HomeMy WebLinkAboutDWQ-2024-008838Charge Questions Update and Next Steps
Science Panel Meeting | September 4, 2024
Overarching Charge Questions
1.What was the historical condition of Utah Lake with respect to
nutrients and ecology pre-settlement and along the historical timeline
with consideration of trophic state shifts and significant transitions
since settlement?
2.What is the current state of the lake with respect to nutrients and
ecology?
3.What additional information is needed to define nutrient criteria that
support existing beneficial uses? [addressed as part of strategic
research plan]
4.Can the lake be improved given current management constraints?
Charge Question Responses
1.Evidence Evaluation
Focus: technical
Detailed analysis of studies that inform the question (Utah Lake and related)
Figures from cited studies
2.Synthesis
Focus: plain-language, non-technical
Overall response to the question
Includes assessment of SP confidence in the response
Overview of Subgroup Outcomes & Next Steps
•April-May 2024: Subgroups met to discuss updates to interim
charge question responses
•SP subgroups discussed:
Minor edits to evidence evaluation
Additional citations of related studies
Additional context for interpretations
Recommendations for translating synthesis bullets into paragraph form
Recommendations for level of confidence
In a few cases, more substantive recommendations for deeper dives into
existing and/or upcoming studies
Since June SP Meeting…
•Sediment and mass balance subgroups met
•Ongoing discussions about sediment research, particularly:
Role of sediments in nutrient retention and release
Potential impact of nutrient load reductions in in-lake concentrations
(equilibrium sediment conditions, recovery time, etc.)
•Outstanding analyses
Sediment discussions (this meeting!)
Mass balance analysis
Mechanistic watershed and lake model analysis
Confidence Evaluation
Confidence Evaluation
•High confidence
Direct evidence in Utah Lake
Well-established methods
Consistent behavior of Utah Lake compared to lakes in the literature
If multiple studies/lines of evidence, findings were consistent
•“Big picture” conclusions more often resulted in high confidence
•Sometimes very specific items or interacting drivers resulted in lower
confidence
•Questions needing analysis from mass balance and/or mechanistic
models were not assessed for confidence yet
High Confidence Evaluations
Topic Confidence statement
Historical
Historical dominance of benthic diatoms, shifting to
planktonic
Shift from more sensitive taxa to more pollution-
tolerant taxa
Historical Historical presence of macrophytes in bays and
shallow areas
Historical
Major changes in the lake: shift from macrophyte- to
phytoplankton-dominated state, introduction of carp,
European settlement and subsequent population-
associated changes, increasing nutrient
concentrations
Historical Increasing primary production, shift from diatoms to
green algae to cyanobacteria
High Confidence Evaluations
Topic Confidence statement
Macrophytes
& Diatoms
Increased water clarity is needed to re-
establish macrophytes (though several factors
involved)
Macrophytes
& Diatoms
Fluctuating water levels negatively impact
macrophyte reestablishment
Macrophytes
& Diatoms
Wind and carp have negative impacts on
macrophyte reestablishment
Macrophytes
& Diatoms
Macrophytes have a positive impact on
sediment stabilization
Aquatic Life
Carp removal relieve negative pressures on
macrophyte reestablishment, nutrient
recycling, and bioturbation
High Confidence Evaluations
Topic Confidence statement
Sediments Calcite scavenging plays a large role in the
Utah Lake phosphorus cycle
Sediments Rates of sediment oxygen demand, higher in
Provo Bay than main basin
Sediments
Seasonal thermal stratification is not a driver
of anoxia, P release, and HAB formation (redox
gradients may occur transiently)
High Confidence Evaluations
Topic Confidence statement
HABs Spatial hotspots for HABs
HABs
Nutrient limitation of HABs is driven by both N
and P, with variability in co-limitation, timing,
seasonality, light limitation
HABs
Larger blooms are associated with lower lake
levels, which could be associated with
temperature, nutrient dilution, water clarity,
water residence time, and/or sediment-water
interactions (correlation established,
causation not established)
HABs
Majority of light attenuation is caused by
suspended sediment, with a minor but
substantial part due to phytoplankton
Medium Confidence Evaluations
Topic Confidence statement
Historical Geographic specificity of historical macrophyte cover outside of bays and shallow areas
(limited paleo evidence)
Macrophytes &
Diatoms
Macrophyte restoration efforts take time and can require a combination of active
management activities (several interacting factors)
Sediments Rates of sediment nutrient fluxes (different approaches, scaling over time and space)
Aquatic Life Introduction of carp is associated in time with the transition to eutrophic conditions
(difficult to parse carp vs. other anthropogenic impacts concurrently)
Aquatic Life Contribution of carp to the nutrient budget of the lake (extrapolation of uncertainty)
Aquatic Life Relative influence of carp vs. wind on sediment resuspension
Aquatic Life Spawning and rearing habitat meets the needs of some species at some sites, but not
others
Outstanding Charge Questions
•What are current sediment equilibrium P concentrations (EPC) throughout the lake? What effect
will reducing inputs have on water column concentrations? If so, what is the expected lag time
for lake recovery after nutrient inputs have been reduced?
•What is the sediment oxygen demand of, and nutrient releases from, sediments in Utah Lake
under current conditions?
•Does lake stratification [weather patterns] play a result in anoxia and phosphorus release into
the water column? Can this be tied to HAB formation?
•What would be the current nutrient regime of Utah Lake assuming no nutrient inputs from
human sources? This question may require the identification of primary sources of nutrients.
•If the lake stays in a phytoplankton-dominated state, to what extent can the magnitude,
frequency, and extent of harmful and nuisance algal blooms be reduced through nutrient
reductions?
Overview of Subgroup Outcomes & Next Steps
Draft Response Document Preparation
TT to compile all charge question responses into a master document
SP to review charge question responses
Additional Evidence
When evidence comes in, incorporate findings into the charge Q responses
Discuss with relevant subgroups
Final Response Document
At SP meeting, seek to approve charge question responses
Potential discussion with Steering Committee
Questions and Discussion
Note: all information and data presented are considered draft, in-process material
UTAH LAKE WATER QUALITY STUDY
Mass Balance Subgroup Update
September 4, 2024
1
•What are current sediment equilibrium P concentrations (EPC) throughout the
lake? What effect will reducing inputs have on water column concentrations? If so,
what is the expected lag time for lake recovery after nutrient inputs have been
reduced?
•What is the sediment oxygen demand of, and nutrient releases from, sediments in
Utah Lake under current conditions?
•What would be the current nutrient regime of Utah Lake assuming no nutrient
inputs from human sources? This question may require the identification of
primary sources of nutrients.
•If the lake stays in a phytoplankton-dominated state, to what extent can the
magnitude, frequency, and extent of harmful and nuisance algal blooms be
reduced through nutrient reductions?
Outstanding Charge Questions
•Purpose: Review the mass balance model (and other lines of
evidence) to discuss how the model inform responses to the
charge questions.
Mass Balance Subgroup Purpose
Meeting #1
•Definition of “baseline” total phosphorus in Utah Lake
•How to characterize uncertainty in the mass balance model
•Difference between net internal loading and gross internal loading
•What happens to the sigma value (i.e., the first order rate constant) if
external phosphorus loading is reduced?
