Loading...
HomeMy WebLinkAboutDERR-2024-004696,035(66('&855(17&$7+2',&3527(&7,216<67(0(9$/8$7,21 8WDK'(48QGHUJURXQG6WRUDJH7DQN3URJUDP 7(67,1*3(5&5,7(5,$ 67$1'$5'6(67$%/,6+('%<1$&($1'2567, 67((/7$1.,167,787(  x $FFHVVWRWKHVRLOGLUHFWO\RYHUWKHFDWKRGLFDOO\SURWHFWHGVWUXFWXUHWKDWLVEHLQJHYDOXDWHGPXVWEHSURYLGHG x $VLWHGUDZLQJGHSLFWLQJWKH867FDWKRGLFSURWHFWLRQV\VWHPDQGDOOUHIHUHQFHHOHFWURGHSODFHPHQWVPXVWEHFRPSOHWHG ,8672:1(5,,867)$&,/,7< &203$1<1$0(0$5.-<$5'/(< $''5(6632%2; &,7<%($9(567$7(87=,3 )$&,/,7<1$0(($*/(6/$1',1* )$&,/,7<,' )$&,/,7<$''5(661: &,7<%($9(567$7(87=,3&2817<%($9(5&2817< ,,,&37(67(5,9&37(67(5¶648$/,),&$7,216 7(67(5¶61$0(3$<721.(//< &203$1<1$0(0 0&$7+2',&3527(&7,21 $''5(665('%(55<5' &,7<'5$3(567$7(87=,3 &37(67(56&(57,),&$7,21180%(587 (;3,5$7,21'$7(2&72%(5 3+21(180%(5   95($6216859(<:$6&21'8&7(' PDUNRQO\RQH  5RXWLQH\HDU5RXWLQH±ZLWKLQPRQWKVRILQVWDOODWLRQGD\UHVXUYH\DIWHUIDLO5HVXUYH\DIWHUUHSDLUPRGLILFDWLRQ 'DWHQH[WFDWKRGLFSURWHFWLRQVXUYH\PXVWEHFRQGXFWHGQRODWHUWKDQ UHTXLUHGZLWKLQPRQWKVRILQVWDOODWLRQUHSDLU HYHU\\HDUVWKHUHDIWHU  9,&$7+2',&3527(&7,217(67(5¶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¶66,*1$785(     '$7(&36859(<3(5)250('  9,,&25526,21(;3(57¶6(9$/8$7,21 PDUNRQO\RQH  7KHVXUYH\PXVWEHFRQGXFWHGDQGRUHYDOXDWHGE\DFRUURVLRQH[SHUWZKHQD VXSSOHPHQWDODQRGHVRURWKHUFKDQJHVLQWKHFRQVWUXFWLRQRIWKHLPSUHVVHG FXUUHQWV\VWHPDUHPDGHE VWUD\FXUUHQWPD\EHDIIHFWLQJEXULHGPHWDOOLFVWUXFWXUHVRUF DQLQFRQFOXVLYHUHVXOWZDVLQGLFDWHGLQ6HFWLRQ9, 3$66$OOSURWHFWHGVWUXFWXUHVDWWKLVIDFLOLW\SDVVWKHFDWKRGLFSURWHFWLRQVXUYH\DQGLWLVMXGJHGWKDWDGHTXDWHFDWKRGLFSURWHFWLRQKDVEHHQ SURYLGHGWRWKH867V\VWHP LQGLFDWHDOOFULWHULDDSSOLFDEOHE\FRPSOHWLRQRI6HFWLRQ9,,,   )$,/2QHRUPRUHSURWHFWHGVWUXFWXUHVDWWKLVIDFLOLW\IDLOWKHFDWKRGLFSURWHFWLRQVXUYH\DQGLWLVMXGJHGWKDWDGHTXDWHFDWKRGLFSURWHFWLRQ KDVQRWEHHQSURYLGHGWRWKH867V\VWHP FRPSOHWH6HFWLRQ,;  &25526,21(;3(57¶61$0( &203$1<1$0( 