transport trailer. The average reading in mrem/hr will be recorded as the Transport Index for all uranium ore shipments from the Mine; and c) A gamma survey will be conducted within the cab of the transport tractor. The average reading in mrem/hr will be recorded to verify that the occupied space will not exceed the 2 mrem/hr limit. These surveys will be recorded and kept on file. In addition, the Mine operator/owner will perform (and document for the record) spot gamma surveys on uranium ore shipments from time to time as it deems appropriate in order to ensure that the regulatory standards are satisfied. 8.3. Removable Contamination Surveys 8.3.1. Vehicles Used Solely for Purposes of Transporting Ore from the Mine to the Mill. 49 CFR 177.843 provides that routine surface contamination surveys are not required at the Mine site or at the Mill for any vehicle used solely for transporting bulk-unpackaged uranium ore from the Mine to the Mill provided that: a) a survey ofthe interior surface ofthe conveyance trailer (when empty) shows that the radiation dose rate does not exceed 10 mrem/hr on contact or 2 mrem/hr at 1 meter from the interior surface. Since the conveyance, when filled with uranium ore is not expected to exceed 2mrem/hr on contact, a surveyed dose rate from the interior surface (or any other point on an empty trailer) should not exceed these limitations; b) the vehicles are stenciled with the words "FOR RADIOACTIVE MATERIALS USE ONLY" as described under Section 4(b) above; and July 5,2007 8 RevO . c) the vehicles must be kept closed (such as through the use of a tarpaulin) at all times other than loading and unloading. In order to verify that the radiation dose rate of the empty vehicles will not exceed the limits set forth in paragraph (a) above, and routine surveys to demonstrate compliance with this limit are not warranted. Mill Radiation Staff will verify (and document for the record) that this is the case by surveying a representative number ofthe initial vehicles as they are released from the Mill for retum to the Mine. In performing such surveys. Mill Radiation Staff will follow existing Mill standard operating procedures. It should be noted that, in order for vehicles to be released from the Mill site, Mill staff will also be required to survey the vehicles in accordance with the requirements of Nuclear Regulatoiy Commission Regulatory Guide 1.86 ("Reg. Guide 1.86"), unless and to the extent exempted by the Utah Division of Radiation Control. Reg. Guide 1.86 does not apply to releases of vehicles from the Mine site. Unless the Transportation Contractor advises Mill staff otherwise, Mill staff will assume that each vehicle released from the Mill site will be retuming to use solely for transporting uranium ore from the Mine to the Mill, and will not be released for unrestricted use. The Transportation Contractor will advise Mill staff prior to sending any vehicle in for repairs or servicing, so that Mill staff can ensure that the vehicle to be serviced or repaired has been released for unrestricted use. No vehicle may be sent in for servicing or repair unless it has been released for unrestricted use by Mill staff. 8.3.2. Vehicles That Will Not be Used Solely for Transporting Ore From the Mine to the Mill (Free Release) 49 CFR 177.843 provides that each motor vehicle used for transporting uranium ores under exclusive use conditions in accordance with 49 CFR 173.427(c) must be surveyed with radiation detection instruments after each use. A vehicle may not be retumed to service (i.e., released from the Mill for unrestricted release) until the radiation dose rate at every accessible surface is 0.5 mrem/hr or less and the removable (non-fixed) radioactive surface contamination is not greater than 2,200 dpm/100 cm^ as required under 49 CFR 173.443(a). As a result, if the Transportation Contractor advises Mill personnel that any particular vehicle will not be retuming for use solely for purposes of transporting uranium ore from the Mine to the Mill or is to be sent in for servicing or repairs. Mill Radiation Safety staff will survey the vehicle prior to releasing it from the Mill site to ensure that it satisfies these criteria, as well as the applicable provisions of Reg. Guide 1.86. In performing such surveys. Mill Radiation Staff will follow existing Mill standard operating procedures. Once a vehicle is surveyed for unrestricted release in accordance with this Section, Mill staff will remove or paint over the markings on the vehicle, described in Section 4 above. July 5,2007 9 RevO 9. Records Records ofall shipments will be maintained at the Mill office for at least 375 days or such longer period of time as may be required by applicable regulations. 10. Compliance With Laws It is the responsibility of the Transportation Contractor to comply with all other applicable laws and regulations relating to the transportation of uranium ore from the Mine to the Mill that are not specifically mentioned in this procedure. July 5,2007 10 RevO