Subgroup Discussion Points
Meeting #2
•Review of Utah Lake nutrient cycling
visualization and discussion of the
difference between net loading, gross
loading, and “pools”
•Presentation from Dr. Steve Nelson
and discussion about gross loading
diffusion estimates
–268 mT/year (pH=8)
–421 mT/year (pH=6.5)
Subgroup Discussion Points
Meeting #3
•Follow-up discussion on baseline
phosphorus concentrations and
net internal loading
•Estimated sediment phosphorus
accrual rates
Subgroup Discussion Points
•Evidence and discussion points were compiled into a visual diagram.
•Today’s agenda is focused on:
–A discussion of the existing evidence and conceptual diagram
–How the existing evidence informs the Science Panel response to the outstanding
charge questions
Today’s Discussion
QUESTIONS?
8
Technical Support Update and Next Steps
Science Panel Meeting | September 4, 2024
Note: all information and data presented are considered draft, in-process material
•Provide the technical basis for the
development of numeric nutrient criteria (NNC)
to protect designated uses
•Recreation
•Aquatic Life
•Others (Agriculture, Downstream)
•Conduct analyses to support multiple lines of
evidence in the NNC framework
Purpose of the Technical
Support Document
Note: all information and data presented are considered draft, in-process material
•Discussions of magnitude, duration, frequency, and extent
•Assessment methodology and DWQ monitoring
•Approaches in other states (e.g., Beaver Lake, AR)
Summary of Criteria Subgroup Activities
Note: all information and data presented are considered draft, in-process material
Criteria Elements
•Magnitude
Identify from TSD lines of evidence: reference, stressor-response, literature
Final magnitude will depend on most sensitive use, plus application of weight-of-evidence
•Duration
Subgroup has discussed single sample vs. seasonal value (geomean as preferred aggregation)
This choice may depend on which use and endpoint(s) are the most sensitive
•Frequency
Allowable exceedance frequency hasn’t been discussed extensively
•Extent
Utah Lake has 2 Assessment Units: Provo Bay and Main Basin
Discussions of single-site exceedances vs. whole-lake
Note: all information and data presented are considered draft, in-process material
Other State Magnitude/Frequency/Duration Components
Note: all information and data presented are considered draft, in-process material
•Evaluated statewide and site-
specific standards
•Most TP criteria have unspecified
frequency and duration
components
In many cases, these may just be
“buried” in footnotes, assessment
methods, minimum data
requirements, etc.
In other cases, may be unofficially
interpreted.
•Mix of temporal aggregation,
percentiles, and max values
Scott and Haggard 2015: Beaver Lake, AR
•Site-specific criterion was adopted
for Beaver Lake
8 µg/L chlorophyll
1.1 m Secchi depth
Growing season geometric mean
Weight-of-evidence approach
•Standard development did not include
assessment methodology recommendation
allowable violations not defined
•Goal: hindcast compliance with regard to
spatial and temporal variability
Note: all information and data presented are considered draft, in-process material
Conclusions for Beaver Lake & Applicability to Utah Lake
•Recommendation of chlorophyll and Secchi depth criteria
was made without consideration of assessment method
Long-term average of 8 µg/L chlorophyll expected to be exceeded
~half the time
Conclusion of the paper was to recommend exceedances >1/2 the
assessment period (e.g., 3 of 5)
•In Utah Lake, we can consider the assessment method
proactively!
Incorporate risk/probability of exceedance into the analysis to
derive magnitude
Statistically translate between single-day observations and
seasonal conditions, if applicable
Note: all information and data presented are considered draft, in-process material
Buoy Locations
•High-frequency data:
DO
pH
Chl & phycocyanin fluorescence
•4 locations:
4917365
4917390
4917715
4917450
•Likely want regular monitoring to
cover these sites
Note: all information and data presented are considered draft, in-process material
Chlorophyll Spatial Coverage
DWQ Monitoring: Implications for Assessment Procedure
•Scott provided a summary of current DWQ
monitoring activities
Staff time and budget are not unlimited!
Program is conducive to periodic (i.e., monthly)
sampling to capture “typical” conditions
HAB advisory program does sample opportunistically
could also be used to inform
•“Reality Check” on feasible budget allocations
Monthly sampling May-October (n = 6)
6 open water sites
5 marina sites (reducing to 2)
4 buoy sites
Note: all information and data presented are considered draft, in-process material
State Criteria Context: Jake Vander Laan
Note: all information and data presented are considered draft, in-process material
WQ standards rulemaking process
1.Water quality standards workgroup
2.Permission from Utah Water Quality Board to commence rulemaking
3.Submit rule change package to OAR (includes financial analysis)
4.Proposed rule published in state bulletin, 120 days to complete
5.Public notice, comment period, and hearing. DWQ responds to all comments.
6.Recommend adoption to WQ board, board vote is required for adoption
7.Obtain Attorney General certification of compliance with Utah law for rule
adoption
8.EPA review and approval
Note: all information and data presented are considered draft, in-process material
Duration and frequency: things to consider
•Timescale of target responses (direct toxic effects vs. indirect effects)
•Timescale of implementation actions
Assessment
Point source effluent limits
Non-point source controls
•Variability in nutrient concentrations, uncertainty in estimating means
Accounted for with a combination of duration, frequency, and minimum data requirements
Not to exceed, long duration
Shorter duration, magnitude adjusted for an acceptable exceedance frequency
•Future data requirements and resource limitations for implementation
Note: all information and data presented are considered draft, in-process material
Example: National Lakes
•Section 3.3 Duration and Frequency, examples in appendices D & E
•Criteria magnitudes derived through a series of stressor/response models for
DO, zooplankton, cyanotoxins, chlorophyll a, and nutrients
•Recommended duration: growing season average
•Adjust magnitude to account for uncertainty in estimating means and generate
any desired frequency (operation criteria)
•Consider generating multiple thresholds with different management responses
(e.g. indicator value triggers additional sampling to estimate a mean)
Note: all information and data presented are considered draft, in-process material
Example: Arizona
•Title 18 Chaper 11 F. Nutrient criteria
•Magnitudes: annual mean, annual 90th percentile, and single sample maximum
•Durations: annual and instantaneous
•For 90th percentile:
Min 10 samples, 10 days apart, consecutive 12 month period
Not more than 10 percent of the samples may exceed the 90th percentile criterion
Note: all information and data presented are considered draft, in-process material
Example: Wisconsin
•NR 102.06 Phosphorus
Criteria magnitudes specified by waterbody type or on site-specific basis
•NR 102.07 Assessing phosphorus concentration
Duration: 2-10 year growing season mean (lakes & reservoirs)
Minimum sample sizes (at monthly for 3 months) and representative sampling (2 m depth,
near deepest part of lake) defined in rule
Use a confidence interval approach for assessment: NR 102.52(2)(b)
–“For metrics expressed as a mean or percentile of a group of samples, the department may use the two-
sided 80 percent confidence interval of the mean or percentile for assessment.”
Frequency: Not to exceed
Note: all information and data presented are considered draft, in-process material
Next Steps: SP and DWQ Coordination
Note: all information and data presented are considered draft, in-process material
Next Steps
•SP and DWQ to coordinate which aspects of criteria will be recommended by
SP and which will be incorporated into the assessment methodology by DWQ
“Typical” state approach is to specify magnitude and sometimes duration in the criteria, and
the specifics are described in the assessment methodology
Does DWQ have guidance on elements that are set in stone, or elements with a strong
preference?
Do SP members have prior experience with implementing criteria that can inform this effort?
•Discussions of calculation procedures
Translating between different durations: EPA national recommendation for operational criteria
Other state examples: would any of these be useful to apply here?