1$&(,17(51$7,21$/&(57,),&$7,21 1$&(,17(51$7,21$/&(57,),&$7,21180%(5     &25526,21(;3(57 66,*1$785(    '$7(5(9,(:(' 9,,,&5,7(5,$$33/,&$%/(72(9$/8$7,21 PDUNDOOWKDWDSSO\  2))6WUXFWXUHWRVRLOSRWHQWLDOPRUHQHJDWLYHWKDQ±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¶VGHVLJQ  5HSDLUVRUUHSODFHPHQWRIUHFWLIHU H[SODLQLQ³5HPDUNV2WKHU´EHORZ  $QRGHKHDGHUFDEOHVUHSDLUHGDQGRUUHSODFHG H[SODLQLQ³5HPDUNV2WKHU´EHORZ  ,PSUHVVHGFXUUHQWSURWHFWHGWDQNVSLSLQJQRWHOHFWULFDOO\FRQWLQXRXV H[SODLQLQ³5HPDUNV2WKHU´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«HWF FRUUHVSRQGLQJZLWKWKHDSSURSULDWHOLQHQXPEHULQ6HFWLRQ;9,RIWKLVIRUP$1(9$/8$7,212)7+(&$7+2',& 3527(&7,216<67(0,6127&203/(7(:,7+287$1$&&(37$%/(6,7('5$:,1* /$5*(56,7('5$:,1*,6$77$&+('727+,66859(<            ;9,035(66('&855(17&$7+2',&3527(&7,216<67(0&217,18,7<6859(< x 7KLVVHFWLRQPD\EHXWLOL]HGWRFRQGXFWPHDVXUHPHQWVRIFRQWLQXLW\RQXQGHUJURXQGVWRUDJHWDQNV\VWHPVWKDWDUHSURWHFWHGE\FDWKRGLFSURWHFWLRQV\VWHPV x :KHQFRQGXFWLQJDIL[HGFHOOPRYLQJJURXQGVXUYH\WKHUHIHUHQFHHOHFWURGHPXVWEHSODFHGLQWKHVRLODWDUHPRWHORFDWLRQDQGOHIWXQGLVWXUEHG x &RQGXFWSRLQWWRSRLQWWHVWEHWZHHQDQ\WZRVWUXFWXUHVIRUZKLFKWKHIL[HGFHOOPRYLQJJURXQGVXUYH\LVLQFRQFOXVLYHRULQGLFDWHVSRVVLEOHLVRODWLRQ x )RULPSUHVVHGFXUUHQWV\VWHPVWKHSURWHFWHGVWUXFWXUHPXVWEHFRQWLQXRXVZLWKDOORWKHUSURWHFWHGVWUXFWXUHVLQRUGHUWRSDVVWKHFRQWLQXLW\VXUYH\ 127(7KHVXUYH\LVQRWFRPSOHWHXQOHVVDOODSSOLFDEOHSDUWVRIVHFWLRQV,;,9DUHDOVRFRPSOHWHG '(6&5,%(/2&$7,212)³),;('5(027(´5()(5(1&((/(&752'(3/$&(0(1732,177232,17&217,18,7<6859(<:$6&21'8&7(' 6758&785(³$´6758&785(³%´6758&785(³$´ ),;('5(027( ,167$172)) 92/7$*( 6758&785(³%´ ),;('5(027( ,167$172)) 92/7$*( 32,177232,17 92/7$*( ',))(5(1&( P9  ,62/$7(' &217,18286 ,1&21&/86,9( H[DPSOH 3/867$1.%27720 H[DPSOH 3/86352'8&7/,1(#673 H[DPSOH P9 H[DPSOH P9 H[DPSOH ,62/$7(' H[DPSOH 3/867$1.%27720 H[DPSOH 3/86352'8&7/,1(#673 H[DPSOH P9 H[DPSOH ,62/$7(' '6/7$1.