Note: all information and data presented are considered draft, in-process material
Note: all information and data presented are considered draft, in-process material
Magnitude Frequency Duration Extent
Definition
Concentration of target
parameter
(e.g., chlorophyll, TN, TP)
Acceptable exceedance
frequency that would result in
attainment
The time period over which the
criteria are calculated
(e.g., average over a season)
The spatial extent over which
the criteria are applied
Details
Magnitude depends on weight-
of-evidence evaluation of most
sensitive use
Examples include:
•Not-to-exceed
•1 in x years
•Percentile (e.g., 10%)
Depending on the relevant use
and endpoint, a single-day
sample or seasonal value may
be appropriate
Greater spatial extent would
inherently require a lower
magnitude to protect uses
Option A: Least SP
guidance
SP provides recommendation
for a magnitude that is
protective of the most sensitive
designated use
SP recommends that DWQ
identifies an acceptable
exceedance frequency
SP recommends that DWQ
identifies an appropriate
duration in the assessment
method
SP recommends that DWQ
determines an appropriate
spatial extent in the
assessment methods
Option B: Moderate
SP guidance
SP provides recommendation
for a magnitude that is
protective of the most sensitive
designated use
SP recommends that criteria
are either applied as a not-to-
exceed standard or with an
allowable exceedance
SP recommends that
magnitude is evaluated over x
duration (e.g., single sample,
seasonal geomean)
SP recommends that spatial
extent be evaluated on a
sampling site or whole lake
basis
Option C: Most SP
guidance
SP provides recommendation
for a magnitude that is
protective of the most sensitive
designated use
SP recommends a specific
exceedance frequency along
with rationale
SP recommends that
magnitude is evaluated over x
duration, along with
requirements for minimum
sampling frequency and
minimum number of samples
SP recommends the spatial
extent to be evaluated, along
with zones of interest,
minimum sampling sites, and
aggregation approach
Potential Workflow Associated with Options A, B, and C
1.Review recommended and example criteria from elsewhere
2.Present and discuss the range of options and examples
3.Synthesize SP discussion/feedback on criteria options
4.Identify pros, cons, and dealbreakers on potential criteria
5.Weigh findings, recommend an option
6.Draft and propose criteria
7.Update draft criteria following feedback
8.Finalize proposed criteria and proceed with state rulemaking
Note: all information and data presented are considered draft, in-process material
Option A:
•DWQ executes steps 1-6
•SP provides feedback on
proposed approach
•DWQ executes steps 7-8
Option C:
•SP executes steps 1-6
•DWQ provides feedback on
proposed approach
•SP executes step 7
•DWQ executes step 8
Option B:
•SP executes steps 1-5
•DWQ executes steps 6-8
Questions and Discussion
Note: all information and data presented are considered draft, in-process material
Weight of Evidence Approach Discussion
Science Panel Meeting | September 5, 2024
Note: all information and data presented are considered draft, in-process material
Lines of Evidence
1.Reference-based
Results from paleolimnological studies
Utah Lake Nutrient Model prediction/extrapolation of reference conditions
2.Stressor-response analysis
Utah Lake Nutrient Model output
Statistical models
3.Scientific literature
Scientific studies of comparable/related lake ecosystems
Support/supplement other lines of evidence
Note: all information and data presented are considered draft, in-process material
Reference: Paleolimnological Reconstruction
•Lines of Evidence
Diatom community
Macrophytes: physical remains, eDNA, C:N, H index
Anodonta and Gastropods: physical remains
C, N, H index/ratios and isotopes
Cyanobacteria: eDNA, phytopigments
Charcoal
Sediment P concentrations and speciation
Metals
Note: all information and data presented are considered draft, in-process material
Reference: Paleolimnological Reconstruction
•Quantitative vs. Qualitative?
Many lines of evidence are directional rather
than directly quantifiable
Some lines of evidence support inferences
about nutrient concentrations
–Shift from meso-oligotrophic to eutrophic
–Approximate doubling of P concentrations
Paleo reference evidence can be used as
supporting evidence for stressor-response
Note: all information and data presented are considered draft, in-process material
Reference-Based Analysis
•Model-based prediction (coming soon!)
Run watershed model under a “reference conditions” scenario watershed nutrient loading
Watershed conditions then used as boundary conditions for the lake model
Run lake model with new boundary conditions, then analyze in-lake nutrient concentrations
quantitative estimation of historical nutrient concentrations
Note: all information and data presented are considered draft, in-process material
Stressor-Response Analysis: Empirical
•Types of regressions:
Linear
Quantile
Logistic
Bayesian network
•All models will generate
thresholds (if significant) and
estimates of variability
•WoE could be applied based
on risk management and
uncertainty around the
relationship
Note: all information and data presented are considered draft, in-process material
Stressor-Response Analysis: Mechanistic
•EFDC-WASP will be run under different scenarios:
Current
Reference
Reduced nutrients
•Can treat each of these scenarios as a point along
the stressor-response curve, then run S-R models:
Chlorophyll ~ TN
Chlorophyll ~ TP
Can use chlorophyll targets generated by other models and/or
the mechanistic model to identify TN and TP targets
Note: all information and data presented are considered draft, in-process material
Literature Analysis
Note: all information and data presented are considered draft, in-process material
Weight of Evidence
•Most sensitive use will dictate nutrient targets
•But, ranges of nutrients may be deemed protective of most sensitive use
across lines of evidence how to combine into a recommendation?
Note: all information and data presented are considered draft, in-process material
Combining Lines of Evidence: Weight of Evidence
If more than one line of evidence has sufficient weight, need to merge
Note: all information and data presented are considered draft, in-process material
Questions and Discussion
Note: all information and data presented are considered draft, in-process material
1
Utah Lake Science Panel
September 5, 2024
Weight-of-Evidence: Application for Transparent and
Defensible Nutrient Criteria Development
1
The views expressed here are those of the authors and do not necessarily represent the views or the
policies of the U.S. Environmental Protection Agency.
Acknowledgments
Jesse Miller Kate Schofield Caroline RidleySylvia Lee Doug Kaylor Sam Penry
Thank you to
•EPA Office of Water and Regional Nutrient Coordinators
•Several anonymous State staff
•Author Team
•Contract support: TetraTech
2
Presentation Outline
•Background
•WoE and NNC: The Basics
•Why and how to use weight-of-
evidence methods in criteria
development
1.Planning/problem formulation
2.Analysis*
3.Criteria derivation*
•State examples
3
Background
4
5
Problem: Resources were not readily available for how to conduct
weight-of-evidence (WoE) when developing numeric nutrient criteria
(NNC), despite its value and recommendation by EPA.
Action: Develop materials with definitions, best practices, and examples
to show how WoE can be used to combine diverse evidence applicable to
NNC development.
Result: States, Tribes and Territories have additional tools that
complement OW’s N-STEPS program and other technical guidance that
enable (1) maximum use of all available evidence during the criteria
development process and (2) decisions about which WoE methods to use
given unique evidence, resource, and timeline constraints.
Impact: States, Tribes and Territories further strengthen transparency
and defensibility of NNC that protect designated uses.
Background
Final Report Available Now!
https://www.epa.gov/water-
research/application-weight-evidence-
methods-transparent-and-defensible-
numeric-nutrient
•Downloadable report
•Future home of additional
implementation resources
•Templates
•Short videos
6
What Report DOES
✓Complements existing guidance
and support for criteria
development
✓Focuses on freshwater criteria,
although approaches and
methods can be used for
estuarine criteria, in principle
✓Uses plain language
✓Provides lots of visual examples
7
What Report Is NOT
× NOT prescriptive- methods are NOT requirements
× NOT exhaustive- most useful methods in the context of numeric
criteria that we know about; if a method does not appear, that
doesn’t mean it’s not good or appropriate given the right
circumstances
× NOT deriving criteria in any of the examples
8
WoE and NNC: The Basics
9
Weight-of-evidence is a process in which evidence is assembled, evaluated, and
integrated to make a technical inference in an assessment.
Gather an unbiased base of information.
•Conduct studies and analyze data to produce evidence; search, screen and extract evidence from published literature; solicit evidence from experts and stakeholders.
Determine the influence each piece of evidence should have on overall conclusions.
•Evaluate and score relevance, strength, and reliability of evidence; combine scores to determine weight.
Combine individual pieces of weighted evidence to form lines of evidence and determine which hypothesis is supported and with how much confidence.
•Integrate evidence to produce weight of the body of evidence; interpret the body of evidence; explain discrepancies and uncertainties.
What is Weight-of-Evidence (WoE)?
W e i g h Body
ofEvide n c e
Wei g h t Eviden
c
e
Asse m b l e Evid
e
n
c
e
10
Weight-of-evidence is a process in which evidence is assembled, evaluated, and
integrated to make a technical inference in an assessment.
Gather an unbiased base of information.
•Conduct studies and analyze data to produce evidence; search, screen and extract evidence from published literature; solicit evidence from experts and stakeholders.
Determine the influence each piece of evidence should have on overall conclusions.
•Evaluate and score relevance, strength, and reliability of evidence; combine scores to determine weight.
Combine individual pieces of weighted evidence to form lines of evidence and determine which hypothesis is supported and with how much confidence.
•Integrate evidence to produce weight of the body of evidence; interpret the body of evidence; explain discrepancies and uncertainties.
What is Weight-of-Evidence (WoE)?
W e i g h Body
ofEvide n c e
Wei g h t Eviden
c
e
Asse m b l e Evid
e
n
c
e
11
Weight-of-evidence is a process in which evidence is assembled, evaluated, and
integrated to make a technical inference in an assessment.
Gather an unbiased base of information.
•Conduct studies and analyze data to produce evidence; search, screen and extract evidence from published literature; solicit evidence from experts and stakeholders.
Determine the influence each piece of evidence should have on overall conclusions.
•Evaluate and score relevance, strength, and reliability of evidence; combine scores to determine weight.
Combine individual pieces of weighted evidence to form lines of evidence and determine which hypothesis is supported and with how much confidence.
•Integrate evidence to produce weight of the body of evidence; interpret the body of evidence; explain discrepancies and uncertainties.
What is Weight-of-Evidence (WoE)?
W e i g h Body
ofEvide n c e
Wei g h t Eviden
c
e
Asse m b l e Evid
e
n
c
e
12
Weight-of-evidence is a process in which evidence is assembled, evaluated, and
integrated to make a technical inference in an assessment.
What is Weight-of-Evidence (WoE)?
W e i g h Body
ofEvide n c e
Wei g h t Eviden
c
e
Asse m b l e Evid
e
n
c
e
13
Core Principles
Transparency
Documentation
Communication
Definitions
Evidence:Information that enables inferences regarding a condition, cause,
prediction, or outcome; ≠ data
14
Modified from EFSA 2017 and Suter 2016
Qual. or
Quant.
information
and analysis
Line of evidence
Body
of
evidence
of evidence
(taken from
pub lit)
of evidence
(taken from
pub lit)
Piece of
evidence
(literature)
Line of
evidence
Line of
evidence
Piece of
evidence
Piece of
evidence
Piece of
evidence
Raw data
(i.e.,
primary
data)
This Work Supports …
15
Planning Problem
Formulation Analysis Criteria
Adoption
Data
Collection
Criteria
Derivation
This Work Supports …
16
Planning Problem
Formulation Analysis Criteria
Adoption
= Assemble Evidence = Weight Evidence = Weigh Body of Evidence
Data
Collection
Criteria
Derivation
This Work Supports …
17
Planning Problem
Formulation Analysis Criteria
Adoption
= Assemble Evidence = Weight Evidence = Weigh Body of Evidence
Data
Collection
Criteria
Derivation
Another Way to Think About WoE
18
Each container is a piece or line of evidence.
Containers that are on this scale are relevant evidence.
The size of the container is the reliability of the evidence.
Where it is placed on the scale reflects the strength of the evidence.
When experts gather the containers, decide if they go on the scale, how big they are, where they are placed, and
ultimately which way the scale tips, they are conducting the weight-of-evidence process.
Salafsky et al 2019
Strongly
supports (++)
Strongly
refutes (--)
Weakly
refutes (--)
Mixed
support (+/-)
Weakly
supports (+)
-+
Why and how to use weight-of-evidence
methods in criteria development
19
1.Planning/problem formulation
2.Analysis
3.Criteria derivation
20
Criteria Development
Phase
Basic WoE Framework
Element
Key Suggested PracticesIntended Outcomes
PlanningCore principlePlanning is transparent,
documented, and leverages
collective expertise.
Decision-makers and stakeholders
understand and trust the criteria
development process.
Planning minimizes bias, is realistic, and
meets stakeholder needs.
Assemble, weight, weighWoE methods are used to
group water bodies.
When Criteria Derivation Phase is
reached,candidate criteria for each
water body grouping have acceptably
low amounts of variation.
Problem FormulationAssemble, weight, weighWoE methods are used to
select endpoints.
Endpoints are relevant to management
goals,measurable, ecologically relevant,
sensitive to nutrients, and important to
stakeholders.
21
Planning and Problem Formulation Phases
1.Planning/problem formulation
2.Analysis
3.Criteria derivation
22
Take home: Unbiased assembly of evidence is a best practice to ensure NNC are based on
transparent data and information of sufficient amount and quality.
Analysis Phase: Assemble Evidence Asse m b l e Evid
e
n
c
e
23
Sources of evidence
(1)Evidence generated from data you
collect and analyze
(2)Literature-based evidence
(3)Syntheses and meta-analyses
(4)Generalized knowledge of aquatic
systems; expert or stakeholder
knowledge
Considerations for unbiased assembly
Analysis Phase: Assemble Evidence
(1)Evidence generated from data you collect and analyze
•Difference between bias in data vs. bias in individual analyses vs. bias in assembling
evidence base- minimize and acknowledge
•Relative comfort when scale of evidence matches scale of inference (e.g., intra-state),
but considering larger (and smaller!) datasets can strengthen evidence base and fill
evidence gaps
•Unexpected or surprising evidence should trigger critical examination, not necessarily
exclusion at this stage
Asse m b l e Evid
e
n
c
e
24
Considerations for unbiased assembly (continued)
Analysis Phase: Assemble Evidence
(2) Literature-based evidence and (3) Syntheses and
meta-analyses
•Implement a transparent search strategy that meets your
needs
o Do you need to be comprehensive? = Broad, extensive
search
o Do you want to be reasonably sure you have the most
relevant literature? = Targeted search
•Establish clear inclusion and exclusion rules
(4) Generalized knowledge of aquatic systems;
expert or stakeholder knowledge
•Intentionally diverse panels or workgroups
•Public calls for information
Asse m b l e Evid
e
n
c
e
25
Take home: Weighting evidence by establishing, objectively evaluating, and documenting
qualities of that evidence shows how much influence individual evidence will have on
overall NNC conclusions.