%27720'6/),//5,6(5&217,18286 '6/7$1.%27720'6/$7*5,6(5&217,18286 '6/7$1.%27720'6/6735,6(5&217,18286 35(07$1.%2772035(0),//5,6(5&217,18286 35(07$1.%2772035(0$7*5,6(5&217,18286 35(07$1.%2772035(06735,6(5&217,18286 81/7$1.%2772081/),//5,6(5&217,18286 81/7$1.%2772081/$7*5,6(5&217,18286 81/7$1.%2772081/6735,6(5&217,18286                                     5(0$5.627+(512,668(6)281':,7+&217,18,7<6859(<    'HVFULEHWKHSURWHFWHGVWUXFWXUH^³$´`WKDW\RXDUHDWWHPSWLQJWRGHPRQVWUDWHLVFRQWLQXRXV HJSOXVWDQNERWWRP  'HVFULEHWKH³RWKHU´SURWHFWHGVWUXFWXUH^³%´`WKDW\RXDUHDWWHPSWLQJWRGHPRQVWUDWHLVFRQWLQXRXV HJSOXVVWHHOSURGXFWOLQH#673  5HFRUGWKHIL[HGUHPRWHLQVWDQWRIIVWUXFWXUHWRVRLOSRWHQWLDORIWKHSURWHFWHGVWUXFWXUH^³$´`LQPLOOLYROWV HJ±P9  5HFRUGWKHIL[HGUHPRWHLQVWDQWRIIVWUXFWXUHWRVRLOSRWHQWLDORIWKH³RWKHU´SURWHFWHGVWUXFWXUH^³%´`LQPLOOLYROWV HJ±P9  5HFRUGWKHYROWDJHGLIIHUHQFHREVHUYHGEHWZHHQVWUXFWXUH³$´DQGVWUXFWXUH³%´ZKHQFRQGXFWLQJ³SRLQWWRSRLQW´WHVWLQJ HJP9  'RFXPHQWZKHWKHUWKHWHVW IL[HGFHOODQGRUSRLQWWRSRLQW LQGLFDWHGWKHSURWHFWHGVWUXFWXUHZDVLVRODWHGFRQWLQXRXVRULQFRQFOXVLYH  ;9,,035(66('&855(17&$7+2',&3527(&7,216<67(06859(< x 7KLVVHFWLRQPD\EHXWLOL]HGWRFRQGXFWDVXUYH\RIDQLPSUHVVHGFXUUHQWFDWKRGLFSURWHFWLRQV\VWHPE\REWDLQLQJVWUXFWXUHWRVRLOSRWHQWLDOPHDVXUHPHQWV x 7KHUHIHUHQFHHOHFWURGHPXVWEHSODFHGLQWKHVRLOGLUHFWO\DERYHWKHVWUXFWXUHWKDWLVEHLQJWHVWHGDQGDVIDUDZD\IURPDQ\DFWLYHDQRGHDVSUDFWLFDOWRREWDLQDYDOLG VWUXFWXUHWRVRLOSRWHQWLDO x %RWKRQDQGLQVWDQWRIISRWHQWLDOVPXVWEHPHDVXUHGIRUHDFKVWUXFWXUHWKDWLVLQWHQGHGWREHXQGHUFDWKRGLFSURWHFWLRQ x 7KHLQVWDQWRIISRWHQWLDOPXVWEHP9RUPRUHQHJDWLYHRUWKHP9SRODUL]DWLRQFULWHULRQPXVWEHVDWLVILHGLQRUGHUWRSDVV 127(7KLVVXUYH\LVQRWFRPSOHWHXQOHVVDOODSSOLFDEOHSDUWVRIVHFWLRQV,±;,9DUHDOVRFRPSOHWHG  /2&$7,21 &2'(  6758&785(  &217$&732,17  5()(5(1&(&(//3/$&(0(17 21 92/7$*( P9  ,167$17 2))92/7 P9  P932/$5,=$7,21 (1',1* 92/7$*( P9  92/7$*( &+$1*( P9   3$66 )$,/ H[DPSOH   H[DPSOH  3/867$1. H[DPSOH  7$1.