1.Relevance- degree of correspondence between the
evidence and the conditions, stressors, and
endpoints to which it is applied (e.g., biological,
chemical, environmental)
2.Strength- degree of differentiation from control,
reference, or randomness (e.g., magnitude,
association, number often reported as a statistic)
3.Reliability- inherent properties that increases
confidence in the evidence (e.g., study design,
sample size, transparency)
Analysis Phase: Weight Evidence Wei g h t Eviden
c
e
26
Take home: Weighting evidence by establishing, objectively evaluating, and documenting
qualities of that evidence shows how much influence individual evidence will have on
overall NNC conclusions.
1.Relevance- degree of correspondence between the
evidence and the conditions, stressors, and
endpoints to which it is applied (e.g., biological,
chemical, environmental)
•How closely does the study/analysis coincide with
abiotic conditions of waters for which NNC are being
derived?
•How closely do the nutrient stressors and biological
endpoints used in the study/analysis align with those
under consideration for NNC?
Analysis Phase: Weight Evidence Wei g h t Eviden
c
e
27
28
Analysis Phase: Weight Evidence
2.Strength- degree of differentiation from control, reference, or randomness
•Magnitude: Commonly expressed as the effect size, difference between means, or a ratio of
means.
•Direction: Sign of an effect (i.e., positive or negative).
•Association: Commonly expressed as a correlation coefficient or slope.
•Number: The number of elements within a piece of evidence (e.g., of symptoms or overt
effects in a response or of steps in a causal pathway) that are reported to be observed or the
number of occurrences. This should not be confused with a candidate criterion value.
3.Reliability- inherent properties that increases confidence in the evidence
•Design and execution: Evidence generated with a good study design that is well performed is
more reliable.
•Abundance: Evidence from more numerous data is more reliable, because it reflects greater
replication or resolution.
•Minimized confounding: Evidence is more reliable when the sampling design or analysis
controls extraneous correlates.
•Corroboration: Using models, indicators, or symptoms that have been verified by many
studies and are accepted technical practice can greatly increase reliability.
29
Analysis Phase: Weight Evidence
Reliability
Analysis Phase: Weight Evidence
Modified from Mupepele et al 2016
High reliability
Low reliability
Critically deficient
Modified from Bennett et al 2021
Wei g h t Eviden
c
e
Studies without underlying data
Individual expert opinion
Mechanism-based reasoning
Observational studies
(Inferential) studies with statistical testing
(Descriptive) studies without statistical testing
or
Multiple lines of weak evidence
Studies with a reference/control
Case-control
Before-after control-impact
or
Multiple lines of moderate evidence
Review
Systematic review
Conventional review
1
2
3
4
We
a
s
l
e
y
2
0
0
9
Ma
l
f
o
y
1
9
8
8
Be
l
l
a
e
t
a
l
.
2
0
1
1
Gr
a
n
g
e
r
e
t
a
l
.
2
0
1
3
He
r
m
e
s
e
t
a
l
.
2
0
1
4
Va
d
e
r
e
t
a
l
.
2
0
0
7
-1
Va
d
e
r
e
t
a
l
.
2
0
0
7
-2
Methods clarity
Study timeframe/duration
Uncertainty measurement
Gradient definition
Reporting bias
Overall reliability
Study
Re
l
i
a
b
i
l
i
t
y
30
Qualitative methods for weighting
Analysis Phase: Weight Evidence
•Relevance, strength, and reliability
are assessed independently.
•Weights are conceptual, scores are
symbolic.
•Determine how to judge quality
BEFORE the decision-making process
begins; tailor weights to state-
specific question(s).
Wei g h t Eviden
c
e
31
Evidence Table: Hypothetical Example
32
Piece of Evidence
Relevance
(Rv)
Strength
(St)
Reliability
(Rb)
Overall
Weight Result
(1) TP- Diatom Index S-R curve:
Analysis generated with State field
data
+++++++++Field data from streams inside state (Rv) shows Index
changepoint at TP=x mg/L with narrow CI (St); large
sample size and wide nutrient gradient included (Rb)
(2) TP- Diatom Index S-R curve:
Analysis generated with field data
outside of State
+++0 0 Field data from streams outside state but with good
environmental similarity (Rv) shows Index
changepoint at TP=y mg/L with wide CI (St); single
season data only (Rb)
(3) Meta-analysis of TP-Diatom
richness relationship: Literature ++++++++Meta-analysis of stream studies across the US (Rv)
show a negative correlation between nutrient and
biological endpoint for TP= >z mg/L (St); methods are
well documented and repeatable (Rb)
(4) Mesocosm phosphorus dosing
experiment: Literature +0+++Experiment conducted in realistic stream mesocosm
(Rv) shows no statistical change (St) in diatom
richness with increasing doses of phosphorus; good
sample size, reported experimental and analysis
methods would be repeatable (Rb)
1.Planning/problem formulation
2.Analysis
3.Criteria derivation
33
Take home: Methods for integrating evidence to derive criteria can range from
simple to sophisticated; selected methods should be logical, informed by evidence
availability and stakeholder needs, and communicated clearly.
•Combine individual pieces or lines of evidence to determine which
hypothesis is supported and with how much confidence (that is- which way
does the scale tip?).
1.Integrate evidence
2.Interpret bodies of evidence
3.Explain ambiguities and discrepancies
Derivation Phase: Weigh Body of Evidence W e i g h Body
ofEvid e n c e
34
Derivation Phase: Weigh Body of Evidence
35 of 62
W e i g h Body
ofEvid e n c eStressor-Response
Reference Condition
NNC from
other States
Mechanistic
Modeling
Shape = Source of evidence Color = Analysis approach Size = Weight
Opt 1: By analysis
approach Opt 2: By source
Primary data analysis
Literature
S-R
S-R
Thresh
Ref Cond
Ref
Cond Mech
Mod
S-R
S-R
Ref
Cond
Mech Mod
Ref Cond
Thresh
S-R
Thresh
S-R
Thresh
Evidence Aggregation: Example
36
UDEQ 2019
W e i g h Body
ofEvid e n c e
•Once aggregated, evidence can be integrated in
several ways.
➢ Select the weightiest line of evidence to
determine criterion.
37
Derivation Phase: Weigh Body of Evidence W e i g h Body
ofEvid e n c e
Evidence Table: Hypothetical Example
Piece of EvidenceOverall WeightCandidate criterion Explanation
(1) TP-Diatom Index S-R
curve:Analysis generated
with State field data
++TP=x mg/L with narrow CI Primary data analysis that has resulted in
weightiest evidence.
(2) TP-Diatom Index S-R
curve:Analysis generated
with field data outside of
State
0TP=y mg/L with wide CI Similar primary data analysis as in (1), but
underlying data represent only a single season, so
evidence has unacceptably low reliability. Working
with neighboring state to include multiple seasons
in future analyses.
(3) Meta-analysis of TP-
Diatom richness relationship:
Literature
++TP=α mg/L Threshold identified, but endpoint is not sensitive
to nutrient change at low TP concentrations,
resulting in substantial uncertainty around
candidate criterion.
(4) Mesocosm phosphorus
dosing experiment:
Literature
+TP=β-γ mg/L TP candidate criterion range identified from low
and medium dosage, but not statistically different
from high dosage concentration. β<x<γ.
Conclusion ++TP=x mg/L (1) selected to inform final criterion value. (4) is not
strong, but corroborates value derived from (1).
38
•Once aggregated, evidence can be integrated in
several ways.
➢ Select the weightiest line of evidence to
determine criterion.
➢ Merge lines of evidence.
•This has generally been a successful
approach in criteria
development/adoption.
•Describe characteristics of evidence base
as a whole (number of lines, coherence,
absence of bias, diversity).
•Characterize criterion- Magnitude,
duration, frequency.
39
Derivation Phase: Weigh Body of Evidence W e i g h Body
ofEvid e n c e
Derivation Phase: Weigh Body of Evidence
If merging lines of evidence, deriving a numeric criterion can happen in
several ways.
•One-step – should be consistent in nutrient and endpoint
➢ Arithmetic mean, geometric mean, median
•Two-step combined criteria – confirming biota should also be
sensitive to nutrients
•More sophisticated
➢ Species sensitivity distributions
➢ Cumulative distribution functions
➢ Models used in meta-analysis
➢ Bayesian hierarchical models
➢ Multi-criteria decision analysis
40
W e i g h Body
ofEvid e n c e
Dealing with challenges
•Uncertainty- incomplete understanding of state or true
value
➢Increase sample size by including additional high quality (i.e.,
reliable) data
•Variability- inherent heterogeneity of data
➢Include co-variates, more finely subdivide unit of analysis (e.g.,
classification)
•Ambiguity- evidence with no clear meaning or more than
one possible meaning
➢Solicit external expert review
➢Acknowledge plausible interpretations and be transparent
about which ultimately informs the decision
•Discrepancy- inconsistency in the evidence base
➢Understand which are logical
➢Critical look at underlying reliability of evidence
➢Design follow up studies that target resolution of discrepancy
41
Derivation Phase: Weigh Body of Evidence W e i g h Body
ofEvid e n c e
Communication: Weigh Body of Evidence
42
UDEQ 2019
W e i g h Body
ofEvid e n c e
Communication: Weigh Body of Evidence
43
Heiskary et al 2013
W e i g h Body
ofEvid e n c e
Documentation
Best Practices
✓ Begin at Planning Phase- Technical plan provides transparency and a
benchmark for how you intend the process to go; when things
change, you can specify how and why in relation to the plan.
✓ Should enable repeatability- Just like the Methods section of a
journal article, good documentation should enable someone to
repeat your WoE process.
✓ Checklists and templates- Can make recording and communicating
the details of your process easy.
44
Examples of helping states
in different situations
45
State “A” versus State “C” Profiles
State Timetable
Availability
of Primary
Data
Capacity to
Analyze
Primary
Data
Availability of
Published
Literature
Capacity to
Conduct New
Studies
Potential lines of
evidence
Potential
derivation
method
A
Inland
waters: <1
year
High Not Limited Low/Medium High
•Literature
•Stressor-Response
•Reference
Mean
C
Lakes and
streams:
3-5 years
Medium Limited Medium/High Medium
•Literature
•Stressor-Response
•Reference
TBD
47
State “A” versus State “C” Profiles
State Timetable
Availability
of Primary
Data
Capacity to
Analyze
Primary
Data
Availability of
Published
Literature
Capacity to
Conduct New
Studies
Potential lines of
evidence
Potential
derivation
method
A
Inland
waters: <1
year
High Not Limited Low/Medium High
•Literature
•Stressor-Response
•Reference
Mean
Key points:
•Being later in the process means WoE methods could be used to strengthen existing approaches (e.g.,
enhancing documentation).
•The abundance of primary data and capacity to analyze it doesn’t mean you don’t need evidence from published
literature,but it could mean literature plays a different role- as a point of comparison or aid in selection of most relevant
approach, for instance.
•Identifying data gaps during derivation can guide conduct of new studies.
47
State “A” versus State “C” Profiles
State Timetable
Availability
of Primary
Data
Capacity to
Analyze
Primary
Data
Availability of
Published
Literature
Capacity to
Conduct New
Studies
Potential lines of
evidence
Potential
derivation
method
C
Lakes and
streams:
3-5 years
Medium Limited Medium/High Medium
•Literature
•Stressor-Response
•Reference
TBD
Key points:
•Being earlier in the process means WoE process can help structure criteria development from the beginning.
•Constraints with primary data and an abundance of published literature indicates the latter could be a valuable source
of evidence and worth fully developing.
•Derivation method options can be discussed/prioritized, with flexibility built in to accommodate final nature of the evidence.
48
Concluding Thoughts
Criteria Development
Phase
Basic WoE Framework
Element
Key Suggested PracticesIntended Outcomes
AnalysisAssembleEvidence is assembled in an
unbiased way.
Conclusions reached in the Criteria
Derivation Phase are objective and defensible
because they are based on evidence that
accurately and fairly represents what is known
about nutrients and their effects in water
bodies.
WeightWeighting criteria are
established ahead of time;
relevance, strength, and
reliability of evidence are
assessed and documented.
Each piece of evidence has influence on
the conclusions in the Criteria Derivation
Phase that appropriately corresponds to its
objectively evaluated relevance, strength, and
reliability.
Core principle Processes for assembling and
weighting evidence are
documented and
communicated clearly.
Decision-makers and stakeholders understand
the pieces of evidence that make up the body of
evidence and how they influence conclusions in
the Criteria Derivation Phase.
49
Concluding Thoughts
Criteria Development
Phase
Basic WoE Framework
Element
Key Suggested PracticesIntended Outcomes
Criteria DerivationWeighIf necessary, evidence is
logically aggregated. Integration
method is appropriate for the
evidence.
Derived criteria are sound and defensible,
because the method to either (a) select the
weightiest evidence or (b) merge multiple lines
of sufficiently weighty evidence is technically
appropriate and justified to protect the
designated use.
Core principleConclusions are clearly
communicated.
Decision-makers and stakeholders understand
and trust the derived criteria.
50
Additional resources
51
Additional Resources
•Forthcoming
•Template for documenting WoE process
•Fillable PDF
•Short videos
•Intro to WoE
•Using online evidence repositories to
gather unbiased literature-based
evidence
52
References and Resources
•Bennett, MG; Lee, SS; Schofield, KA; Ridley, CE; Washington, BJ; Gibbs, DA. 2021. Response of chlorophyll a to total nitrogen
and total phosphorus concentrations in lotic ecosystems: A systematic review. Environ Evid 10: 23.
•Heiskary, S., R. W. Bouchard, and H. Markus. 2013. Minnesota nutrient criteria development for rivers. Environmental Analysis
and Outcomes, Minnesota Pollution Control Agency, St Paul, Minnesota. (Available from:http://www.pca.state.mn.us/)
•Mupepele, A.-C., Walsh, J.C., Sutherland, W.J. and Dormann, C.F. 2016. An evidence assessment tool for ecosystem services
and conservation studies. Ecol Appl, 26: 1295-1301.https://doi.org/10.1890/15-0595
•Ridley et al. EcoDIVER: Ecological Database of Interactive Visualizations and Evidence Records. Web tool.
www.epa.gov/ecodiver
•Salafsky, N.,Boshoven, J.,Burivalova, Z. et al. 2019.Defining and using evidence in conservation practice.Conservation
Science and Practice,1, e27.https://doi.org/10.1111/csp2.27
•Smith, A.J., and Tran, C.P. 2011.A weight-of-evidence approach to define nutrient criteria protective of aquatic life in large
rivers.J. N. Am. Benthol. Soc.29:875–891. doi:https://doi.org/10.1899/09-076.1
•UDEQ. 2019. Numeric nitrogen and phosphorus criteria: Utah headwater streams. Utah Division of Water Quality, Salt Lake
City, UT.