%27720 H[DPSOH  62,/#5(*7$1.6730$1:$< H[DPSOH  P9 H[DPSOH  P9  H[DPSOH  3$66 H[DPSOH   H[DPSOH  ',(6(/3,3( H[DPSOH  ',63(16(5 H[DPSOH  62,/#',(6(/7$1.6730$1:$< H[DPSOH  P9 H[DPSOH  P9 H[DPSOH  P9 H[DPSOH  P9 H[DPSOH  3$66 35(07$1. 7$1.%27720 %25(+2/(1257+     3$66 35(07$1.7$1.%27720%25(+2/(&(17(5   3$66 35(07$1.7$1.%27720%25(+2/(6287+   3$66 '6/7$1.7$1.%27720%25(+2/(1257+   3$66 '6/7$1.7$1.%27720%25(+2/(&(17(5   3$66 '6/7$1.7$1.%27720%25(+2/(6287+   3$66 81/7$1.7$1.%27720%25(+2/(1257+   3$66 81/7$1.7$1.%27720%25(+2/(&(17(5   3$66 81/7$1.7$1.%27720%25(+2/(6287+   3$66                                                                                                                                 5(0$5.627+(56<67(03$66(6$//0,1,080&3&5,7(5,$3(567,  'HVLJQDWHQXPHULFDOO\RUE\FRGHRQWKHVLWHGUDZLQJHDFKORFDOUHIHUHQFHHOHFWURGHSODFHPHQW HJ«7733«HWF  'HVFULEHWKHVWUXFWXUHWKDWLVEHLQJWHVWHG HJSOXVWDQNGLHVHOSLSLQJIOH[FRQQHFWRUHWF  'HVFULEHZKHUHWKHVWUXFWXUHEHLQJWHVWHGLVFRQWDFWHGE\WKHWHVWOHDG HJSOXVWDQNERWWRPGLHVHOSLSLQJ#GLVSHQVHUHWF  'HVFULEHWKHH[DFWORFDWLRQZKHUHWKHUHIHUHQFHHOHFWURGHLVSODFHGIRUHDFKPHDVXUHPHQW HJVRLO#UHJXODUWDQN673PDQZD\VRLO#GLVSHQVHUHWF  ^$SSOLHVWRDOOWHVWV`5HFRUGWKHVWUXFWXUHWRVRLOSRWHQWLDO YROWDJH REVHUYHGZLWKWKHFXUUHQWDSSOLHG HJ±P9  ^$SSOLHVWRDOOWHVWV`5HFRUGWKHVWUXFWXUHWRVRLOSRWHQWLDO YROWDJH REVHUYHGZKHQWKHFXUUHQWLVLQWHUUXSWHG HJP9  ^$SSOLHVWRP9SRODUL]DWLRQWHVWRQO\`5HFRUGWKHYROWDJHREVHUYHGDWWKHHQGRIWKHWHVWSHULRG HJP9  ^$SSOLHVWRP9SRODUL]DWLRQWHVWRQO\`6XEWUDFWWKHILQDOYROWDJHIURPWKHLQVWDQWRIIYROWDJH HJP9±P9 P9  ,QGLFDWHLIWKHWHVWHGVWUXFWXUHSDVVHGRUIDLOHGRQHRIWKHWZRDFFHSWDEOHFULWHULD LQVWDQWRIIRUP9SRODUL]DWLRQ EDVHGRQ\RXULQWHUSUHWDWLRQRIGDWD  $77$&+0(17/$5*(56,7('5$:,1*                                                                $77$&+0(17&(57,),&$7,212)&37(67(5