•US EPA. 2016. Weight of evidence in ecological assessment.U.S. Environmental Protection Agency, Washington, DC.: Risk
Assessment Forum; Report no. EPA/100/R-16/001.
•US EPA. 2021.Ambient Water Quality Criteria to Address Nutrient Pollution in Lakes and Reservoirs.Office of Water, U.S.
Environmental Protection Agency,Washington, DC. Report no.EPA/822/R-21/005.
53
Thank you!
ridley.caroline@epa.gov
54
Extra slides
55
Summary of Suggested Practices and Intended
Outcomes
Criteria Development
Phase
Basic WoE Framework
Element
Key Suggested PracticesIntended Outcomes
PlanningCore principlePlanning is transparent, documented, and leverages collective expertise.Decision-makers and stakeholders understand and trust the criteria development
process. Planning minimizes bias, is realistic, and meets stakeholder needs.
Assemble, weight, weighWoE methods are used to group water bodies.When Criteria Derivation Phase is reached,candidate criteria for each water body
grouping have acceptably low amounts of variation.
Problem FormulationAssemble, weight, weighWoE methods are used to select endpoints.Endpoints are relevant to management goals,measurable, ecologically relevant,
sensitive to nutrients, and important to stakeholders.
AnalysisAssembleEvidence is assembled in an unbiased way.Conclusions reached in the Criteria Derivation Phase are objective and defensible
because they are based on evidence that accurately and fairly represents what is
known about nutrients and their effects in water bodies.
WeightWeighting criteria are established ahead of time; relevance, strength, and
reliability of evidence are assessed and documented.
Each piece of evidence has influence on the conclusions in the Criteria Derivation
Phase that appropriately corresponds to its objectively evaluated relevance,
strength, and reliability.
Core principle Processes for assembling and weighting evidence are documented and
communicated clearly.
Decision-makers and stakeholders understand the pieces of evidence that make
up the body of evidence and how they influence conclusions in the Criteria
Derivation Phase.
Criteria DerivationWeighIf necessary, evidence is logically aggregated. Integration method
is appropriate for the evidence.
Derived criteria are sound and defensible, because the method to either (a) select
the weightiest evidence or (b) merge multiple lines of sufficiently weighty
evidence is technically appropriate and justified to protect the designated use.
Core principleConclusions are clearly communicated.Decision-makers and stakeholders understand and trust the derived criteria.
56
1.Planning/problem formulation
2.Analysis
3.Criteria derivation
57
Planning Phase
•Opportunity to craft a transparent plan for all
other steps leading to criteria adoption
•WoE Framework can help structure the plan and
inform specific approaches that the technical
team will use
•Tailored to specific decision context of
State/Tribe/Territory
•Flexibility can be built in
➢ Collective expertise can be leveraged from a workgroup or
individual with a review process
58
Take home: Activities undertaken during planning provide a transparent foundation for developing NNC;
transparency is a core principle of WoE. Grouping water bodies during Planning is amenable to WoE
because diverse evidence may need to be combined.
W e i g h Bod
y
ofEvide n c e
Wei g h t Evide
n
c
e
Asse m b l e Evid
e
n
c
e
Basic WoE Framework
Planning Document
59
A planning document can have text and
figures describing:
•How candidate endpoints will be
selected
•How water bodies will be classified
•What evidence and analysis approaches
(e.g., stressor-response, reference
conditions, and literature) will be
considered
•Discussion of dealing with limitations and
trade-offs
Planning Document: Hypothetical Example
60
Criteria development
process for streams
Stream classification
Streams definition
Further classify streams by
geology, watershed
boundaries, and nutrient
distributions
Instream protection
Reference distribution
approach
1.ID reference populations
for TN and TP
2.Compute reference
distributions
3.Select percentile of
reference distribution as
TN, TP criteria
Downstream protection
1.Lakes- ID empirical or
mechanistic models to
calculate TN and TP in
streams which would be
protective of downstream
lakes
2.Estuaries- Approach TBD
Adding
some
WoE
details to
a plan
Problem Formulation Phase
•Results in
(1)assessment endpoints that adequately reflect management goals
and the ecosystem they represent
(2)conceptual models that describe key relationships between
nutrients and assessment endpoints
61
•WoE process can be used WITHIN a phase of
criteria development in addition to ACROSS
phases
Take home: Selecting endpoints during Problem Formulation is also a process to which WoE could be
applied when diverse evidence needs to be combined. Conceptual models developed during problem
formulation can help inform what evidence should be assembled for the Analysis Phase.
Endpoint Selection: Two Examples
1.The body of evidence supports recently
recommended endpoints for lake and
reservoir WQC that are measurable, sensitive
to nutrients, and nationally relevant to
management goals. Evidence includes
mechanism-based reasoning, literature, and
existing stressor-response models (EPA 2021).
2.Lake managers from northeastern states are
developing diatom-based endpoints that are
sensitive to nutrients and regionally
ecologically relevant. Evidence includes
primary data analyses of diatom assemblage
information, literature, and expert knowledge.
62
Number of quantitative stressor-response relationships
between nutrients and chlorophyll-a, diatoms, and
macroinvertebrates in streams and rivers
Literature-based evidence
Analysis Phase: Assemble Evidence
Adapted from Bennett et al 2021EcoDIVER available now!
Meta-analysis
•Response of chlorophyll to TN and TP
•Summarizes evidence from dozens of
individual studies to show strength and
direction of relationships
Asse m b l e Evid
e
n
c
e
63
Integrating Evidence: Two Examples
•Example of selecting weightiest evidence: U.S. EPA’s guidance and models for the
development of nutrient criteria in lakes creates a path for developing a single
relevant, strong, and reliable line of evidence that informs numeric criteria (U.S. EPA
2021).
•Example of merging evidence: Based on biological changepoints and cluster analysis,
a weighted mean was calculated to recommend TP criterion for large rivers in New
York (Smith and Tran 2010).
64
UTAH LAKE WATER QUALITY STUDY
Science Panel Update
September 5, 2024
1
Major Tasks Completed Over the Past Year
•Implementation of the Strategic Research Plan
•Updates the charge question responses
•Advancement toward developing Numeric Nutrient Criteria
(NNC) recommendations
Science Panel Major Tasks
STRATEGIC RESEARCH PLAN UPDATE
3
Purpose
•Identify major remaining knowledge
and data gaps that are constraining the
certainty and confidence with which
the SP can respond to charge questions
and recommend NNC
•Recommend strategic research to fill
those knowledge and data gaps
Strategic Research Plan - Overview
Studies Conducted
•Sediment Nutrient Interactions Study
•Carbon, Nitrogen, and Phosphorus Budget Study
•Bioassay Study
•Littoral Sediment Study
•Phosphorus-Binding Study
•Paleolimnology Study
•TSSD Limnocorral Study*
•Atmospheric Deposition Study*
Strategic Research Plan – Study Overview
Strategic Research Plan – Study Status
Study Name Primary
Investigator Purpose Status
Sediment Nutrient
Interaction Study
Dr. Ramesh Goel,
University of Utah
Determine the importance of
nutrient exchanges between the
sediments and water column.
100% Complete
Carbon, Nitrogen,
and Phosphorus
Budget Study
Dr. Kateri Salk, Tetra
Tech
Determine the nutrient loads and
amount of water entering and
leaving Utah Lake annually.
100% Complete
Bioassay Study
Dr. Zach Aanderud,
Brigham Young
University
Determine which nutrients are
controlling algal growth and how it
changes across the lake and
throughout the year.
100% Complete
Strategic Research Plan – Study Status
Study Name Primary
Investigator Purpose Status
Littoral Sediment
Study
Dr. Erin Rivers, Utah
State University
Determine how the wetting and drying of
sediments due to changing lake levels
affect nutrient cycling.
100% Complete
Phosphorus-Binding
Study
Dr. Josh LeMonte,
Brigham Young
University
Determine how phosphorus molecules
interact with other molecules, like calcite,
in Utah Lake and how those interactions
affect how much phosphorus is available
for living organisms (e.g., algae and
cyanobacteria)
100% Complete
Paleolimnology Study Dr. Janice Brahney, Utah
State University
Determine the historical condition of Utah
Lake and describe how water quality
changed over time.
100% Complete
Timpanogos Special Services District
(TSSD) Limnocorral Studies
•Research presented at the 2023 June
Science Panel meetings
•2022 and 2023 reports completed
and distributed to Science Panel
•Studies ongoing for 2024
Strategic Research Plan – Ongoing Studies
•Aug 2022 to Feb 2023: A Science Panel subgroup met 20
times to discuss atmospheric deposition data.
•Science Panel voted to accept the number; it was not an
unanimous vote.
Strategic Research Plan – Atmospheric Deposition
Science Panel Majority Estimate
(Metric Tons/Year)
Science Panel Minority
Estimate (Metric Tons/Year)
Dissolved Inorganic
Nitrogen
220
Range: 218 to 249 N/A
Total Phosphorus 32
Range: 31-43
150
Range: 93-200
CHARGE QUESTION UPDATE
10
High-Level Charge Questions
1.What was the historical condition of Utah Lake with respect to
nutrients and ecology pre-settlement and along the historical
timeline with consideration of trophic state shifts and significant
transitions since settlement?
2.What is the current state of the lake with respect to nutrients and
ecology?
3.What additional information is needed to define nutrient criteria
that support existing beneficial uses? [addressed as part of strategic
research plan]
4.Can the lake be improved given current management constraints?
High-Level Charge Questions
Charge Question Process Overview
•Aug-Oct 2021: Science Panel met in subgroups to develop interim
charge question responses.
•Jan 2022: Steering Committee and Science Panel jointly met to
review and discuss the interim charge question responses.
•Apr-May 2024: Science Panel met in subgroups to update the charge
question responses using new available data from completed studies.
•Ongoing: Science Panel continue to review responses with the goal of
approving them in the near future.
Outstanding Charge Questions
•What are current sediment equilibrium P concentrations (EPC) throughout the
lake? What effect will reducing inputs have on water column concentrations? If
so, what is the expected lag time for lake recovery after nutrient inputs have
been reduced?
•What is the sediment oxygen demand of, and nutrient releases from, sediments
in Utah Lake under current conditions?
•What would be the current nutrient regime of Utah Lake assuming no nutrient
inputs from human sources? This question may require the identification of
primary sources of nutrients.
•If the lake stays in a phytoplankton-dominated state, to what extent can the
magnitude, frequency, and extent of harmful and nuisance algal blooms be
reduced through nutrient reductions?
Additional Evidence
•Additional evidence that will be assessed to develop charge
question responses:
•Dr. Mike Brett’s Mass Balance Analysis
•Dr. Steve Nelson’s Diffusion Estimates White Paper
•Mechanistic watershed and lake model analysis
NUMERIC NUTRIENT CRITERIA
RECOMMENDATION DEVELOPMENT
16
Technical Support Document
Purpose of the Technical Support Document
•Provide the technical basis for the development
of numeric nutrient criteria (NNC) to protect
designated uses
•Recreation
•Aquatic Life
•Others (Agriculture, Downstream)
•Conduct analyses to support multiple lines of
evidence in the NNC framework
Technical Support Document Lines of Evidence
18
•Reference-based
•Results from paleolimnological studies
•Utah Lake Nutrient Model prediction/extrapolation of reference
conditions
•Stressor-response analysis
•Utah Lake Nutrient Model output
•Statistical models
•Scientific literature
•Scientific studies of comparable/related lake ecosystems
•Support/supplement other lines of evidence
Current focus of the Science Panel
Science Panel Next Steps
19
Ongoing Work
Continue to discuss the Stressor-Response statistical analyses
Watershed/In-Lake Model Update
•Watershed model is nearly completed.
•In-lake model is currently being calibrated (expected in
Nov/Dec).
•Next step is to connect the watershed model to the lake model.
QUESTIONS?
20
Intro to Implementation Planning
Scott Daly
Division of Water Quality (UDEQ)
Project Milestone
2015 2018
Data gathering;
process development
Phase I
Phase II: Criteria Development
2021
Nutrient Criteria Framework
Strategic Research
Develop Criteria
Framework
Implementation Plan
Phase III: Implementation Planning
Implementation
203020222025
Implementation Framework
Framework Development Process
•POTW considerations
•Steering Committee considerations
Implementation Framework
Implementation Objectives
•Effective strategies result in measurable improvements
•Address all significant sources
•Practical
•Cost effective & feasible
•Flexible & adaptive
“…roadmap for negotiating, defining, and developing all
elements of a stakeholder-supported process…”
Implementation Framework
1. ULWQS Phase 2 2. Build Partnerships
3. Characterize Watershed
4. Management Strategies
5. Permitting Approach 6. Cost & Feasibility 7. Assemble Plan
In-Lake Strategies
•Carp and fisheries
management
•Macrophyte
reestablishment
•Nutrient recycling
•Biological, chemical, and
mechanical treatments
4. Nutrient
Management
Strategies
Courtesy Utah Lake
Authority
Watershed Strategies
•Nonpoint sources
•Point sources
•Stormwater
•Atmospheric deposition
Technical Support Contractor
Technical Support Tasks &
Deliverables
Subtask Framework
Element Name
Framework
Element #
(Line #)
Deliverable
Task 1.1 Watershed
Characterization
3 (lines 9-12) Data compilation & gaps
Source ID & quantification
Critical source areas
Future growth scenario
Task 1.2 Assess Potential
Nutrient Management
Strategies
4 (lines 15-20) ID potential management
practices
Evaluate effectiveness
Task 1.3 Permit
Implementation
5 (lines 21, 23) NNC permitting approach
Task 1.4 Cost and Feasibility 6 (line 26) Cost & feasibility for selected
alternatives
Task 1.5 Assemble the
Implementation Plan
7 (lines 27-33) Draft & final water quality
implementation plan
Schedule & Milestones
6 Month Schedule
Meeting Schedule Task Work Element
ASAP – October Introduce Technical Support
Team
Task 1.1. Watershed
characterization
Data compilation & gaps, critical
source areas, future growth and
land use scenario
November – December Task 1.1. Watershed
characterization
Critical source areas and
growth scenario
December – February Task 1.2. Assess management
strategies
BMP evaluation framework,
identify optimal BMPs for each
source
Questions? Contact us
Scott Daly
Utah Lake
Watershed
Coordinator
PHONE
(385) 321-6501
EMAIL
sdaly@utah.gov
utahlake.deq.utah.gov